Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13301 | High Pines Wealth Management Llc CRD 285191 | Duxbury, MA | Wealth Manager · Small ($100M–$1B) | $184M | 163 | 464 | 5 | 03/30/2026 | ☆ |
| 13302 | Alpenglobal Capital, Llc CRD 140186 | Wealth Manager · Small ($100M–$1B) | $184M | 141 | 287 | 4 | 03/13/2026 | ☆ | |
| 13303 | Kittyhawk Ventures, Llc CRD 290082 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $184M | 27 | 27 | 2 | 08/03/2026 | ☆ |
| 13304 | X Cubed Capital Management Llc CRD 313966 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $184M | 3 | 3 | 9 | 05/22/2026 | ☆ |
| 13305 | Tryperion Holdings Llc CRD 329349 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $184M | 1 | 1 | 11 | 04/28/2026 | ☆ |
| 13306 | Mytimeequity, Llc CRD 316917 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $184M | 512 | 512 | 7 | 09/04/2026 | ☆ |
| 13307 | Bullseye Asset Management Llc CRD 153990 | Denver, CO | Institutional / Pension Advisor · Small ($100M–$1B) | $184M | 1 | 4 | 2 | 06/03/2026 | ☆ |
| 13308 | Claymore Capital Partners, Llc CRD 309944 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $184M | 6 | 6 | 5 | 07/02/2026 | ☆ |
| 13309 | Shotwell Rutter Baer Inc CRD 122789 | Lansing, MI | Wealth Manager · Small ($100M–$1B) | $184M | 282 | 835 | 7 | 01/29/2026 | ☆ |
| 13310 | Brazos Wealth Advisors Llc CRD 323508 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $184M | 155 | 425 | 3 | 03/16/2026 | ☆ |
| 13311 | Vincimus Capital, Llc CRD 321865 | Malibu, CA | Insurance-Affiliated · Small ($100M–$1B) | $184M | 61 | 352 | 4 | 05/04/2026 | ☆ |
| 13312 | N CRD 310125 | Investment Adviser · Small ($100M–$1B) | $184M | 2 | 3 | 4 | 07/23/2025 | ☆ | |
| 13313 | Eagle Point Defensive Income Management Llc CRD 328508 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $184M | 1 | 1 | 68 | 07/14/2026 | ☆ |
| 13314 | Barden Capital Management, Inc. CRD 141769 | Wealth Manager · Small ($100M–$1B) | $184M | 202 | 203 | 3 | 02/17/2026 | ☆ | |
| 13315 | Sledge And Company Wealth Advisors, Llc CRD 336314 | High Point, NC | Insurance-Affiliated · Small ($100M–$1B) | $183M | 200 | 429 | 4 | 04/10/2026 | ☆ |
| 13316 | Open Door Investment Management Ltd. CRD 159123 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $183M | 2 | 2 | 17 | 03/27/2026 | ☆ |
| 13317 | Magnolia Wealth Management Llc CRD 297598 | Dothan, AL | Wealth Manager · Small ($100M–$1B) | $183M | 385 | 920 | 2 | 02/18/2026 | ☆ |
| 13318 | Elevate Capital Advisors, Inc. CRD 288190 | Eagle, CO | Wealth Manager · Small ($100M–$1B) | $183M | 210 | 566 | 6 | 09/01/2026 | ☆ |
| 13319 | Econologics Financial Advisors, Llc CRD 125738 | Largo, FL | Insurance-Affiliated · Small ($100M–$1B) | $183M | 344 | 708 | 18 | 03/24/2026 | ☆ |
| 13320 | J.M. Arbour, Llc CRD 313352 | Gardiner, ME | Wealth Manager · Small ($100M–$1B) | $183M | 720 | 1,253 | 12 | 03/31/2026 | ☆ |
| 13321 | Sandy Morris Financial & Estate Planning Services, Llc CRD 187519 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $183M | 767 | 1,024 | 8 | 03/03/2026 | ☆ |
| 13322 | Tide Cove Capital Partners Llc CRD 327373 | Investment Adviser · Small ($100M–$1B) | $183M | 15 | 2 | 03/18/2026 | ☆ | ||
| 13323 | Miller Gesko & Co Inc. CRD 109671 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $183M | 80 | 231 | 5 | 03/19/2026 | ☆ |
| 13324 | Williamson Legacy Group, Llc CRD 318629 | Insurance-Affiliated · Small ($100M–$1B) | $183M | 348 | 835 | 6 | 03/11/2026 | ☆ | |
| 13325 | Greg Jennings, Llc CRD 341031 | Dewitt, NY | Wealth Manager · Small ($100M–$1B) | $183M | 168 | 453 | 3 | 10/01/2026 | ☆ |
| 13326 | Nardis Advisors Llc CRD 151517 | Wealth Manager · Small ($100M–$1B) | $183M | 153 | 378 | 6 | 03/26/2026 | ☆ | |
| 13327 | Hoffmann Hermanson Llc CRD 130484 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $183M | 199 | 357 | 2 | 04/03/2026 | ☆ |
| 13328 | George M. Hiller Companies, Llc CRD 112409 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $183M | 429 | 429 | 5 | 03/25/2026 | ☆ |
| 13329 | Walton Financial CRD 331634 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $183M | 256 | 526 | 7 | 06/18/2026 | ☆ |
| 13330 | Altamont Wealth Management, Inc. CRD 136031 | Livermore, CA | Wealth Manager · Small ($100M–$1B) | $183M | 37 | 126 | 3 | 08/07/2026 | ☆ |
| 13331 | Anchored Financial Planning Llc CRD 336537 | West Deptford, NJ | Insurance-Affiliated · Small ($100M–$1B) | $183M | 500 | 1,223 | 5 | 07/16/2026 | ☆ |
| 13332 | Ofc Financial Planning, Llc CRD 133846 | Wealth Manager · Small ($100M–$1B) | $183M | 99 | 369 | 2 | 02/25/2026 | ☆ | |
| 13333 | White Wing Wealth Management, Llc CRD 226524 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $183M | 151 | 500 | 5 | 09/28/2026 | ☆ |
| 13334 | Genter Advisors Llc CRD 113916 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $183M | 569 | 569 | 63 | 04/01/2026 | ☆ |
| 13335 | Marathon Strategic Advisors, Llc CRD 117108 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $183M | 205 | 600 | 2 | 09/10/2026 | ☆ |
| 13336 | Kuhn & Company Investment Counsel, Llc CRD 306434 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $183M | 52 | 187 | 3 | 04/06/2026 | ☆ |
| 13337 | Invariant Investment Management Llc CRD 168772 | Camp Hill, PA | Wealth Manager · Small ($100M–$1B) | $183M | 313 | 762 | 7 | 07/27/2026 | ☆ |
| 13338 | Safs, Llc CRD 144405 | Lemoyne, PA | Wealth Manager · Small ($100M–$1B) | $183M | 279 | 627 | 2 | 01/20/2026 | ☆ |
| 13339 | Godfrey Financial Associates, Inc. CRD 126189 | Glenmont, NY | Insurance-Affiliated · Small ($100M–$1B) | $183M | 395 | 702 | 3 | 03/21/2026 | ☆ |
| 13340 | Summit Wealth Group, Llc CRD 166118 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $182M | 282 | 824 | 8 | 09/08/2026 | ☆ |
| 13341 | Wold Financial Group Llc CRD 316409 | Mendota Heights, MN | Wealth Manager · Small ($100M–$1B) | $182M | 72 | 327 | 3 | 03/17/2026 | ☆ |
| 13342 | One Resource Group Wealth Management Llc CRD 293819 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $182M | 599 | 822 | 9 | 03/17/2026 | ☆ |
| 13343 | Gsi Capital Advisors Llc CRD 135143 | Newport Beach, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $182M | 3 | 3 | 4 | 04/13/2026 | ☆ |
| 13344 | Sherclar, Inc CRD 166812 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $182M | 144 | 510 | 4 | 03/17/2026 | ☆ |
| 13345 | Righthand Capital, Llc CRD 307517 | West Newton, MA | Insurance-Affiliated · Small ($100M–$1B) | $182M | 118 | 214 | 3 | 07/31/2026 | ☆ |
| 13346 | Marsh Wealth Management, Llc CRD 282111 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $182M | 181 | 565 | 6 | 03/03/2026 | ☆ |
| 13347 | Kingstone Capital Partners Texas, Llc CRD 281593 | Frisco, TX | Wealth Manager · Small ($100M–$1B) | $182M | 192 | 479 | 8 | 04/07/2026 | ☆ |
| 13348 | N CRD 136583 | Wealth Manager · Small ($100M–$1B) | $182M | 304 | 706 | 3 | 02/27/2025 | ☆ | |
| 13349 | Barrett Upton Capital Partners Llc CRD 326104 | Lake Forest, IL | Private Fund Manager · Small ($100M–$1B) | $182M | 1 | 4 | 9 | 03/26/2026 | ☆ |
| 13350 | Riho Partners, Llc CRD 289840 | Investment Adviser · Small ($100M–$1B) | $182M | 6 | 14 | 1 | 03/31/2026 | ☆ |