Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10651 | Optimum Financial Services, Llc CRD 105878 | Jackson, MS | Wealth Manager · Small ($100M–$1B) | $300M | 242 | 486 | 4 | 02/09/2026 | ☆ |
| 10652 | Guardian Wealth Advisors, Llc CRD 143254 | St Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $300M | 260 | 721 | 7 | 03/23/2026 | ☆ |
| 10653 | Cathy Pareto And Associates, Inc. CRD 145919 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $300M | 245 | 642 | 7 | 06/23/2026 | ☆ |
| 10654 | Birchcreek Wealth Management, Llc CRD 304207 | Miami Township, OH | Wealth Manager · Small ($100M–$1B) | $300M | 198 | 195 | 5 | 02/26/2026 | ☆ |
| 10655 | Monterey Wealth Partners Llc CRD 172577 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $300M | 157 | 340 | 3 | 08/28/2026 | ☆ |
| 10656 | David Kennon Incorporated CRD 301130 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $300M | 741 | 1,141 | 3 | 03/02/2026 | ☆ |
| 10657 | Alliant Securities, Inc. CRD 7726 | Liberty Lake, WA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $300M | 711 | 696 | 9 | 09/11/2026 | ☆ |
| 10658 | Canyon Abf Manager Llc CRD 342110 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $300M | 2 | 2 | 122 | 07/10/2026 | ☆ |
| 10659 | Capital West Partners, Llc CRD 130762 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $300M | 173 | 177 | 3 | 01/13/2026 | ☆ |
| 10660 | Silver Oak Wealth Advisors Services, Llc CRD 291645 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $300M | 142 | 615 | 7 | 03/02/2026 | ☆ |
| 10661 | Cic, Llc CRD 311969 | Marco Island, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $300M | 1 | 14 | 2 | 04/24/2026 | ☆ |
| 10662 | Panoramic Capital, Llc CRD 153450 | Larkspur, CA | Private Fund Manager · Small ($100M–$1B) | $300M | 4 | 4 | 5 | 03/18/2026 | ☆ |
| 10663 | Stonecrop Wealth Advisors, Llc CRD 306486 | West Chester, PA | Insurance-Affiliated · Small ($100M–$1B) | $300M | 1,230 | 1,230 | 7 | 03/27/2026 | ☆ |
| 10664 | Security First Financial Inc. CRD 122408 | Swartz Creek, MI | Wealth Manager · Small ($100M–$1B) | $300M | 640 | 1,680 | 2 | 03/17/2026 | ☆ |
| 10665 | Maner Wealth, Llc CRD 308146 | Lansing, MI | Insurance-Affiliated · Small ($100M–$1B) | $299M | 492 | 1,256 | 3 | 04/29/2026 | ☆ |
| 10666 | Greenhaven Road Investment Management, Lp CRD 288555 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $299M | 6 | 6 | 4 | 03/30/2026 | ☆ |
| 10667 | Polpo Capital Management Llc CRD 323907 | Private Fund Manager · Small ($100M–$1B) | $299M | 4 | 4 | 5 | 03/23/2026 | ☆ | |
| 10668 | Spwm Advisors Llc CRD 328977 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $299M | 606 | 608 | 13 | 06/29/2026 | ☆ |
| 10669 | Mqs Management, Llc CRD 161238 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 3 | 3 | 18 | 03/30/2026 | ☆ |
| 10670 | N CRD 109265 | Wealth Manager · Small ($100M–$1B) | $299M | 105 | 458 | 3 | 02/24/2025 | ☆ | |
| 10671 | Peterson Financial Group, Inc. CRD 169519 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $299M | 522 | 1,359 | 11 | 02/24/2026 | ☆ |
| 10672 | Hamrick Investment Counsel, Llc CRD 116314 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $299M | 101 | 312 | 2 | 04/09/2026 | ☆ |
| 10673 | Kovalcik & Geraghty Wealth Partners Llp CRD 159811 | Upper Arlington, OH | Wealth Manager · Small ($100M–$1B) | $299M | 277 | 687 | 4 | 04/01/2026 | ☆ |
| 10674 | Southwind Associates Of Nj Inc. CRD 110371 | Endowment & Foundation Advisor · Small ($100M–$1B) | $299M | 76 | 122 | 4 | 03/18/2026 | ☆ | |
| 10675 | Gatepass Capital, Llc CRD 329404 | Independence, OH | Insurance-Affiliated · Small ($100M–$1B) | $299M | 167 | 411 | 8 | 06/19/2026 | ☆ |
| 10676 | Genesia Investments Llc CRD 329661 | Investment Adviser · Small ($100M–$1B) | $299M | 684 | 1 | 02/04/2026 | ☆ | ||
| 10677 | Riverpark Capital Management Llc CRD 150798 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 10 | 10 | 17 | 03/20/2026 | ☆ |
| 10678 | Dovetail Financial Group Llc CRD 311298 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $299M | 342 | 891 | 6 | 06/11/2026 | ☆ |
| 10679 | Roubaix Capital, Llc CRD 269879 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $299M | 4 | 4 | 7 | 03/26/2026 | ☆ |
| 10680 | Search Fund Accelerator, Llc CRD 281491 | New Orleans, LA | Private Fund Manager · Small ($100M–$1B) | $299M | 8 | 292 | 7 | 03/24/2026 | ☆ |
| 10681 | Physician Wealth Solutions Inc. CRD 151570 | Wealth Manager · Small ($100M–$1B) | $299M | 109 | 459 | 1 | 02/09/2026 | ☆ | |
| 10682 | Osmosis Investment Management Us Llc CRD 283049 | London | Mutual Fund / Asset Manager · Small ($100M–$1B) | $299M | 3 | 3 | 39 | 05/05/2026 | ☆ |
| 10683 | Aqua Advisors Llc CRD 285399 | Wealth Manager · Small ($100M–$1B) | $299M | 51 | 278 | 2 | 03/17/2026 | ☆ | |
| 10684 | Veneroso Wealth Management Inc. CRD 342014 | Woodbury, NY | Wealth Manager · Small ($100M–$1B) | $299M | 362 | 832 | 1 | 08/27/2026 | ☆ |
| 10685 | Crescent Hill Partners Llc CRD 166276 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $299M | 185 | 381 | 1 | 01/08/2026 | ☆ |
| 10686 | Core Capital Management And Research Inc. CRD 146285 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $299M | 269 | 269 | 4 | 03/30/2026 | ☆ |
| 10687 | Gs Gamma Advisors, Llc CRD 135424 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 1 | 1 | 4 | 04/28/2026 | ☆ |
| 10688 | Avid Wealth Partners, Llc CRD 323124 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $299M | 246 | 784 | 8 | 05/11/2026 | ☆ |
| 10689 | Consello Management Lp CRD 317399 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 3 | 3 | 13 | 03/30/2026 | ☆ |
| 10690 | Bowers Wealth Management, Inc. CRD 145476 | Glenbrook, NV | Wealth Manager · Small ($100M–$1B) | $299M | 170 | 425 | 2 | 01/22/2026 | ☆ |
| 10691 | Sarissa Capital Management Lp CRD 167244 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $298M | 6 | 6 | 4 | 07/08/2026 | ☆ |
| 10692 | Trend Trade Pro, Llc CRD 328383 | Pasadena, CA | Investment Adviser · Small ($100M–$1B) | $298M | 161 | 161 | 1 | 03/19/2026 | ☆ |
| 10693 | Kailasa Capital Management Llc CRD 286159 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $298M | 130 | 357 | 3 | 03/06/2026 | ☆ |
| 10694 | Unison Asset Management Llc CRD 288249 | Aventura, FL | Private Fund Manager · Small ($100M–$1B) | $298M | 28 | 26 | 5 | 03/26/2026 | ☆ |
| 10695 | Interwealth Management, Llc CRD 155597 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $298M | 278 | 769 | 5 | 05/26/2026 | ☆ |
| 10696 | Marshall Investment Management, Llc CRD 174817 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $298M | 587 | 1,073 | 8 | 08/26/2026 | ☆ |
| 10697 | Innovative Asset Advisors Group, Llc CRD 336773 | Shelton, CT | Insurance-Affiliated · Small ($100M–$1B) | $298M | 373 | 666 | 13 | 10/01/2026 | ☆ |
| 10698 | Wrenne Financial Planning Llc CRD 173029 | Wealth Manager · Small ($100M–$1B) | $298M | 428 | 2,351 | 11 | 09/03/2026 | ☆ | |
| 10699 | Its Asset Management Lp CRD 106977 | North Haven, CT | Wealth Manager · Small ($100M–$1B) | $298M | 598 | 918 | 9 | 06/09/2026 | ☆ |
| 10700 | Avos Capital Management, Llc CRD 313979 | Darien, CT | Wealth Manager · Small ($100M–$1B) | $298M | 51 | 55 | 7 | 08/26/2026 | ☆ |