Atlas Fiduciary Services, Inc.
- Regulatory AUM
- $269M
- Discretionary
- $123M
- Clients
- 132
- Avg AUM / client
- $2.0M
- Accounts
- 122
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 111 | $20.1M | 7.46% |
| High net worth individuals | 10 | $17.8M | 6.6% |
| Pension and profit sharing plans | 11 | $224M | 83.0% |
| Charitable organizations | Fewer than 5 clients | $7.8M | 2.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Associated General Contractors Of Maine 401(k) Profit Sharing Plan And Trust Associated General Contractors Of Maine | 2024 | |
| The Alliance Of State Retail Associations 401(k) Plan & Trust Retail Association Of Maine | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Richard Heise | President And Chief Compliance Officer | CFP | May 2022 (4y) | 75% or more |
| Michael Knee | Registered representative | Feb 2024 (2y) | ||
| James Alexander Bianchi | Registered representative | Chartered Financial Consultant | Mar 2025 (1y) | |
| Aaron Michael Nichols | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Associated General Contractors Of Maine 401(k) Profit Sharing Plan And Trust | Associated General Contractors Of Maine | 191 | $15.2M | 01/01/2024 |
| The Alliance Of State Retail Associations 401(k) Plan & Trust | Retail Association Of Maine | 5,822 | $76.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $138M (100% of AUM) Oct 2022
- Hand Benefits & Trust $130M (48% of AUM) Jul 2026
- Lincoln Investment Advisers, Llc $85.8M (34% of AUM) Jun 2024
- Transamerica Capital, Inc. $71.0M (26% of AUM) Jul 2026
- Charles Schwab & Co. $39.4M (15% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗