AUMdb

Vincimus Capital, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 321865 · SEC file 801-125872 · Malibu, CA · vincimus.com
☆ Save with Pro ADV data as of May 04, 2026
Regulatory AUM
$184M
Discretionary
$75.9M
Clients
61
Avg AUM / client
$3.0M
Accounts
352
Employees
4

AUM over time

$0 $184M
May 2022 May 2026

Annual snapshots from Form ADV filings · as of May 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 17 $2.4M 1.33%
High net worth individuals 29 $148M 80.8%
Pension and profit sharing plans 8 $9.3M 5.05%
Corporations and other businesses 7 $23.5M 12.8%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Lockwood Pool Holmes Owner/Cco May 2022 (4y) 75% or more
Morgan Campbell Phillips Registered representative Nov 2022 (4y)
Joel Lopata Registered representative Jun 2023 (3y)
Sarah Jhaleh Archer Registered representative May 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/04/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 04, 2026.

View current Form ADV (SEC/IAPD) ↗