Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12851 | Miller Global Investments, L.L.C. CRD 114683 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $199M | 97 | 214 | 2 | 03/23/2026 | ☆ |
| 12852 | Tranquilli Financial Advisor, Llc CRD 298056 | Clinton, NJ | Wealth Manager · Small ($100M–$1B) | $199M | 225 | 517 | 2 | 03/26/2026 | ☆ |
| 12853 | Naviquant Capital Management Llc CRD 325236 | Institutional / Pension Advisor · Small ($100M–$1B) | $199M | 181 | 190 | 1 | 06/15/2026 | ☆ | |
| 12854 | Mountain Lake Investment Management Llc CRD 154679 | Private Fund Manager · Small ($100M–$1B) | $199M | 21 | 21 | 6 | 03/27/2026 | ☆ | |
| 12855 | N CRD 107852 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $199M | 2 | 1 | 4 | 03/28/2025 | ☆ | |
| 12856 | Sechrest Financial Services Llc CRD 128688 | Acton, MA | Wealth Manager · Small ($100M–$1B) | $199M | 53 | 344 | 4 | 01/12/2026 | ☆ |
| 12857 | Aio Financial, Llc CRD 114030 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $199M | 197 | 197 | 4 | 02/20/2026 | ☆ |
| 12858 | Rik Saylor Financial, Inc. CRD 165484 | Fairfield, OH | Wealth Manager · Small ($100M–$1B) | $199M | 377 | 1,047 | 5 | 03/25/2026 | ☆ |
| 12859 | Financial Architects, Llc CRD 116027 | Woodstock, GA | Wealth Manager · Small ($100M–$1B) | $199M | 100 | 345 | 3 | 02/04/2026 | ☆ |
| 12860 | Barron Financial Group, Llp CRD 140504 | Torrington, CT | Wealth Manager · Small ($100M–$1B) | $199M | 193 | 499 | 3 | 06/22/2026 | ☆ |
| 12861 | Rwa Advisors, Llc CRD 150120 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $199M | 221 | 221 | 4 | 03/13/2026 | ☆ |
| 12862 | Nestlerode & Loy, Inc. CRD 2907 | State College, PA | Insurance-Affiliated · Small ($100M–$1B) | $199M | 270 | 612 | 4 | 12/23/2025 | ☆ |
| 12863 | Catoctin Ridge Wealth Partner, Llc CRD 333113 | Thurmont, MD | Insurance-Affiliated · Small ($100M–$1B) | $199M | 933 | 1,154 | 5 | 03/30/2026 | ☆ |
| 12864 | N CRD 287834 | Private Fund Manager · Small ($100M–$1B) | $199M | 3 | 3 | 8 | 03/31/2026 | ☆ | |
| 12865 | Bedminster L.L.C. CRD 118794 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $199M | 190 | 517 | 3 | 02/17/2026 | ☆ |
| 12866 | Mjt & Associates Financial Advisory Group, Inc. CRD 297716 | Montevideo, MN | Wealth Manager · Small ($100M–$1B) | $199M | 317 | 883 | 2 | 02/26/2026 | ☆ |
| 12867 | Erickson Financial Group, Llc CRD 299818 | Allentown, PA | Wealth Manager · Small ($100M–$1B) | $199M | 260 | 797 | 6 | 02/26/2026 | ☆ |
| 12868 | Uncommon Equity Llc CRD 314936 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $199M | 11 | 11 | 8 | 03/31/2026 | ☆ |
| 12869 | Capital Squared Financial Llc CRD 326861 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $199M | 87 | 279 | 3 | 02/10/2026 | ☆ |
| 12870 | Intercapital, Llc CRD 324314 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $199M | 1 | 1 | 2 | 09/02/2026 | ☆ |
| 12871 | Invisor Financial Llc CRD 174890 | Seneca, KS | Institutional / Pension Advisor · Small ($100M–$1B) | $199M | 265 | 265 | 4 | 02/28/2026 | ☆ |
| 12872 | Paladin Partners, Llc CRD 132024 | Hartland, WI | Wealth Manager · Small ($100M–$1B) | $199M | 45 | 45 | 2 | 08/12/2026 | ☆ |
| 12873 | Mork Capital Management, Llc CRD 136154 | Healdsburg, CA | Private Fund Manager · Small ($100M–$1B) | $199M | 1 | 1 | 3 | 08/03/2026 | ☆ |
| 12874 | Prestige Wealthwide, Llc CRD 321789 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $198M | 187 | 187 | 3 | 01/15/2026 | ☆ |
| 12875 | N CRD 306381 | Investment Adviser · Small ($100M–$1B) | $198M | 4 | 5 | 8 | 03/24/2025 | ☆ | |
| 12876 | Scaleworks Capital, Llc CRD 306560 | San Antonio, TX | Private Fund Manager · Small ($100M–$1B) | $198M | 5 | 5 | 11 | 03/11/2026 | ☆ |
| 12877 | Cedarstone Advisors CRD 172653 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $198M | 191 | 197 | 3 | 03/11/2026 | ☆ |
| 12878 | N CRD 169679 | Wealth Manager · Small ($100M–$1B) | $198M | 447 | 447 | 6 | 02/10/2025 | ☆ | |
| 12879 | Feynman Point Asset Management Llc CRD 330536 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $198M | 7 | 7 | 15 | 03/27/2026 | ☆ |
| 12880 | Tfj Management, Llc CRD 312132 | Somerville, MA | Private Fund Manager · Small ($100M–$1B) | $198M | 3 | 3 | 2 | 03/31/2026 | ☆ |
| 12881 | Pmg Wealth Management, Inc. CRD 285899 | Hawthorn Woods, IL | Wealth Manager · Small ($100M–$1B) | $198M | 443 | 775 | 4 | 05/13/2026 | ☆ |
| 12882 | Safir Wealth Advisors, Llc CRD 285848 | Wealth Manager · Small ($100M–$1B) | $198M | 67 | 186 | 2 | 01/30/2026 | ☆ | |
| 12883 | Atlantic Wealth Partners, Llc CRD 289440 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $198M | 307 | 813 | 4 | 06/29/2026 | ☆ |
| 12884 | Welch Financial Planning, Llc CRD 329418 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $198M | 157 | 514 | 6 | 06/25/2026 | ☆ |
| 12885 | N CRD 314476 | Wealth Manager · Small ($100M–$1B) | $198M | 190 | 499 | 4 | 01/23/2026 | ☆ | |
| 12886 | Gip Investment Adviser Llc CRD 300541 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $198M | 6 | 6 | 5 | 03/31/2026 | ☆ |
| 12887 | Newport Investment Advisors Inc CRD 113175 | Beachwood, OH | Investment Adviser · Small ($100M–$1B) | $198M | 89 | 176 | 2 | 04/01/2026 | ☆ |
| 12888 | Constant Guidance Financial, Llc CRD 172612 | North Attleboro, MA | Wealth Manager · Small ($100M–$1B) | $198M | 240 | 631 | 1 | 03/11/2026 | ☆ |
| 12889 | Lieblong & Associates, Inc. CRD 42578 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $198M | 126 | 132 | 4 | 12/16/2025 | ☆ |
| 12890 | Entasis Asset Management Llc CRD 282711 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $198M | 159 | 497 | 5 | 03/26/2026 | ☆ |
| 12891 | Gladowsky Capital Management Corp CRD 45287 | Smithtown, NY | Insurance-Affiliated · Small ($100M–$1B) | $198M | 298 | 1,030 | 4 | 02/02/2026 | ☆ |
| 12892 | Calvert Impact Advisory Services, Llc CRD 326022 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $198M | 1 | 1 | 9 | 03/30/2026 | ☆ |
| 12893 | D & P Investment Advisors, Ltd. CRD 119631 | Wakefield, RI | Wealth Manager · Small ($100M–$1B) | $198M | 247 | 647 | 1 | 03/06/2026 | ☆ |
| 12894 | Crown Advisors Management, Inc. CRD 109720 | Larkspur, CA | Private Fund Manager · Small ($100M–$1B) | $198M | 1 | 1 | 2 | 03/18/2026 | ☆ |
| 12895 | Wealth Management Group, Inc. CRD 113706 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $198M | 138 | 636 | 3 | 03/13/2026 | ☆ |
| 12896 | N CRD 141014 | Wealth Manager · Small ($100M–$1B) | $198M | 210 | 417 | 6 | 11/12/2025 | ☆ | |
| 12897 | Preston Advisory Services Llc CRD 289926 | Kingman, AZ | Wealth Manager · Small ($100M–$1B) | $198M | 2,528 | 2,526 | 5 | 05/25/2026 | ☆ |
| 12898 | Bengal Asset Management, Llc CRD 168688 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $198M | 4 | 4 | 7 | 03/30/2026 | ☆ |
| 12899 | Boardwalk Financial Strategies Llc CRD 165048 | Hartland, WI | Wealth Manager · Small ($100M–$1B) | $198M | 85 | 593 | 6 | 08/06/2026 | ☆ |
| 12900 | Attentive Investments, Llc CRD 315478 | Stockton, CA | Wealth Manager · Small ($100M–$1B) | $197M | 430 | 1,079 | 5 | 02/12/2026 | ☆ |