Retirement Resources, Llc
- Regulatory AUM
- $166M
- Discretionary
- $166M
- Clients
- 391
- Avg AUM / client
- $425K
- Accounts
- 921
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 356 | $80.7M | 48.5% |
| High net worth individuals | 35 | $85.5M | 51.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Huggins Hospital Retirement Savings Plan Huggins Hospital | 2024 | |
| Summit Partners, L.P. 401(k) Profit Sharing Plan Summit Partners, Lp | 2024 | |
| Kaloutas 401(k) Plan Kaloutas Painting | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Martin Boike | Managing Member And Chief Compliance Officer | Chartered Financial Consultant | Oct 2009 (17y) | 75% or more |
| Daniel Wayne Chapman | Registered representative | Oct 2025 (1y) | ||
| David James Boike | Registered representative | Nov 2025 (1y) | ||
| Jacob Corey | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Huggins Hospital Retirement Savings Plan | Huggins Hospital | 691 | $47.8M | 01/01/2024 |
| Summit Partners, L.P. 401(k) Profit Sharing Plan | Summit Partners, Lp | 210 | $113M | 01/01/2024 |
| Kaloutas 401(k) Plan | Kaloutas Painting | 132 | $6.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $166M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗