Axxcess Wealth Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 164081
· SEC file 801-76763
· Carlsbad, CA
· www.axxcesswealth.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $8.9B
- Discretionary
- $8.8B
- Clients
- 10,357
- Avg AUM / client
- $857K
- Accounts
- 26,039
- Employees
- 72
AUM over time
$124M
$8.9B
May 2012
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 373 positions, $3,120,088,398)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE US AGGBD ET | $177,611,325 | 1,789,175 | 5.69% | 2.0% |
| 2 | Apple Inc | COM | $136,177,046 | 552,896 | 4.36% | 1.53% |
| 3 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $117,417,346 | 2,320,042 | 3.76% | 1.32% |
| 4 | Spdr Index Shs Fds | STATE STREET SPD | $93,831,720 | 2,055,459 | 3.01% | 1.06% |
| 5 | Nvidia Corporation | COM | $88,396,463 | 510,231 | 2.83% | 1.0% |
| 6 | Microsoft Corp | COM | $86,231,564 | 235,388 | 2.76% | 0.97% |
| 7 | Spdr Series Trust | STATE STREET SPD | $76,379,118 | 833,469 | 2.45% | 0.86% |
| 8 | Invesco Actively Managed Exc | ULTRA SHRT DUR | $71,957,180 | 1,435,698 | 2.31% | 0.81% |
| 9 | Ishares Tr | CORE S&P MCP ETF | $70,833,763 | 1,048,923 | 2.27% | 0.8% |
| 10 | Vanguard Index Fds | S&P 500 ETF SHS | $69,763,179 | 116,749 | 2.24% | 0.79% |
| 11 | Amazon Com Inc | COM | $67,863,096 | 327,700 | 2.18% | 0.76% |
| 12 | Ishares Gold Tr | ISHARES NEW | $59,200,038 | 671,507 | 1.9% | 0.67% |
| 13 | Ishares Tr | CORE S&P SCP ETF | $56,818,316 | 457,070 | 1.82% | 0.64% |
| 14 | Broadcom Inc | COM | $54,805,063 | 177,070 | 1.76% | 0.62% |
| 15 | Alphabet Inc | CAP STK CL A | $54,774,517 | 197,338 | 1.76% | 0.62% |
| 16 | Global X Fds | US INFR DEV ETF | $51,740,271 | 1,018,309 | 1.66% | 0.58% |
| 17 | Ishares Tr | CORE S&P500 ETF | $40,457,162 | 61,936 | 1.3% | 0.46% |
| 18 | Jpmorgan Chase & Co | COM | $38,262,812 | 130,075 | 1.23% | 0.43% |
| 19 | State Str Spdr S&P 500 Etf T | TR UNIT | $37,144,193 | 64,281 | 1.19% | 0.42% |
| 20 | Goldman Sachs Etf Tr | ACTIVEBETA US LG | $35,043,351 | 280,056 | 1.12% | 0.39% |
| 21 | Spdr Index Shs Fds | STATE STREET SPD | $34,191,922 | 728,883 | 1.1% | 0.39% |
| 22 | Invesco Exch Traded Fd Tr Ii | NASDAQ 100 ETF | $33,650,874 | 141,616 | 1.08% | 0.38% |
| 23 | Vanguard Index Fds | TOTAL STK MKT | $32,660,814 | 101,807 | 1.05% | 0.37% |
| 24 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $30,933,930 | 482,740 | 0.99% | 0.35% |
| 25 | Walmart Inc | COM | $29,608,435 | 238,240 | 0.95% | 0.33% |
Top 25 of 373 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7,359 | $2.0B | 22.1% |
| High net worth individuals | 2,199 | $5.9B | 66.9% |
| Pension and profit sharing plans | 679 | $588M | 6.62% |
| Charitable organizations | 18 | $45.3M | 0.51% |
| State or municipal government entities | Fewer than 5 clients | $870K | 0.01% |
| Other investment advisers | 7 | $5.8M | 0.07% |
| Corporations and other businesses | 95 | $339M | 3.82% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Knobbe Martens Olson & Bear, Llp 401(k) Retirement Savings Plan Knobbe Martens Olson & Bear, Llp | 2024 | |
| True North Classical Academy, Inc. 401(k) Plan True North Classical Academy, Inc. | 2024 | |
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 | |
| Healthnet Aeromedical Services 401(k) Plan Healthnet Aeromedical Services Inc Dba Healthnet Aeromedical Services | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| Humana Retirement Savings Plan Humana Inc. | 2024 | |
| Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan Baker Donelson Bearman Caldwell & Berkowitz P.C. | 2024 | |
| 403(b) Thrift Plan Of Kanawha Hospice Care, Inc. Kanawha Hospice Care, Inc. | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (46)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Waters, Marguerite, Marie | Owner | Dec 2011 (15y) | ≈ 0% – 3.75% via Mfg Holdings, Inc. | |
| Waters, Richard, James | Owner | Dec 2011 (15y) | ≈ 0% – 3.75% via Mfg Holdings, Inc. | |
| Michael Loren Seid | Managing Member, Chief Executive Officer, And Chief Compliance Officer | Jan 2012 (15y) | 75% or more | |
| Kevin William Manzo | Passive Investor | Jul 2019 (7y) | Less than 5% | |
| Henry Ward Winship | Passive Member | CFA | Nov 2021 (5y) | 5% – 10% |
| Michael Cosimo Licosati | Passive Member | Nov 2021 (5y) | 5% – 10% | |
| Cory Persson | Passive Investor | CFA | Jan 2022 (5y) | Less than 5% |
| Andrew Fowler Thomas | Passive Investor | Jan 2022 (5y) | Less than 5% | |
| Jonathan Daniel Brackmann | Chief Operating Officer | Jan 2022 (5y) | Less than 5% | |
| Bart Adrian Zandbergen | Registered representative | CFP | Jan 2022 (5y) | |
| Dennis Wayne Manzo | Registered representative | Jan 2022 (5y) | ||
| Eric Allen Sams | Registered representative | Jan 2022 (5y) | ||
| Ian Scott Mcilvaine | Registered representative | Jan 2022 (5y) | ||
| Jennifer Polkinghorn Easley | Registered representative | CFP | Jan 2022 (5y) | |
| Meris Arel Collier | Registered representative | CFP | Jan 2022 (5y) | |
| Mariah Yvonne Wisely | Registered representative | Jan 2022 (5y) | ||
| John Michael Jones | Registered representative | Jan 2022 (5y) | ||
| Lois Ann Crichton | Registered representative | Jan 2022 (5y) | ||
| James Anthony Milazzo | Registered representative | Mar 2022 (4y) | ||
| Mark Allen Sewalson | Registered representative | Mar 2022 (4y) | ||
| Scott Edward Heinila | Registered representative | Jul 2022 (4y) | ||
| Christopher Harmon Donahugh | Registered representative | Nov 2022 (4y) | ||
| Jonathan Dominic Lugo | Registered representative | Feb 2023 (3y) | ||
| Kathryn M Lester | Registered representative | Apr 2023 (3y) | ||
| Adrienne Rivett | Registered representative | Jun 2023 (3y) | ||
| Michael Dean Cavendish | Registered representative | Jun 2023 (3y) | ||
| Caleb Joe Casto | Registered representative | CFP | Aug 2023 (3y) | |
| Richard Alexander Leu | Registered representative | Aug 2023 (3y) | ||
| Steven Delmon Clement | Registered representative | CFP | Nov 2023 (3y) | |
| Jaime Gwenn Hefner | Registered representative | Dec 2023 (3y) | ||
| Justin Mark Bonavitacola | Registered representative | Feb 2024 (2y) | ||
| Jeffrey Douglas Anderson | Registered representative | CFA | Feb 2024 (2y) | |
| Kyra M Easley | Registered representative | Apr 2024 (2y) | ||
| David Forrest Millheim | Registered representative | Aug 2024 (2y) | ||
| Lauren Marie Vanveelen | Registered representative | Nov 2024 (2y) | ||
| Benjamin Lancelot Ambrosini | Registered representative | Dec 2024 (2y) | ||
| Jason Andrew Lunsford | Registered representative | Feb 2025 (1y) | ||
| Deron T Mccoy | Registered representative | CFP CFA | Mar 2025 (1y) | |
| Mitchell J Dunn | Registered representative | Apr 2025 (1y) | ||
| Luke Andrew Mc Clure | Registered representative | May 2025 (1y) | ||
| Wyatt Forrest Gibbs | Registered representative | Aug 2025 (1y) | ||
| Timothy Taylor Rickey | Registered representative | CFP | Sep 2025 (1y) | |
| Anthony William Kakuk | Registered representative | CFP | Dec 2025 (1y) | |
| Jeffrey Owen Borman | Registered representative | Dec 2025 (1y) | ||
| Alexandra Marie Gill | Registered representative | Jan 2026 (1y) | ||
| Chelsea Marie Weiss | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mfg Holdings, Inc. | Passive Member | Sep 2022 | A | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Waters, Marguerite, Marie: 50% – 75% of Mfg Holdings, Inc. × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Waters, Richard, James: 50% – 75% of Mfg Holdings, Inc. × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Knobbe Martens Olson & Bear, Llp 401(k) Retirement Savings Plan | Knobbe Martens Olson & Bear, Llp | 676 | $363M | 01/01/2024 |
| True North Classical Academy, Inc. 401(k) Plan | True North Classical Academy, Inc. | 272 | $1.9M | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Healthnet Aeromedical Services 401(k) Plan | Healthnet Aeromedical Services Inc Dba Healthnet Aeromedical Services | 266 | $7.7M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Humana Retirement Savings Plan | Humana Inc. | 42,968 | $7.7B | 01/01/2024 |
| Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan | Baker Donelson Bearman Caldwell & Berkowitz P.C. | 1,160 | $628M | 01/01/2024 |
| 403(b) Thrift Plan Of Kanawha Hospice Care, Inc. | Kanawha Hospice Care, Inc. | 243 | $19.4M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $3.0B (34% of AUM) Mar 2026
- Charles Schwab & Co. $2.8B (31% of AUM) Mar 2026
- Wells Fargo $1.9B (22% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗