Ralicki & Company, P.A.
- Regulatory AUM
- $129M
- Discretionary
- $122M
- Clients
- 113
- Avg AUM / client
- $1.1M
- Accounts
- 253
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 68 | $18.3M | 14.2% |
| High net worth individuals | 30 | $96.8M | 75.1% |
| Pension and profit sharing plans | 4 | $6.6M | 5.12% |
| Corporations and other businesses | 4 | $2.5M | 1.92% |
| Other | 7 | $4.8M | 3.73% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Arthur Ralicki | President And Chief Compliance Officer | Nov 1994 (32y) | 75% or more | |
| David Alexander Ralicki | Registered representative | Oct 2010 (16y) | ||
| Nicholas Christensen | Registered representative | Mar 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 971 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $109M (85% of AUM) Mar 2026
- Assetmark Brokerage, Llc $8.4M (7% of AUM) Mar 2026
- Pershing $5.1M (5% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗