Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10701 | Stern Capital Management, Inc. CRD 124405 | Old Bridge, NJ | Insurance-Affiliated · Small ($100M–$1B) | $298M | 656 | 656 | 3 | 03/27/2026 | ☆ |
| 10702 | Sterling Bay Capital Advisers, Llc CRD 172242 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $298M | 12 | 12 | 18 | 07/31/2026 | ☆ |
| 10703 | Mercator Management (Usa) Lp CRD 318911 | Princeton, NJ | Private Fund Manager · Small ($100M–$1B) | $298M | 3 | 3 | 7 | 03/25/2026 | ☆ |
| 10704 | Ananym Capital Management, Lp CRD 332320 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $298M | 7 | 7 | 7 | 03/31/2026 | ☆ |
| 10705 | Tap Root Capital Management Lp CRD 334936 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $297M | 3 | 3 | 8 | 05/11/2026 | ☆ |
| 10706 | Graystone Partners Wealth Management, Llc CRD 306068 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $297M | 586 | 998 | 5 | 07/28/2026 | ☆ |
| 10707 | Opinicus Capital, Inc. CRD 168344 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $297M | 257 | 1,330 | 7 | 03/03/2026 | ☆ |
| 10708 | Tandemgrowth Financial Advisors, Llc CRD 125490 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $297M | 202 | 664 | 4 | 03/18/2026 | ☆ |
| 10709 | Calder Investment Advisors CRD 143973 | Ada, MI | Wealth Manager · Small ($100M–$1B) | $297M | 544 | 1,831 | 7 | 03/11/2026 | ☆ |
| 10710 | Caissa Wealth Strategies, Llc CRD 150458 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $297M | 153 | 175 | 10 | 08/04/2026 | ☆ |
| 10711 | Sterling Capital Management Inc CRD 106822 | Brookfield, WI | Insurance-Affiliated · Small ($100M–$1B) | $297M | 388 | 388 | 3 | 03/24/2026 | ☆ |
| 10712 | Pring/Turner Capital Group, Inc. CRD 110931 | Alamo, CA | Wealth Manager · Small ($100M–$1B) | $297M | 190 | 520 | 4 | 09/28/2026 | ☆ |
| 10713 | Beacon Financial Advisors Ltd CRD 106164 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $297M | 86 | 492 | 2 | 06/09/2026 | ☆ |
| 10714 | High Trail Capital Lp CRD 305245 | Hoboken, NJ | Private Fund Manager · Small ($100M–$1B) | $297M | 6 | 6 | 3 | 03/30/2026 | ☆ |
| 10715 | Matters Capital Llc CRD 333776 | Coral Gables, FL | Multi-Family Office · Small ($100M–$1B) | $297M | 10 | 60 | 3 | 06/01/2026 | ☆ |
| 10716 | Adw Capital Management Llc CRD 175486 | Private Fund Manager · Small ($100M–$1B) | $297M | 2 | 2 | 3 | 03/31/2026 | ☆ | |
| 10717 | N CRD 106040 | Wealth Manager · Small ($100M–$1B) | $297M | 670 | 1,398 | 5 | 02/12/2025 | ☆ | |
| 10718 | Usa Financial Securities Llc CRD 103857 | Ada, MI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $297M | 1,246 | 1,529 | 172 | 03/27/2026 | ☆ |
| 10719 | Birchbrook CRD 105164 | Bangor, ME | Wealth Manager · Small ($100M–$1B) | $296M | 320 | 863 | 7 | 04/14/2026 | ☆ |
| 10720 | Fearless Solutions Llc CRD 297599 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $296M | 672 | 1,762 | 4 | 02/24/2026 | ☆ |
| 10721 | The Yanker Group, Inc. CRD 281364 | Manchester, MO | Wealth Manager · Small ($100M–$1B) | $296M | 479 | 732 | 4 | 03/09/2026 | ☆ |
| 10722 | Letson Investment Management, Inc. CRD 125830 | Wealth Manager · Small ($100M–$1B) | $296M | 105 | 105 | 2 | 03/19/2026 | ☆ | |
| 10723 | Austin Money Management Corporation CRD 302038 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $296M | 83 | 276 | 2 | 05/26/2026 | ☆ |
| 10724 | Alpha Capital Family Office, Llc CRD 307521 | Greenwood Village, CO | Multi-Family Office · Small ($100M–$1B) | $296M | 147 | 535 | 15 | 09/22/2026 | ☆ |
| 10725 | Palatine Hill, Llc CRD 305619 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $296M | 288 | 1,426 | 5 | 06/24/2026 | ☆ |
| 10726 | Infusive Asset Management Inc. CRD 285765 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $296M | 3 | 3 | 10 | 03/27/2026 | ☆ |
| 10727 | Colbert Investment Management Co CRD 108642 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $296M | 144 | 144 | 3 | 03/18/2026 | ☆ |
| 10728 | Commonwealth Asset Management Lp CRD 306098 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $296M | 3 | 3 | 4 | 06/29/2026 | ☆ |
| 10729 | Golden Bay Advisors Llc CRD 166679 | Wealth Manager · Small ($100M–$1B) | $296M | 154 | 153 | 1 | 07/08/2026 | ☆ | |
| 10730 | Orchid Advisory, Llc CRD 327750 | Dallas, TX | Multi-Family Office · Small ($100M–$1B) | $296M | 15 | 84 | 4 | 06/30/2026 | ☆ |
| 10731 | 22 Nw, Lp CRD 230788 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $296M | 1 | 1 | 6 | 03/13/2026 | ☆ |
| 10732 | Square Advisors, Llc CRD 160578 | London | Investment Adviser · Small ($100M–$1B) | $295M | 5 | 6 | 1 | 03/25/2026 | ☆ |
| 10733 | N CRD 322496 | Wealth Manager · Small ($100M–$1B) | $295M | 290 | 926 | 4 | 03/28/2025 | ☆ | |
| 10734 | Huber, Weakland & Associates, Inc. CRD 120745 | Ellicott City, MD | Insurance-Affiliated · Small ($100M–$1B) | $295M | 174 | 577 | 4 | 03/23/2026 | ☆ |
| 10735 | Union Heritage Capital CRD 309768 | Detroit, MI | Investment Adviser · Small ($100M–$1B) | $295M | 3 | 3 | 03/30/2026 | ☆ | |
| 10736 | Guild Capital Management Llc CRD 307569 | Private Fund Manager · Small ($100M–$1B) | $295M | 16 | 16 | 13 | 04/28/2026 | ☆ | |
| 10737 | Douglas Capital Management Inc CRD 106262 | Jacksonville, FL | Insurance-Affiliated · Small ($100M–$1B) | $295M | 112 | 279 | 4 | 03/16/2026 | ☆ |
| 10738 | N CRD 143816 | Wealth Manager · Small ($100M–$1B) | $295M | 927 | 1,628 | 9 | 03/27/2026 | ☆ | |
| 10739 | 345 Investment Advisory, Llc CRD 342120 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $295M | 933 | 933 | 12 | 09/09/2026 | ☆ |
| 10740 | Trace Wealth Advisors, Llc CRD 317542 | Wealth Manager · Small ($100M–$1B) | $295M | 66 | 116 | 1 | 03/27/2026 | ☆ | |
| 10741 | Krane Financial Solutions, Llc CRD 153594 | Calabasas, CA | Wealth Manager · Small ($100M–$1B) | $295M | 180 | 588 | 4 | 03/10/2026 | ☆ |
| 10742 | Carpenter, Claydon Advisors, Inc. CRD 143516 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $295M | 249 | 404 | 3 | 03/04/2026 | ☆ |
| 10743 | Pilgrims Capital Advisors, Inc. CRD 121348 | Grandville, MI | Wealth Manager · Small ($100M–$1B) | $295M | 285 | 983 | 7 | 03/20/2026 | ☆ |
| 10744 | Illumen Capital Management, Llc CRD 305411 | Oakland, CA | Private Fund Manager · Small ($100M–$1B) | $295M | 6 | 6 | 10 | 03/31/2026 | ☆ |
| 10745 | Madison Park Capital Advisors, Llc CRD 172780 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $295M | 379 | 1,051 | 4 | 07/07/2026 | ☆ |
| 10746 | Lineage Point Capital Lp CRD 338216 | Private Fund Manager · Small ($100M–$1B) | $295M | 1 | 1 | 3 | 03/04/2026 | ☆ | |
| 10747 | Wall Capital Group, Inc. CRD 105913 | Phoenix, AZ | Investment Adviser · Small ($100M–$1B) | $295M | 799 | 1,487 | 5 | 04/20/2026 | ☆ |
| 10748 | Bright Futures Wealth Management, Llc CRD 284920 | Webster, NY | Wealth Manager · Small ($100M–$1B) | $295M | 885 | 1,401 | 14 | 04/22/2026 | ☆ |
| 10749 | Brizo Capital, Lp CRD 298102 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $294M | 1 | 3 | 1 | 03/26/2026 | ☆ |
| 10750 | Buildgroup Management, Llc CRD 289150 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $294M | 4 | 4 | 5 | 06/30/2026 | ☆ |