AUMdb
CA

Crescent Advisor Group, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 115974 · SEC file 801-127131 · Plano, TX
☆ Save with Pro ADV data as of Jan 07, 2026
Regulatory AUM
$344M
Discretionary
$207M
Clients
228
Avg AUM / client
$1.5M
Accounts
510
Employees
18

AUM over time

$212M $344M
Sep 2022 Sep 2025

Annual snapshots from Form ADV filings · as of Jan 07, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 192 $51.2M 14.9%
High net worth individuals 36 $163M 47.4%
Pension and profit sharing plans Fewer than 5 clients $13.5M 3.93%
Insurance companies Fewer than 5 clients $99.8M 29.0%
Corporations and other businesses Fewer than 5 clients $14.0M 4.06%
Other Fewer than 5 clients $2.6M 0.76%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Texas Radiology Associates 401(k) Plan Texas Radiology Associates, Llp 2024

People (18)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Travis Nick Duren President/Cco Apr 2001 (25y) 75% or more
Russell Warren Travis Senior Vice President Oct 2012 (14y) Less than 5%
David Hamilton Evaul Registered representative Nov 2005 (21y)
Richard Wise Adkisson Registered representative Mar 2006 (20y)
Victor Joseph Dimaggio Registered representative Nov 2008 (18y)
Bradley Edwin Phelan Registered representative Aug 2016 (10y)
Terry Lee Hill Registered representative Jan 2018 (9y)
Hatley Joe Harrell Registered representative Jul 2019 (7y)
Tyler C Castle Registered representative CFP Jul 2019 (7y)
Jonathon B Bolt Registered representative CFP Sep 2019 (7y)
Kenneth Wayne Hast Registered representative Jan 2022 (5y)
Juan Carlos Martinez Registered representative Sep 2022 (4y)
Stephan Celuch Registered representative Mar 2023 (3y)
Charles Louis Lanza Registered representative Jul 2023 (3y)
Brook Scardina Registered representative Feb 2024 (2y)
Mark Vincent Petersen Registered representative Aug 2025 (1y)
Zachary Duren Registered representative Sep 2025 (1y)
Johnny Borrelli Registered representative Jul 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Texas Radiology Associates 401(k) Plan Texas Radiology Associates, Llp 143 $128M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/07/2026 1.17 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2) as of Dec 26, 2024

Allegations: CRESCENT ADVISER GROUP RENDERED SERVICES BY ROBERT WAGGONER AT TIMES, WHEN ROBERTWAGGONER WAS AN UNREGISTERED REPRESENTATIVE Status: Final Sanction Detail: PURSUANT TO SECTION 14.4(6) OF THE TEXAS SECURITIES ACT, CRESCENT ADVISOR GROUP, INC.IS HEREBY REPRIMANDED Summary: ROBERT WAGGONER PROVIDED INVESTMENT ADVICE WHILE UNREGISTERED AS AN INVESTMENTADVISOR.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 07, 2026.

View current Form ADV (SEC/IAPD) ↗