Robertson Stephens Wealth Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 289977
· SEC file 801-111814
· San Francisco, CA
· www.facebook.com
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ADV data as of Apr 01, 2026
- Regulatory AUM
- $8.8B
- Discretionary
- $7.0B
- Clients
- 2,295
- Avg AUM / client
- $3.8M
- Accounts
- 8,592
- Employees
- 118
AUM over time
$0
$8.8B
Sep 2017
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 980 | $380M | 4.33% |
| High net worth individuals | 1,256 | $6.7B | 76.7% |
| Pension and profit sharing plans | 38 | $1.4B | 15.8% |
| Charitable organizations | 10 | $119M | 1.35% |
| Corporations and other businesses | 11 | $156M | 1.78% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Victor Community Support Services, Inc. Retirement Plan Victor Community Support Services, Inc. | 2024 | |
| Frank, Rimerman + Co. Llp 401(k) & Profit Sharing Plan Frank, Rimerman + Co. Llp | 2024 | |
| Victor Community Support Services 403(b) Plan Victor Community Support Services, Inc. | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (72)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Whamond, William, Tobin | President | Jun 2017 (9y) | GP / trustee / elected manager of Lac Inv Rs Llc (indirect) | |
| Bhandari, Gaurav | Manager | Aug 2017 (9y) | GP / trustee / elected manager of Lac Rs Manager, Llc (indirect) | |
| Westbrook, David | Chief Financial Officer | May 2018 (8y) | Less than 5% | |
| Chugh, Vikram | Chief Operating Officer | Jun 2018 (8y) | Less than 5% | |
| Michael James Curley | Chief Compliance Officer | CFA | Jun 2018 (8y) | Less than 5% |
| Bhattacharyya, Rajarshi | Chief Executive Officer | Sep 2020 (6y) | Less than 5% | |
| Stuart Katz | Chief Investment Officer | Sep 2020 (6y) | Less than 5% | |
| Daniel Robert Rozansky | Registered representative | Jun 2018 (8y) | ||
| James Michael Tierney | Registered representative | Jun 2018 (8y) | ||
| Jeanette Garretty Reinhard | Registered representative | Jun 2018 (8y) | ||
| Michael John Zaninovich | Registered representative | Jun 2018 (8y) | ||
| Brian William Post | Registered representative | CFA | May 2019 (7y) | |
| Erik Richards Boe | Registered representative | May 2019 (7y) | ||
| Julie Niles Steinman | Registered representative | CFP | May 2019 (7y) | |
| Frank Thomas Corrado | Registered representative | CFP | Sep 2019 (7y) | |
| Kevin Richard Talty | Registered representative | CFP | Sep 2019 (7y) | |
| John Carlo Bernabei | Registered representative | CFP | Mar 2020 (6y) | |
| Zachary Wilson Perry | Registered representative | CFA | Mar 2020 (6y) | |
| Pamela Heidi Friedman | Registered representative | CFP | Apr 2020 (6y) | |
| Michael Dean Ridgeway | Registered representative | Oct 2020 (6y) | ||
| Lauren M Sigman | Registered representative | CFP | Dec 2020 (6y) | |
| Annelise Bovet | Registered representative | CFP | Jan 2021 (6y) | |
| Christopher Lykes Knapp | Registered representative | Jan 2021 (6y) | ||
| Alicia B Denton | Registered representative | CFP | Aug 2021 (5y) | |
| William Richard Polenske | Registered representative | CFP | Sep 2021 (5y) | |
| John George Murray | Registered representative | Sep 2021 (5y) | ||
| Rick Lane Tasker | Registered representative | Oct 2021 (5y) | ||
| Karen Lynn Mcclintock | Registered representative | CFA Chartered Investment Counselor | Oct 2021 (5y) | |
| Rohan Vinod Motwani | Registered representative | CFA | Oct 2021 (5y) | |
| Daniel Timothy Arcos | Registered representative | CFP CFA | Oct 2021 (5y) | |
| Mahir Trikumdas Vora | Registered representative | Nov 2021 (5y) | ||
| Keith Larkin | Registered representative | Dec 2021 (5y) | ||
| Mallon Fitz Patrick | Registered representative | CFP | Dec 2021 (5y) | |
| Eric Kiel | Registered representative | Sep 2022 (4y) | ||
| Victoria J Jung | Registered representative | CFP | Nov 2022 (4y) | |
| Brandon E Frye | Registered representative | CFP | Dec 2022 (4y) | |
| Janet Lyn Shetty | Registered representative | CFP | Dec 2022 (4y) | |
| Avi Deutsch | Registered representative | Dec 2022 (4y) | ||
| David Bieler Matias | Registered representative | Dec 2022 (4y) | ||
| John On Kwok Lau | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew Andrew Lau | Registered representative | CFP | Dec 2022 (4y) | |
| John L Gilligan | Registered representative | CFA | Mar 2023 (3y) | |
| Thomas Francis Hagerstrom | Registered representative | Jul 2023 (3y) | ||
| Joseph Patrick Delaney | Registered representative | Oct 2023 (3y) | ||
| Thomas Bruno | Registered representative | Nov 2023 (3y) | ||
| Michael Tong | Registered representative | Jan 2024 (3y) | ||
| Meghan G Rump | Registered representative | CFP | Mar 2024 (2y) | |
| William Thrush | Registered representative | Mar 2024 (2y) | ||
| Mary Reid Alpers | Registered representative | CFP | May 2024 (2y) | |
| Chingyee Ellen Kim | Registered representative | Jul 2024 (2y) | ||
| David John Reichle | Registered representative | Jul 2024 (2y) | ||
| Christopher Enrico Abbruzzese | Registered representative | Jul 2024 (2y) | ||
| Derek Jeffrey Scarth | Registered representative | Jul 2024 (2y) | ||
| Rebecca E Neils | Registered representative | CFP | Jul 2024 (2y) | |
| Joshua Nmn Freedman | Registered representative | CFA | Jul 2024 (2y) | |
| Shawn Patrick Wallace | Registered representative | Jul 2024 (2y) | ||
| Graham Christy Gerlach | Registered representative | CFP | Aug 2024 (2y) | |
| Elva Abril Espinoza Jimenez | Registered representative | Chartered Financial Consultant | Sep 2024 (2y) | |
| Daniel Allen Zarzynski | Registered representative | CFP | Oct 2024 (2y) | |
| John Patrick Dorn | Registered representative | CFP | Oct 2024 (2y) | |
| Thomas Robert Chernesky | Registered representative | CFP | Oct 2024 (2y) | |
| Matthew James Parrish | Registered representative | Jan 2025 (2y) | ||
| Jack Ryan Donnelly | Registered representative | Feb 2025 (1y) | ||
| Leah Diane Adamucci | Registered representative | Jul 2025 (1y) | ||
| Charles Anderson Simmonds | Registered representative | Sep 2025 (1y) | ||
| Richard Samuel Lewis | Registered representative | Oct 2025 (1y) | ||
| Hunter Norte | Registered representative | CFA | Oct 2025 (1y) | |
| Carol Beth Nulman | Registered representative | Oct 2025 (1y) | ||
| Jack Earl Seavall | Registered representative | CFP | Oct 2025 (1y) | |
| Megan Theresa Grandmaison | Registered representative | Jan 2026 (1y) | ||
| Courtney Marie Kelly | Registered representative | May 2026 (0y) | ||
| Morgan Brittany Ostos | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Robertson Stephens Holdings, Llc | Managing Member | Aug 2017 | A | 75% or more |
| Lac Holdings (Carryco), Lp | Sole Member | Aug 2019 | B | 75% or more of Lac Rs Manager, Llc (indirect) |
| Lac Partners (Carryco), Lp | Member | Aug 2019 | B | 75% or more of Lac Holdings (Carryco), Lp (indirect) |
| Lac Inv Rs Llc | Unit Holder | Aug 2017 | B | ≈ 37.5% – 75% via Robertson Stephens Holdings, Llc |
| Lac Rs Manager, Llc | Sole Manager | Aug 2017 | B | GP / trustee / elected manager of Lac Inv Rs Llc (indirect) |
| Long Arc Capital Gp Llc | General Partner | Aug 2019 | B | GP / trustee / elected manager of Lac Holdings (Carryco), Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lac Inv Rs Llc: 50% – 75% of Robertson Stephens Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Victor Community Support Services, Inc. Retirement Plan | Victor Community Support Services, Inc. | 444 | $28.9M | 07/01/2024 |
| Frank, Rimerman + Co. Llp 401(k) & Profit Sharing Plan | Frank, Rimerman + Co. Llp | 791 | $109M | 01/01/2024 |
| Victor Community Support Services 403(b) Plan | Victor Community Support Services, Inc. | 858 | $8.2M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.44 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $3.5B (40% of AUM) Apr 2026
- Fidelity Brokerage Services $3.2B (36% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗