Converse Team Financial Services, Llc
SEC-registered
Institutional / Pension Advisor · Small ($100M–$1B)
CRD 335322
· SEC file 801-132403
·
· www.facebook.com
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ADV data as of Jun 02, 2026
- Regulatory AUM
- $325M
- Discretionary
- $0
- Clients
- 83
- Avg AUM / client
- $3.9M
- Accounts
- 83
- Employees
- 7
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 83 | $325M | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adam Michael Eilert | Registered representative | CFP | Apr 2025 (1y) | |
| Brandon Charles Converse | Registered representative | Apr 2025 (1y) | ||
| Christopher Adam Helmick | Registered representative | Apr 2025 (1y) | ||
| Dan Douglas Topping | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Michael Wayne Converse | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Kevin Paul Gruetter | Registered representative | CFP | May 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 893 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗