Good Harbor Advisors, Inc.
- Regulatory AUM
- $334M
- Discretionary
- $334M
- Clients
- 249
- Avg AUM / client
- $1.3M
- Accounts
- 645
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jun 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 157 | $74.5M | 22.3% |
| High net worth individuals | 88 | $258M | 77.2% |
| Charitable organizations | 1 | $698K | 0.21% |
| Corporations and other businesses | 3 | $827K | 0.25% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donna Irene Crocker | President/Treasurer/Director/Chief Compliance Officer | Feb 2007 (20y) | 50% – 75% | |
| Matthew Miller Babson | Secretary/Director | Feb 2007 (20y) | 50% – 75% | |
| Anke Parpart | Registered representative | Jun 2010 (16y) | ||
| Lonnie Ransom Mayer | Registered representative | Dec 2013 (13y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 987 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: RESPONDENTS INACCURATELY LISTED MATTHEW BABSON'S QUALIFICATION AS A CPA IN VARIOUS FORM ADV FILINGS. Status: Final Sanction Detail: RESPONDENTS WERE ORDERED TO CEASE AND DESIST FROM VIOLATIONS OF CHAPTER 110A OF THE MASSACHUSETTS UNIFORM SECURITIES ACT AND REGULATIONS RELATING TO THE QUALIFICATIONS OF ITS INVESTMENT ADVISER REPRESENTATIVES. RESPONDENTS WERE CENSURED BY THE DIVISION. RESPONDENTS WERE ORDERED TO RETAIN AN INDEPENDENT CONSULTANT TO CONDUCT 2 ANNUAL COMPLIANCE REVIEWS OF GOOD HARBOR ADVISORS. RESPONDENTS WERE ORDERED TO SUBMIT A REVISED FORM ADV PART 2 TO ALL CLIENTS DISCLOSING DETAILS OF THIS DISCIPLINARY PROCEEDING WITHIN 10 BUSINESS DAYS OF THIS ORDER. RESPONDENTS WERE ORDERED TO PAY A CIVIL PENALTY OF $25,000. Summary: THE MASSACHUSETTS SECURITIES DIVISION INITIATED AN INVESTIGATION OF GOOD HARBOR ADVISORS AND MATTHEW BABSON DUE TO THE FIRM'S DISCLOSURE THAT MR BABSON WAS A CPA. MR. BABSON'S CPA DESIGNATION HAD LAPSED IN 2003.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Fidelity Distributors Company Llc $331M (99% of AUM) Jun 2026
- Fidelity Investments Institutional Services Company, Inc. $120M (92% of AUM) Sep 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗