Investment advisers
44,991 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1501 | H. M. Payson & Co. CRD 2993 | Portland, ME | Trust Company · Mid-sized ($1B–$10B) | $9.1B | 4,308 | 4,308 | 34 | 03/31/2026 | ☆ |
| 1502 | Bradley Foster & Sargent Inc CRD 106928 | Hartford, CT | Wealth Manager · Mid-sized ($1B–$10B) | $9.1B | 1,944 | 4,971 | 61 | 04/06/2026 | ☆ |
| 1503 | Xiginvent, L.L.C. CRD 156213 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $9.1B | 40 | 41 | 31 | 05/22/2026 | ☆ |
| 1504 | Neuberger Berman Loan Advisers Ii Llc CRD 306601 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 18 | 18 | 3 | 03/31/2026 | ☆ |
| 1505 | 400 Capital Management Llc CRD 160089 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 23 | 23 | 76 | 07/01/2026 | ☆ |
| 1506 | Deerpath Capital Management, Lp CRD 160791 | Fort Lauderdale, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 42 | 42 | 100 | 03/30/2026 | ☆ |
| 1507 | Marlin Management Company, Llc CRD 160672 | Hermosa Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 31 | 31 | 70 | 03/30/2026 | ☆ |
| 1508 | Hornor, Townsend & Kent, Llc CRD 4031 | Conshohocken, PA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $9.0B | 28,369 | 28,369 | 485 | 09/17/2026 | ☆ |
| 1509 | The Sterling Group, L.P. CRD 157406 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 20 | 20 | 87 | 03/31/2026 | ☆ |
| 1510 | Johcm (Usa) Inc CRD 167596 | Boston, MA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $9.0B | 32 | 32 | 60 | 09/29/2025 | ☆ |
| 1511 | J.F. Lehman And Company Llc CRD 292932 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 26 | 26 | 58 | 03/31/2026 | ☆ |
| 1512 | Simon Quick Advisors, Llc CRD 132330 | Morristown, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $9.0B | 1,042 | 3,057 | 97 | 07/28/2026 | ☆ |
| 1513 | Partners Group Us Management Clo Llc CRD 293856 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 23 | 23 | 1 | 07/09/2026 | ☆ |
| 1514 | Crossmark Global Investments, Inc. CRD 113360 | Houston, TX | Investment Adviser · Mid-sized ($1B–$10B) | $9.0B | 7,902 | 7,890 | 54 | 06/23/2026 | ☆ |
| 1515 | Northwood Investors Llc CRD 161406 | Denver, CO | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 33 | 33 | 107 | 03/31/2026 | ☆ |
| 1516 | Littlejohn & Co., Llc CRD 156720 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 27 | 27 | 81 | 08/26/2026 | ☆ |
| 1517 | Kingsview Wealth Management, Llc CRD 148107 | Grants Pass, OR | Wealth Manager · Mid-sized ($1B–$10B) | $9.0B | 12,309 | 31,932 | 285 | 07/29/2026 | ☆ |
| 1518 | Sentinel Capital Partners, L.L.C. CRD 160474 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 14 | 14 | 62 | 03/31/2026 | ☆ |
| 1519 | Quinbrook Infrastructure Partners Llc CRD 287822 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.0B | 19 | 20 | 25 | 07/28/2026 | ☆ |
| 1520 | Atreides Management, Lp CRD 301152 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $8.9B | 47 | 47 | 26 | 08/28/2026 | ☆ |
| 1521 | Impax Asset Management Llc CRD 114335 | Portsmouth, NH | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $8.9B | 27 | 27 | 93 | 12/22/2025 | ☆ |
| 1522 | Tortoise Capital Advisors, L.L.C. CRD 123711 | Overland Park, KS | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $8.9B | 344 | 344 | 34 | 04/30/2026 | ☆ |
| 1523 | Westport Capital Partners Llc CRD 157493 | Darien, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $8.9B | 37 | 37 | 34 | 08/25/2026 | ☆ |
| 1524 | Hermes Gpe Llp CRD 151848 | London | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $8.9B | 141 | 141 | 67 | 03/27/2026 | ☆ |
| 1525 | Axxcess Wealth Management, Llc CRD 164081 | Carlsbad, CA | Wealth Manager · Mid-sized ($1B–$10B) | $8.9B | 10,357 | 26,039 | 72 | 03/31/2026 | ☆ |
| 1526 | Key Investment Services Llc CRD 136300 | Brooklyn, OH | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $8.9B | 34,920 | 34,920 | 1,325 | 06/30/2026 | ☆ |
| 1527 | Snowden Capital Advisors Llc CRD 157299 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $8.9B | 6,021 | 10,260 | 154 | 08/18/2026 | ☆ |
| 1528 | Gradient Investments, Llc CRD 141726 | Arden Hills, MN | Wealth Manager · Mid-sized ($1B–$10B) | $8.8B | 26,806 | 79,966 | 41 | 09/02/2026 | ☆ |
| 1529 | Advent Capital Management, Llc CRD 113013 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $8.8B | 421 | 430 | 58 | 03/30/2026 | ☆ |
| 1530 | Arkadios Wealth Advisors Llc CRD 288863 | Atlanta, GA | Wealth Manager · Mid-sized ($1B–$10B) | $8.8B | 14,886 | 14,886 | 188 | 06/09/2026 | ☆ |
| 1531 | Capital Analysts, Llc CRD 162200 | Fort Washington, PA | Wealth Manager · Mid-sized ($1B–$10B) | $8.8B | 15,840 | 23,420 | 679 | 07/20/2026 | ☆ |
| 1532 | Hardman Johnston Global Advisors Llc CRD 112500 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $8.8B | 263 | 263 | 27 | 07/30/2026 | ☆ |
| 1533 | Robertson Stephens Wealth Management, Llc CRD 289977 | San Francisco, CA | Wealth Manager · Mid-sized ($1B–$10B) | $8.8B | 2,295 | 8,592 | 118 | 09/04/2026 | ☆ |
| 1534 | U.S. Capital Wealth Advisors, Llc CRD 288199 | Houston, TX | Wealth Manager · Mid-sized ($1B–$10B) | $8.8B | 4,536 | 11,385 | 141 | 03/30/2026 | ☆ |
| 1535 | Tiaa Kaspick, Llc CRD 104554 | Boston, MA | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $8.7B | 154 | 6,140 | 115 | 06/29/2026 | ☆ |
| 1536 | Hamlin Capital Management, Llc CRD 119278 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $8.7B | 1,924 | 1,924 | 24 | 03/23/2026 | ☆ |
| 1537 | Mesa West Capital, Llc CRD 158959 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $8.7B | 10 | 10 | 50 | 05/21/2026 | ☆ |
| 1538 | Crosspoint Capital Partners, Lp CRD 306981 | Menlo Park, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $8.7B | 14 | 14 | 37 | 03/31/2026 | ☆ |
| 1539 | Sixth Street Lending Partners Advisers, Llc CRD 320821 | Dallas, TX | Investment Adviser · Mid-sized ($1B–$10B) | $8.7B | 1 | 1 | 66 | 07/01/2026 | ☆ |
| 1540 | Forum Financial Management, Lp CRD 145706 | Lombard, IL | Wealth Manager · Mid-sized ($1B–$10B) | $8.7B | 5,841 | 19,838 | 143 | 09/14/2026 | ☆ |
| 1541 | Ogam, Lp CRD 287919 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $8.7B | 27 | 27 | 42 | 07/06/2026 | ☆ |
| 1542 | Millburn Ridgefield Llc CRD 148870 | New York, NY | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $8.7B | 9 | 9 | 59 | 05/20/2026 | ☆ |
| 1543 | Marcuard Family Office Ltd CRD 155003 | Zurich | Multi-Family Office · Mid-sized ($1B–$10B) | $8.7B | 139 | 380 | 36 | 07/17/2026 | ☆ |
| 1544 | Fil Investment Advisors CRD 111103 | Pembroke | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $8.6B | 11 | 26 | 7 | 03/31/2026 | ☆ |
| 1545 | Saturna Capital Corporation CRD 25586 | Bellingham, WA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $8.6B | 91 | 128 | 83 | 02/27/2026 | ☆ |
| 1546 | Tiff Advisory Services, Llc CRD 327436 | Radnor, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $8.6B | 76 | 76 | 70 | 09/03/2026 | ☆ |
| 1547 | Sagard Holdings Manager Lp CRD 304924 | Toronto, Ontario | Private Fund Manager · Mid-sized ($1B–$10B) | $8.6B | 43 | 45 | 220 | 04/28/2026 | ☆ |
| 1548 | Wind Point Advisors Llc CRD 156485 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $8.6B | 15 | 15 | 50 | 03/31/2026 | ☆ |
| 1549 | Td Private Client Wealth Llc CRD 164484 | New York, NY | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $8.6B | 25,685 | 25,698 | 671 | 08/13/2026 | ☆ |
| 1550 | Blue Torch Capital Lp CRD 288110 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $8.6B | 30 | 30 | 46 | 04/29/2026 | ☆ |