Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11201 | True Blue Financial, Llc CRD 310841 | Stevensville, MI | Insurance-Affiliated · Small ($100M–$1B) | $272M | 575 | 993 | 4 | 09/11/2026 | ☆ |
| 11202 | Eastgate Capital Advisors Llc CRD 220511 | Winnetka, IL | Wealth Manager · Small ($100M–$1B) | $271M | 55 | 306 | 5 | 03/30/2026 | ☆ |
| 11203 | Wilmington Trust Asset Management, Llc CRD 325489 | Wilmington, DE | Private Fund Manager · Small ($100M–$1B) | $271M | 5 | 5 | 40 | 09/23/2026 | ☆ |
| 11204 | Round Hill Asset Management Inc CRD 107069 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $271M | 186 | 186 | 6 | 03/30/2026 | ☆ |
| 11205 | Parsonex Advisory Services, Inc. CRD 160275 | Englewood, CO | Insurance-Affiliated · Small ($100M–$1B) | $271M | 331 | 1,079 | 24 | 06/10/2026 | ☆ |
| 11206 | Healthpointcapital Management, Llc CRD 309041 | San Diego, CA | Private Fund Manager · Small ($100M–$1B) | $271M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 11207 | Hutner Capital Management Inc. CRD 107896 | Manchester, VT | Wealth Manager · Small ($100M–$1B) | $271M | 120 | 122 | 4 | 03/30/2026 | ☆ |
| 11208 | Ofg Financial Services, Inc. CRD 23940 | Topeka, KS | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $271M | 855 | 850 | 30 | 03/26/2026 | ☆ |
| 11209 | Palisades Investment Partners, Llc CRD 128173 | El Segundo, CA | Investment Adviser · Small ($100M–$1B) | $271M | 92 | 92 | 3 | 02/27/2026 | ☆ |
| 11210 | Councilmark Asset Management, Llc CRD 111748 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $271M | 28 | 107 | 3 | 03/27/2026 | ☆ |
| 11211 | Cbg & Company, Inc. CRD 149225 | Fishers, IN | Wealth Manager · Small ($100M–$1B) | $271M | 211 | 525 | 9 | 03/18/2026 | ☆ |
| 11212 | Hallador Investment Advisors, Inc. CRD 141335 | Reno, NV | Private Fund Manager · Small ($100M–$1B) | $271M | 16 | 14 | 9 | 09/04/2026 | ☆ |
| 11213 | Daus Financial Services, Llc CRD 323054 | Kalamazoo, MI | Insurance-Affiliated · Small ($100M–$1B) | $271M | 327 | 936 | 8 | 08/18/2026 | ☆ |
| 11214 | Baypointe Partners, Llc CRD 331273 | Stamford, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $271M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 11215 | Pan Global Advisers, Llc CRD 301863 | Newport Beach, CA | Investment Adviser · Small ($100M–$1B) | $270M | 20 | 300 | 3 | 09/18/2026 | ☆ |
| 11216 | Financial Futures Limited Liability Company CRD 128900 | Brielle, NJ | Wealth Manager · Small ($100M–$1B) | $270M | 206 | 759 | 5 | 03/18/2026 | ☆ |
| 11217 | Private Investor Club Llc CRD 307512 | Private Fund Manager · Small ($100M–$1B) | $270M | 39 | 39 | 4 | 09/02/2026 | ☆ | |
| 11218 | N CRD 326053 | Wealth Manager · Small ($100M–$1B) | $270M | 799 | 1,800 | 10 | 05/14/2025 | ☆ | |
| 11219 | Prota Financial, Llc CRD 283776 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $270M | 673 | 1,808 | 13 | 02/26/2026 | ☆ |
| 11220 | Foundation Energy Management, Llc CRD 161141 | Addison, TX | Private Fund Manager · Small ($100M–$1B) | $270M | 6 | 6 | 110 | 04/22/2026 | ☆ |
| 11221 | Corps Capital Advisors, Llc CRD 304643 | Southlake, TX | Multi-Family Office · Small ($100M–$1B) | $270M | 19 | 184 | 9 | 03/17/2026 | ☆ |
| 11222 | Sage Financial Advisors Inc. CRD 116933 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $270M | 115 | 348 | 7 | 03/24/2026 | ☆ |
| 11223 | Raffles Capital Management, Llc CRD 161565 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $270M | 1 | 1 | 2 | 03/27/2026 | ☆ |
| 11224 | The Jenkins Financial Group, Inc. CRD 125941 | Albany, GA | Wealth Manager · Small ($100M–$1B) | $270M | 251 | 458 | 5 | 09/11/2026 | ☆ |
| 11225 | Kaleido Capital Partners Limited CRD 342284 | Hong Kong | Investment Adviser · Small ($100M–$1B) | $270M | 2 | 4 | 7 | 09/25/2026 | ☆ |
| 11226 | Tillridge Capital Partners, Llc CRD 284992 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $270M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 11227 | Leo H. Evart, Inc. CRD 110263 | Redwood City, CA | Wealth Manager · Small ($100M–$1B) | $270M | 240 | 732 | 3 | 03/19/2026 | ☆ |
| 11228 | Beringea, Llc CRD 161803 | Farmington Hills, MI | Private Fund Manager · Small ($100M–$1B) | $270M | 4 | 4 | 5 | 05/05/2026 | ☆ |
| 11229 | Ervin Investment Management, Llc CRD 299739 | Wealth Manager · Small ($100M–$1B) | $270M | 98 | 324 | 3 | 03/27/2026 | ☆ | |
| 11230 | Alpha Zero Llc CRD 319050 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $270M | 422 | 456 | 17 | 09/03/2026 | ☆ |
| 11231 | Client First Capital, Llc CRD 300684 | Wealth Manager · Small ($100M–$1B) | $270M | 73 | 64 | 4 | 03/23/2026 | ☆ | |
| 11232 | Hawke Financial Group, Llc CRD 301733 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $270M | 571 | 1,938 | 2 | 04/03/2026 | ☆ |
| 11233 | N CRD 135530 | Wealth Manager · Small ($100M–$1B) | $270M | 390 | 505 | 3 | 09/15/2025 | ☆ | |
| 11234 | Wallace Advisory Group, Llc CRD 281049 | Lafayette, CA | Insurance-Affiliated · Small ($100M–$1B) | $269M | 87 | 390 | 4 | 01/27/2026 | ☆ |
| 11235 | Mader & Shannon Wealth Management, Inc. CRD 123741 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $269M | 375 | 863 | 10 | 08/17/2026 | ☆ |
| 11236 | Hardy & Hardy Co Llc CRD 145088 | Lima, OH | Wealth Manager · Small ($100M–$1B) | $269M | 272 | 272 | 2 | 01/05/2026 | ☆ |
| 11237 | N CRD 110279 | Wealth Manager · Small ($100M–$1B) | $269M | 274 | 688 | 4 | 12/24/2025 | ☆ | |
| 11238 | Atlas Fiduciary Services, Inc. CRD 321271 | Concord, NH | Institutional / Pension Advisor · Small ($100M–$1B) | $269M | 132 | 122 | 6 | 07/13/2026 | ☆ |
| 11239 | Prosperity Wealth Planning Llc CRD 315163 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $269M | 173 | 621 | 7 | 08/25/2026 | ☆ |
| 11240 | Vrm Penzini Capital L.L.C. CRD 336315 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $269M | 12 | 12 | 4 | 03/24/2026 | ☆ |
| 11241 | Barr Financial Services, Llc CRD 125444 | Winter Park, FL | Insurance-Affiliated · Small ($100M–$1B) | $269M | 253 | 733 | 2 | 05/05/2026 | ☆ |
| 11242 | Capitol Financial Consultants, Inc. CRD 109800 | Mclean, VA | Insurance-Affiliated · Small ($100M–$1B) | $269M | 107 | 417 | 4 | 03/25/2026 | ☆ |
| 11243 | Las Olas Capital Wealth Llc CRD 340641 | Fort Lauderdale, FL | Investment Adviser · Small ($100M–$1B) | $269M | 47 | 47 | 7 | 08/24/2026 | ☆ |
| 11244 | Ajovista, Llc CRD 314924 | Boston, MA | Endowment & Foundation Advisor · Small ($100M–$1B) | $269M | 4 | 5 | 13 | 03/27/2026 | ☆ |
| 11245 | Dunn Capital Management, Llc CRD 328632 | Stuart, FL | Private Fund Manager · Small ($100M–$1B) | $269M | 1 | 1 | 27 | 03/19/2026 | ☆ |
| 11246 | Diversified Resources, Llc CRD 31346 | Warwick, RI | Insurance-Affiliated · Small ($100M–$1B) | $269M | 640 | 1,240 | 6 | 03/25/2026 | ☆ |
| 11247 | Dorado Wealth Management Llc CRD 314965 | Wealth Manager · Small ($100M–$1B) | $269M | 76 | 85 | 2 | 02/04/2026 | ☆ | |
| 11248 | Schear Investment Advisers, Llc CRD 146401 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $269M | 92 | 193 | 3 | 05/28/2026 | ☆ |
| 11249 | Peak Financial Advisors, Llc CRD 115207 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $269M | 122 | 409 | 3 | 09/09/2026 | ☆ |
| 11250 | Stonebridge Capital Management Inc CRD 106073 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $269M | 212 | 212 | 5 | 04/02/2026 | ☆ |