Charter Wealth Management, Inc.
- Regulatory AUM
- $196M
- Discretionary
- $192M
- Clients
- 108
- Avg AUM / client
- $1.8M
- Accounts
- 232
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $18.1M | 9.24% |
| High net worth individuals | 31 | $49.3M | 25.2% |
| Pension and profit sharing plans | 12 | $115M | 58.6% |
| Charitable organizations | Fewer than 5 clients | $13.6M | 6.94% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ipas, Inc. 401(k) Plan Ipas, Inc. | 2024 | |
| Orion Ics, Llc Profit Sharing Plan Orion Ics, Llc | 2024 | |
| Nu North America, Inc. 401(k) Plan Nu North America, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brent Allen Plunkett | Chief Executive Officer/Chief Compliance Officer/Shareholder | Feb 2012 (15y) | 50% – 75% | |
| Justin Michael Taylor | President/Shareholder | CFP | Mar 2015 (11y) | 50% – 75% |
| Scott Alan Bacon | Registered representative | CFP | Jan 2017 (10y) | |
| Cheryl Ann Sova | Registered representative | Jul 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ipas, Inc. 401(k) Plan | Ipas, Inc. | 81 | $21.1M | 01/01/2024 |
| Orion Ics, Llc Profit Sharing Plan | Orion Ics, Llc | 163 | $21.9M | 01/01/2024 |
| Nu North America, Inc. 401(k) Plan | Nu North America, Inc. | 106 | $13.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Gwfs Equities, Inc. $36.5M (25% of AUM) Feb 2022
- Charles Schwab & Co. $25.9M (13% of AUM) Mar 2026
- Empower Financial Services, Inc. $21.6M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗