Mcbroom & Associates, Llc
- Regulatory AUM
- $242M
- Discretionary
- $241M
- Clients
- 114
- Avg AUM / client
- $2.1M
- Accounts
- 257
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of May 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 52 | $10.3M | 4.27% |
| High net worth individuals | 58 | $218M | 90.1% |
| Charitable organizations | 4 | $13.6M | 5.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Martin Willey Mcbroom | President And Ceo | Mar 2010 (16y) | 75% or more | |
| Yuko T Du Bois | Chief Compliance Officer | CFP | Jan 2012 (15y) | Less than 5% |
| Corey Jerome Bryant | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $214M (89% of AUM) May 2026
- UBS $19.0M (8% of AUM) May 2026
- Deutsche Bank Trust Company Americas $8.7M (4% of AUM) May 2026
- Deutsche Bank Securities Inc. $4.4M (3% of AUM) May 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2026.
View current Form ADV (SEC/IAPD) ↗