The Hogan Knotts Financial Group, Inc.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 106758
· SEC file 801-33850
· Red Bank, NJ
· WWW.HKFG.BIZ
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $332M
- Discretionary
- $332M
- Clients
- 180
- Avg AUM / client
- $1.8M
- Accounts
- 661
- Employees
- 4
AUM over time
$144M
$332M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $40.3M | 12.1% |
| High net worth individuals | 85 | $259M | 78.1% |
| Pension and profit sharing plans | 25 | $29.6M | 8.93% |
| Charitable organizations | 4 | $238K | 0.07% |
| Corporations and other businesses | 1 | $2.6M | 0.78% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Edward Hogan | President | CFP | Apr 1988 (38y) | 50% – 75% |
| Timothy Andrew Knotts | Chief Compliance Officer | CFP | Jul 2004 (22y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 956 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗