Tradewinds Asset Management, Llc
- Regulatory AUM
- $135M
- Discretionary
- $135M
- Clients
- 261
- Avg AUM / client
- $517K
- Accounts
- 261
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 232 | $79.9M | 59.1% |
| High net worth individuals | 28 | $47.9M | 35.4% |
| Pooled investment vehicles (non-investment companies) | 1 | $7.3M | 5.44% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $7.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Aeovia Hedged Equity Fund, Lp | Hedge Fund | Delaware | $7.5M | 26 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christian Samuel D'urso | Principal | Dec 2022 (4y) | 75% or more | |
| James Paul Spangler | Chief Operating Officer | Dec 2022 (4y) | Less than 5% | |
| Pelos, Constantine, Andrew | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Brandon Alexander Trank | Registered representative | Apr 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $7.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Aeovia Hedged Equity Fund, Lp | Hedge Fund | $7.5M | $500K | 26 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $128M (95% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.
View current Form ADV (SEC/IAPD) ↗