Innovative Asset Advisors Group, Llc
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 336773
· SEC file 801-133714
· Shelton, CT
· www.innovativeaag.com
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ADV data as of Mar 19, 2026
- Regulatory AUM
- $298M
- Discretionary
- $298M
- Clients
- 373
- Avg AUM / client
- $799K
- Accounts
- 666
- Employees
- 13
AUM over time
$0
$298M
May 2025
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 309 | $91.5M | 30.7% |
| High net worth individuals | 64 | $206M | 69.3% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Vincent Minopoli | Registered representative | Jun 2025 (1y) | ||
| Carol A Truluck | Registered representative | CFP | Sep 2025 (1y) | |
| Kimberly A Giannone | Registered representative | Sep 2025 (1y) | ||
| Michael Joseph Annunziata | Registered representative | Oct 2025 (1y) | ||
| Edward Andrew Tomasko | Registered representative | CFP | Nov 2025 (1y) | |
| Martino Mezza | Registered representative | Nov 2025 (1y) | ||
| Charles Cortens Winston | Registered representative | Nov 2025 (1y) | ||
| Dante Paul Pasqualoni | Registered representative | Jan 2026 (1y) | ||
| Daniel Zapatka | Registered representative | Jan 2026 (1y) | ||
| Kaitlyn Smith Anderson | Registered representative | Jan 2026 (1y) | ||
| Michael Anderson | Registered representative | Jan 2026 (1y) | ||
| Amanda Grace Zapatka | Registered representative | Mar 2026 (0y) | ||
| Jaques Clariond Gauna | Registered representative | CFA | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $203M (68% of AUM) Mar 2026
- Sei Global Services, Inc. $95.1M (32% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗