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Wealth Manager · Small ($100M–$1B)
CRD 154400
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ADV data as of Jan 15, 2025
- Regulatory AUM
- $138M
- Discretionary
- $111M
- Clients
- 47
- Avg AUM / client
- $2.9M
- Accounts
- 185
- Employees
- 3
AUM over time
$98.7M
$138M
Dec 2021
Dec 2024
Annual snapshots from Form ADV filings · as of Jan 15, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $10.5M | 7.61% |
| High net worth individuals | 31 | $127M | 92.2% |
| Charitable organizations | 1 | $230K | 0.17% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISERS FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $132M (96% of AUM) Jan 2025
- Millennium Trust Company, Llc $1.7M (1% of AUM) Jan 2025
- Tiaa $1.6M (1% of AUM) Jan 2025
- The Vanguard Group, Inc. $1.2M (1% of AUM) Jan 2025
- Capital Group $244K (0% of AUM) Jan 2025
- American Funds Distributors, Inc. $244K (0% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 15, 2025.