Sledge And Company Wealth Advisors, Llc
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 336314
· SEC file 801-132809
· High Point, NC
· www.linkedin.com
☆ Save with Pro
ADV data as of Apr 10, 2026
- Regulatory AUM
- $183M
- Discretionary
- $183M
- Clients
- 200
- Avg AUM / client
- $917K
- Accounts
- 429
- Employees
- 4
AUM over time
$0
$183M
Dec 2024
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 141 | $30.4M | 16.6% |
| High net worth individuals | 53 | $151M | 82.6% |
| Charitable organizations | 6 | $375K | 0.2% |
| Corporations and other businesses | Fewer than 5 clients | $1.2M | 0.67% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jamie David Sledge | Registered representative | CFP Personal Financial Specialist | May 2025 (1y) | |
| Justin David Sledge | Registered representative | May 2025 (1y) | ||
| Warren Chad Carrick | Registered representative | Personal Financial Specialist | May 2025 (1y) | |
| Kurt Williams Shuler | Registered representative | CFP | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/10/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Sei Investments Distribution Co. $183M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 10, 2026.
View current Form ADV (SEC/IAPD) ↗