Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10101 | Eschaton Opportunities Fund Management Lp CRD 285575 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $334M | 3 | 3 | 5 | 03/24/2026 | ☆ |
| 10102 | Cottage Street Advisors, Llc CRD 173487 | Marion, MA | Wealth Manager · Small ($100M–$1B) | $334M | 135 | 405 | 4 | 03/06/2026 | ☆ |
| 10103 | Checkpoint Capital L.P. CRD 325763 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $334M | 3 | 3 | 2 | 03/27/2026 | ☆ |
| 10104 | Good Harbor Advisors, Inc. CRD 143492 | Gloucester, MA | Wealth Manager · Small ($100M–$1B) | $334M | 249 | 645 | 4 | 06/26/2026 | ☆ |
| 10105 | Strait & Sound Wealth Management Llc CRD 309306 | Wealth Manager · Small ($100M–$1B) | $334M | 243 | 698 | 10 | 03/31/2026 | ☆ | |
| 10106 | Rare Capital Management, Llc CRD 341500 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $334M | 5 | 5 | 10 | 06/23/2026 | ☆ |
| 10107 | Congruence Capital, Llc CRD 328559 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $334M | 3 | 5 | 4 | 04/01/2026 | ☆ |
| 10108 | Impulsora Del Fondo Mexico, Sc CRD 105298 | Cdmx | Mutual Fund / Asset Manager · Small ($100M–$1B) | $334M | 1 | 1 | 5 | 03/23/2026 | ☆ |
| 10109 | Investment Partners Asset Management CRD 121812 | Metuchen, NJ | Insurance-Affiliated · Small ($100M–$1B) | $333M | 257 | 605 | 6 | 05/18/2026 | ☆ |
| 10110 | Highbury Pacific Capital Corp. CRD 157778 | Bellevue, WA | Investment Adviser · Small ($100M–$1B) | $333M | 1 | 1 | 1 | 01/30/2026 | ☆ |
| 10111 | Vesta Wealth Management, Llc CRD 167498 | Miami Beach, FL | Wealth Manager · Small ($100M–$1B) | $333M | 44 | 212 | 1 | 03/27/2026 | ☆ |
| 10112 | Fairfield Financial Advisors Ltd CRD 106408 | Wellesley, MA | Wealth Manager · Small ($100M–$1B) | $333M | 147 | 550 | 4 | 03/23/2026 | ☆ |
| 10113 | Highland Peak Capital, Llc CRD 306304 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $333M | 8 | 8 | 4 | 09/30/2026 | ☆ |
| 10114 | Dovetail Wealth Management, Llc CRD 291068 | Taylor, TX | Insurance-Affiliated · Small ($100M–$1B) | $333M | 857 | 867 | 4 | 02/26/2026 | ☆ |
| 10115 | Financial Consultants & Advisory Corporation CRD 113390 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $333M | 593 | 877 | 15 | 03/24/2026 | ☆ |
| 10116 | N CRD 290675 | Wealth Manager · Small ($100M–$1B) | $333M | 330 | 332 | 10 | 11/21/2025 | ☆ | |
| 10117 | Dibenedetto & Associates Ltd CRD 108092 | Loves Park, IL | Insurance-Affiliated · Small ($100M–$1B) | $333M | 321 | 640 | 3 | 03/25/2026 | ☆ |
| 10118 | Fields Gottscho Capital Management Llc CRD 136069 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $333M | 84 | 184 | 4 | 03/10/2026 | ☆ |
| 10119 | Outwing, Llc CRD 322444 | Multi-Family Office · Small ($100M–$1B) | $333M | 21 | 101 | 4 | 08/26/2026 | ☆ | |
| 10120 | Blackston's Financial Advisory Group, Llc CRD 291380 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $333M | 947 | 1,832 | 17 | 03/31/2026 | ☆ |
| 10121 | Laurus Global Equity Management Inc. CRD 317604 | Toronto | Investment Adviser · Small ($100M–$1B) | $333M | 23 | 23 | 7 | 03/19/2026 | ☆ |
| 10122 | American Fundstars Financial Group Llc CRD 315860 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $333M | 463 | 489 | 14 | 12/25/2025 | ☆ |
| 10123 | Collab+Currency Management, Llc CRD 309133 | Private Fund Manager · Small ($100M–$1B) | $332M | 6 | 6 | 8 | 03/30/2026 | ☆ | |
| 10124 | Fall Line Capital, Llc CRD 283625 | San Mateo, CA | Private Fund Manager · Small ($100M–$1B) | $332M | 4 | 4 | 12 | 04/29/2026 | ☆ |
| 10125 | Curry Webb Wealth Management Llc CRD 168692 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $332M | 397 | 836 | 6 | 08/20/2026 | ☆ |
| 10126 | Oliveira Wealth, Llc CRD 315326 | Modesto, CA | Wealth Manager · Small ($100M–$1B) | $332M | 1,032 | 1,032 | 4 | 06/17/2026 | ☆ |
| 10127 | Central Pine Capital, Llc CRD 322281 | Cedarhurst, NY | Multi-Family Office · Small ($100M–$1B) | $332M | 30 | 30 | 5 | 05/13/2026 | ☆ |
| 10128 | Phoenician Resources Fund Sponsor, Llc CRD 304953 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $332M | 3 | 3 | 6 | 03/30/2026 | ☆ |
| 10129 | Gridline Advisors, Llc CRD 317336 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $332M | 44 | 44 | 24 | 06/11/2026 | ☆ |
| 10130 | Delta Accumulation, Llc CRD 286434 | Sausalito, CA | Multi-Family Office · Small ($100M–$1B) | $332M | 8 | 7 | 3 | 03/30/2026 | ☆ |
| 10131 | Nokota Management, Lp CRD 159004 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $332M | 2 | 2 | 1 | 07/21/2025 | ☆ |
| 10132 | Solano Wealth Investment Advisors, Llc CRD 322037 | Fairfield, CA | Wealth Manager · Small ($100M–$1B) | $332M | 456 | 740 | 7 | 02/09/2026 | ☆ |
| 10133 | Opus Investment Management Llc CRD 163262 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $332M | 4 | 21 | 8 | 03/31/2026 | ☆ |
| 10134 | Gen Financial Management Inc. CRD 110179 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $332M | 246 | 1,170 | 3 | 02/20/2026 | ☆ |
| 10135 | The Hogan Knotts Financial Group, Inc. CRD 106758 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $332M | 180 | 661 | 4 | 03/31/2026 | ☆ |
| 10136 | Oceanic Investment Management Limited CRD 160287 | Douglas | Private Fund Manager · Small ($100M–$1B) | $332M | 6 | 5 | 13 | 03/30/2026 | ☆ |
| 10137 | Bbjs Financial Advisors, Llc CRD 115969 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $332M | 90 | 84 | 3 | 03/27/2026 | ☆ |
| 10138 | Elios Financial Group, Inc. CRD 119873 | Westlake, OH | Insurance-Affiliated · Small ($100M–$1B) | $332M | 290 | 1,064 | 2 | 03/16/2026 | ☆ |
| 10139 | Corazon Group Llc CRD 285865 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $331M | 6 | 6 | 14 | 03/24/2026 | ☆ |
| 10140 | Rainier Family Wealth, Inc. CRD 332062 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $331M | 113 | 446 | 5 | 06/17/2026 | ☆ |
| 10141 | Sectoral Asset Management Inc. CRD 110345 | Montreal, Quebec | Private Fund Manager · Small ($100M–$1B) | $331M | 7 | 8 | 20 | 05/06/2026 | ☆ |
| 10142 | 5 T Wealth, Llc CRD 112552 | Napa, CA | Wealth Manager · Small ($100M–$1B) | $331M | 297 | 533 | 4 | 08/05/2026 | ☆ |
| 10143 | The Mchugh Group, Llc CRD 119811 | Multi-Family Office · Small ($100M–$1B) | $331M | 30 | 167 | 1 | 03/12/2026 | ☆ | |
| 10144 | Charles Fish Investments, Inc. CRD 110445 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $331M | 42 | 46 | 5 | 07/03/2026 | ☆ |
| 10145 | Cambridge Financial Group, Inc. CRD 112254 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $331M | 318 | 318 | 6 | 03/19/2026 | ☆ |
| 10146 | Insight Folios Inc CRD 174411 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $331M | 1,228 | 2,223 | 15 | 03/19/2026 | ☆ |
| 10147 | Yoder Wealth Management, Inc. CRD 291826 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $331M | 74 | 341 | 2 | 01/07/2026 | ☆ |
| 10148 | Copley Financial Group, Inc. CRD 283070 | San Diego, CA | Insurance-Affiliated · Small ($100M–$1B) | $331M | 2,690 | 2,690 | 8 | 07/13/2026 | ☆ |
| 10149 | The Nestegg Group, Inc. CRD 118419 | Lincolnwood, IL | Wealth Manager · Small ($100M–$1B) | $331M | 187 | 746 | 3 | 09/02/2026 | ☆ |
| 10150 | Bernardi Asset Management, Llc CRD 120110 | Northfield, IL | Investment Adviser · Small ($100M–$1B) | $331M | 69 | 146 | 22 | 11/19/2025 | ☆ |