Foster & Wood, Inc.
- Regulatory AUM
- $219M
- Discretionary
- $155M
- Clients
- 108
- Avg AUM / client
- $2.0M
- Accounts
- 222
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 47 | $9.1M | 4.15% |
| High net worth individuals | 21 | $37.2M | 17.0% |
| Pension and profit sharing plans | 40 | $172M | 78.8% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Tarr Foster | President/ Cco | CFP | Aug 2012 (14y) | 75% or more |
| Timothy Edward Wood | Principal | May 2015 (11y) | 5% – 10% | |
| Jeremy Durkin Six | Registered representative | Jun 2024 (2y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 955 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $79.5M (36% of AUM) Mar 2026
- Empower Financial Services, Inc. $48.4M (22% of AUM) Mar 2026
- Broadridge Financial Solutions, Inc. $35.6M (26% of AUM) Aug 2022
- Broadridge Business Process Outsourcing, Llc $34.1M (16% of AUM) Mar 2026
- Fis Brokerage & Securities Services Llc $25.9M (16% of AUM) Mar 2024
- Adp Broker Dealer, Inc. $23.4M (11% of AUM) Mar 2026
- Reliance Trust Company $18.4M (13% of AUM) Mar 2023
- Newedge Securities, Inc. $16.2M (12% of AUM) Mar 2023
- Mid Atlantic Capital Corporation $13.6M (12% of AUM) Feb 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗