Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13901 | Trinity Capital Management, Llc CRD 289583 | Germantown, TN | Wealth Manager · Small ($100M–$1B) | $165M | 496 | 495 | 5 | 03/31/2026 | ☆ |
| 13902 | Pollock Planning Associates, Inc. CRD 105409 | Wealth Manager · Small ($100M–$1B) | $165M | 66 | 309 | 1 | 02/13/2026 | ☆ | |
| 13903 | Bice Wealth Management Llc CRD 323979 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $164M | 65 | 65 | 3 | 03/30/2026 | ☆ |
| 13904 | Floyd Financial Group Llc CRD 226773 | Springfield, MO | Insurance-Affiliated · Small ($100M–$1B) | $164M | 689 | 689 | 5 | 03/18/2026 | ☆ |
| 13905 | Rdm Capital Associates Inc CRD 106941 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $164M | 127 | 256 | 4 | 03/30/2026 | ☆ |
| 13906 | Naples Money Management Llc CRD 153499 | Naples, FL | Insurance-Affiliated · Small ($100M–$1B) | $164M | 184 | 484 | 6 | 04/06/2026 | ☆ |
| 13907 | N CRD 305587 | Private Fund Manager · Small ($100M–$1B) | $164M | 4 | 4 | 21 | 09/29/2026 | ☆ | |
| 13908 | Nobscot Investment Management Llc CRD 283289 | Wellesley, MA | Multi-Family Office · Small ($100M–$1B) | $164M | 10 | 38 | 1 | 01/23/2026 | ☆ |
| 13909 | Lexington Avenue Capital Management, Llc CRD 167834 | Investment Adviser · Small ($100M–$1B) | $164M | 74 | 245 | 3 | 08/07/2026 | ☆ | |
| 13910 | Perea Capital, Llc CRD 171657 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $164M | 25 | 25 | 1 | 06/08/2026 | ☆ |
| 13911 | Eagle Wealth Advisors CRD 299219 | Insurance-Affiliated · Small ($100M–$1B) | $164M | 101 | 101 | 3 | 05/28/2026 | ☆ | |
| 13912 | Vericimetry Advisors Llc CRD 157394 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $164M | 1 | 1 | 5 | 03/30/2026 | ☆ | |
| 13913 | Tls Advisors Llc CRD 286356 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $164M | 2 | 2 | 10 | 08/27/2026 | ☆ |
| 13914 | Ehb Financial Resources Management, Inc. CRD 116186 | Exton, PA | Wealth Manager · Small ($100M–$1B) | $164M | 90 | 90 | 2 | 02/06/2026 | ☆ |
| 13915 | Act Capital Management, Llc CRD 307272 | Wayne, PA | Private Fund Manager · Small ($100M–$1B) | $164M | 16 | 21 | 2 | 06/03/2026 | ☆ |
| 13916 | Mckinley Money, Llc CRD 145571 | Eau Claire, WI | Wealth Manager · Small ($100M–$1B) | $164M | 162 | 574 | 3 | 04/01/2026 | ☆ |
| 13917 | N CRD 117861 | Wealth Manager · Small ($100M–$1B) | $164M | 109 | 109 | 4 | 02/09/2025 | ☆ | |
| 13918 | River Raisin Investment Partners, Inc. CRD 298014 | Monroe, MI | Wealth Manager · Small ($100M–$1B) | $164M | 574 | 867 | 4 | 06/26/2026 | ☆ |
| 13919 | Curtis Financial Planning, Llc CRD 136785 | Wealth Manager · Small ($100M–$1B) | $164M | 76 | 238 | 1 | 03/30/2026 | ☆ | |
| 13920 | Thirteen Twenty Two Advisors, Llc CRD 339326 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $163M | 398 | 743 | 6 | 09/02/2026 | ☆ |
| 13921 | Capital Ip Investment Partners Lp CRD 326733 | Private Fund Manager · Small ($100M–$1B) | $163M | 18 | 18 | 5 | 03/27/2026 | ☆ | |
| 13922 | The Carroll Group, Inc. CRD 146977 | Multi-Family Office · Small ($100M–$1B) | $163M | 8 | 8 | 3 | 03/30/2026 | ☆ | |
| 13923 | Risley Capital Management Llc CRD 157271 | Ellisville, MO | Wealth Manager · Small ($100M–$1B) | $163M | 160 | 415 | 1 | 01/23/2026 | ☆ |
| 13924 | Foundry Wealth Advisors, Llc CRD 300794 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $163M | 66 | 251 | 4 | 08/20/2026 | ☆ |
| 13925 | Bell City Wealth, Inc. CRD 326354 | Hillsboro, OH | Wealth Manager · Small ($100M–$1B) | $163M | 347 | 789 | 2 | 02/20/2026 | ☆ |
| 13926 | Nihon Global Growth Partners Management, Inc. CRD 311890 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $163M | 3 | 4 | 7 | 05/05/2026 | ☆ |
| 13927 | Integrity Wealth Management, Inc. CRD 150103 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $163M | 169 | 544 | 2 | 08/26/2026 | ☆ |
| 13928 | Archambo Financial Advisors, Inc. CRD 129927 | Bartlesville, OK | Insurance-Affiliated · Small ($100M–$1B) | $163M | 197 | 299 | 5 | 03/23/2026 | ☆ |
| 13929 | Libertas Wealth Management Group, Inc. CRD 157769 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $163M | 319 | 1,184 | 6 | 08/17/2026 | ☆ |
| 13930 | Collie Financial Planning, Inc. CRD 134884 | Black Mountain, NC | Wealth Manager · Small ($100M–$1B) | $163M | 243 | 732 | 2 | 02/22/2026 | ☆ |
| 13931 | Decamilla Capital Management Llc CRD 108027 | Sacramento, CA | Wealth Manager · Small ($100M–$1B) | $163M | 155 | 302 | 2 | 03/03/2026 | ☆ |
| 13932 | N CRD 318830 | Wealth Manager · Small ($100M–$1B) | $163M | 142 | 391 | 3 | 05/07/2025 | ☆ | |
| 13933 | Global Brokerage Services, Inc. CRD 37505 | Hunt Valley, MD | Insurance-Affiliated · Small ($100M–$1B) | $163M | 370 | 587 | 6 | 08/18/2026 | ☆ |
| 13934 | Private Wealth Management Of North Carolina Llc CRD 149889 | Henderson, NC | Wealth Manager · Small ($100M–$1B) | $163M | 269 | 742 | 3 | 03/17/2026 | ☆ |
| 13935 | Five Eleven Family Office Llc CRD 334002 | Garden City, NY | Multi-Family Office · Small ($100M–$1B) | $163M | 5 | 36 | 7 | 07/07/2026 | ☆ |
| 13936 | Main Advisory, Inc. CRD 328040 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $163M | 214 | 415 | 4 | 02/19/2026 | ☆ |
| 13937 | 1207 Capital Group, Llc CRD 162611 | Juneau, AK | Private Fund Manager · Small ($100M–$1B) | $163M | 4 | 4 | 4 | 03/30/2026 | ☆ |
| 13938 | Westrock Asset Management, Llc CRD 174408 | Little Rock, AR | Private Fund Manager · Small ($100M–$1B) | $163M | 4 | 4 | 12 | 05/01/2026 | ☆ |
| 13939 | Sagace Wealth Management, Llc CRD 307212 | St. Petersburg, FL | Wealth Manager · Small ($100M–$1B) | $163M | 80 | 263 | 7 | 02/20/2026 | ☆ |
| 13940 | Marquee Capital Advisors Llc CRD 336708 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $163M | 5 | 5 | 21 | 04/15/2026 | ☆ |
| 13941 | Morman, Kaplan, Brilliant And Fransko, Llc CRD 284251 | Ann Arbor, MI | Insurance-Affiliated · Small ($100M–$1B) | $163M | 353 | 600 | 7 | 03/18/2026 | ☆ |
| 13942 | Mcs Financial Advisors Llc CRD 106327 | Wealth Manager · Small ($100M–$1B) | $163M | 65 | 220 | 2 | 02/06/2026 | ☆ | |
| 13943 | Lewinter Wealth Advisors, Llc CRD 155921 | Wealth Manager · Small ($100M–$1B) | $163M | 85 | 261 | 1 | 07/30/2026 | ☆ | |
| 13944 | Savant Investment Advisers, Inc. CRD 121794 | Homewood, IL | Wealth Manager · Small ($100M–$1B) | $163M | 295 | 439 | 3 | 02/04/2026 | ☆ |
| 13945 | Dedicated Capital Advisors, Llc CRD 168132 | San Francisco, CA | Insurance-Affiliated · Small ($100M–$1B) | $162M | 73 | 140 | 2 | 03/30/2026 | ☆ |
| 13946 | Taurus Financial Llc CRD 335067 | Jersey City, NJ | Wealth Manager · Small ($100M–$1B) | $162M | 127 | 243 | 3 | 09/02/2026 | ☆ |
| 13947 | Bestgate Wealth Advisors, Llc CRD 301639 | Frederick, MD | Wealth Manager · Small ($100M–$1B) | $162M | 118 | 118 | 9 | 02/11/2026 | ☆ |
| 13948 | F.I.G. Financial Advisory Services, Inc. CRD 105506 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $162M | 242 | 540 | 3 | 04/30/2026 | ☆ |
| 13949 | Ballast Point Financial Planning, Llc CRD 283295 | Burlingame, CA | Wealth Manager · Small ($100M–$1B) | $162M | 143 | 456 | 6 | 05/28/2026 | ☆ |
| 13950 | Joss Brown Wealth Advisors Group Llc CRD 324719 | Williamsburg, VA | Wealth Manager · Small ($100M–$1B) | $162M | 129 | 603 | 5 | 02/05/2026 | ☆ |