Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13851 | Retirement Resources, Llc CRD 151889 | Auburn Hills, MI | Wealth Manager · Small ($100M–$1B) | $166M | 391 | 921 | 3 | 03/04/2026 | ☆ |
| 13852 | Participant Capital Advisors, Llc CRD 304859 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $166M | 6 | 6 | 9 | 03/24/2026 | ☆ |
| 13853 | Strong Retirement Solutions Llc CRD 335968 | Wealth Manager · Small ($100M–$1B) | $166M | 402 | 944 | 8 | 03/20/2026 | ☆ | |
| 13854 | V29 Capital Management, Llc CRD 338081 | Private Fund Manager · Small ($100M–$1B) | $166M | 2 | 2 | 2 | 03/27/2026 | ☆ | |
| 13855 | Anchor Health Capital, Llc CRD 309949 | Chattanooga, TN | Private Fund Manager · Small ($100M–$1B) | $166M | 9 | 9 | 8 | 03/27/2026 | ☆ |
| 13856 | W & S Management Services, Inc. CRD 127852 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $166M | 487 | 487 | 4 | 03/26/2026 | ☆ |
| 13857 | Stolzer Rothschild Levy Llc CRD 169817 | Basking Ridge, NJ | Insurance-Affiliated · Small ($100M–$1B) | $166M | 98 | 245 | 2 | 03/30/2026 | ☆ |
| 13858 | Lyons Capital Group, Llc CRD 335733 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $166M | 287 | 677 | 6 | 08/07/2026 | ☆ |
| 13859 | N CRD 323770 | Private Fund Manager · Small ($100M–$1B) | $166M | 1 | 1 | 4 | 05/07/2025 | ☆ | |
| 13860 | Burgess Chambers & Associates Inc CRD 110164 | Orlando, FL | Investment Adviser · Small ($100M–$1B) | $166M | 22 | 22 | 10 | 03/23/2026 | ☆ |
| 13861 | Mutual Trust Advisory Group, Inc. CRD 277060 | Estero, FL | Wealth Manager · Small ($100M–$1B) | $166M | 176 | 491 | 3 | 02/11/2026 | ☆ |
| 13862 | N CRD 281645 | Private Fund Manager · Small ($100M–$1B) | $166M | 4 | 4 | 3 | 08/26/2025 | ☆ | |
| 13863 | Vestpointe Wealth Management, Llc CRD 132591 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $166M | 116 | 423 | 3 | 03/05/2026 | ☆ |
| 13864 | Structure Wealth Management, Llc CRD 343156 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $166M | 146 | 714 | 2 | 08/19/2026 | ☆ |
| 13865 | Vision Financial Management, Llc CRD 170003 | Cuyahoga Falls, OH | Wealth Manager · Small ($100M–$1B) | $166M | 449 | 747 | 5 | 01/08/2026 | ☆ |
| 13866 | Feltl Advisors, Llc CRD 165244 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $166M | 397 | 563 | 15 | 03/31/2026 | ☆ |
| 13867 | Black Horse Wealth Management, Llc CRD 308427 | Wealth Manager · Small ($100M–$1B) | $166M | 19 | 73 | 1 | 01/07/2026 | ☆ | |
| 13868 | John Boyer, Inc. CRD 145275 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $166M | 185 | 492 | 3 | 03/31/2026 | ☆ |
| 13869 | M.K. Brown Wealth Advisory, Llc CRD 121269 | Oakwood, OH | Wealth Manager · Small ($100M–$1B) | $166M | 152 | 282 | 3 | 02/26/2026 | ☆ |
| 13870 | Curtis Capital Advisors, Llc CRD 330835 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $166M | 82 | 244 | 2 | 09/02/2026 | ☆ |
| 13871 | Dedeker Financial, Llc CRD 325537 | St. Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $166M | 186 | 415 | 3 | 07/21/2026 | ☆ |
| 13872 | Cambier Capital, Llc CRD 341216 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $165M | 93 | 252 | 4 | 07/31/2026 | ☆ |
| 13873 | Kissling Financial Services, Llc CRD 299531 | New Castle, PA | Insurance-Affiliated · Small ($100M–$1B) | $165M | 704 | 1,119 | 2 | 03/27/2026 | ☆ |
| 13874 | Kc Asset Management, Inc. CRD 154321 | Wealth Manager · Small ($100M–$1B) | $165M | 139 | 419 | 2 | 01/21/2026 | ☆ | |
| 13875 | Olive Street Capital Partners Llc CRD 300115 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $165M | 8 | 8 | 2 | 03/31/2026 | ☆ |
| 13876 | Wolfers Asset Management Llc CRD 121359 | Wealth Manager · Small ($100M–$1B) | $165M | 122 | 367 | 4 | 07/14/2026 | ☆ | |
| 13877 | Redswan Pc, Inc CRD 307278 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $165M | 7 | 7 | 8 | 03/04/2026 | ☆ |
| 13878 | Peak Capital Management, Llc CRD 141488 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $165M | 110 | 289 | 5 | 03/31/2026 | ☆ |
| 13879 | New England Schooner, Inc. CRD 129552 | Peabody, MA | Wealth Manager · Small ($100M–$1B) | $165M | 320 | 534 | 4 | 03/10/2026 | ☆ |
| 13880 | Expressive Wealth Llc CRD 329974 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $165M | 165 | 468 | 10 | 09/29/2026 | ☆ |
| 13881 | Effective Assets, Inc. CRD 285744 | Wealth Manager · Small ($100M–$1B) | $165M | 124 | 410 | 2 | 02/04/2026 | ☆ | |
| 13882 | Morrissey Wealth Management Llc CRD 291228 | North Haven, CT | Wealth Manager · Small ($100M–$1B) | $165M | 162 | 435 | 3 | 03/04/2026 | ☆ |
| 13883 | Runnymede Capital Advisors, Inc. CRD 128974 | Wealth Manager · Small ($100M–$1B) | $165M | 55 | 170 | 1 | 03/16/2026 | ☆ | |
| 13884 | Solas Bioventures Management, Llc CRD 322344 | Chattanooga, TN | Private Fund Manager · Small ($100M–$1B) | $165M | 12 | 12 | 6 | 10/01/2026 | ☆ |
| 13885 | Octo Capital, Llc CRD 174351 | Bingham Farms, MI | Insurance-Affiliated · Small ($100M–$1B) | $165M | 136 | 487 | 1 | 02/02/2026 | ☆ |
| 13886 | Breachway Investments, Llc CRD 299102 | Charlestown, RI | Wealth Manager · Small ($100M–$1B) | $165M | 243 | 442 | 1 | 07/01/2026 | ☆ |
| 13887 | Pr Wealth Management Group, Inc. CRD 173711 | East Moline, IL | Wealth Manager · Small ($100M–$1B) | $165M | 460 | 456 | 5 | 03/06/2026 | ☆ |
| 13888 | N CRD 139265 | Wealth Manager · Small ($100M–$1B) | $165M | 148 | 399 | 1 | 02/16/2026 | ☆ | |
| 13889 | Conifer Infrastructure Management Company Llc CRD 334323 | Sewickley, PA | Private Fund Manager · Small ($100M–$1B) | $165M | 2 | 2 | 14 | 06/29/2026 | ☆ |
| 13890 | Financially Speaking Inc CRD 106255 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $165M | 295 | 595 | 5 | 03/24/2026 | ☆ |
| 13891 | Wilkinson Wealth Management, Llc CRD 317741 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $165M | 216 | 890 | 2 | 03/24/2026 | ☆ |
| 13892 | The Keystone Financial Alliance, Llc CRD 168760 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $165M | 119 | 445 | 3 | 03/30/2026 | ☆ |
| 13893 | Paul & Co. Wealth Management, Inc. CRD 331617 | Atascadero, CA | Wealth Manager · Small ($100M–$1B) | $165M | 148 | 538 | 2 | 01/23/2026 | ☆ |
| 13894 | Womack Financial Llc CRD 174873 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $165M | 141 | 556 | 3 | 05/21/2026 | ☆ |
| 13895 | Shima Capital Management Llc CRD 320929 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $165M | 3 | 3 | 11 | 03/28/2025 | ☆ |
| 13896 | Woodlock Family Capital Management, Llc CRD 300051 | Private Fund Manager · Small ($100M–$1B) | $165M | 1 | 1 | 1 | 03/23/2026 | ☆ | |
| 13897 | Bridgeway Wealth Management, Llc CRD 326547 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $165M | 256 | 396 | 2 | 02/27/2026 | ☆ |
| 13898 | Demand Wealth Llc CRD 307043 | Wealth Manager · Small ($100M–$1B) | $165M | 61 | 315 | 3 | 03/13/2026 | ☆ | |
| 13899 | Sage Investment Counsel Llc CRD 116907 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $165M | 79 | 227 | 4 | 03/03/2026 | ☆ |
| 13900 | Black Barn Financial, Llc CRD 170885 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $165M | 154 | 656 | 6 | 07/02/2026 | ☆ |