Castleview Partners, Llc
- Regulatory AUM
- $417M
- Discretionary
- $413M
- Clients
- 594
- Avg AUM / client
- $702K
- Accounts
- 1,894
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of May 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 512 | $142M | 34.0% |
| High net worth individuals | 80 | $196M | 47.1% |
| Other investment advisers | 2 | $79.1M | 19.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Intermountain Health 401(k) Plan Intermountain Health Care, Inc. | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Wayne Gill | Principal, Chief Executive Officer | CFP | Jul 1999 (27y) | ≈ 37.5% – 75% via Gill Capital Management, Inc. |
| Umberto Perez | Principal | Sep 2015 (11y) | 10% – 25% | |
| Fajardo, David, Moises | Principal, Director Of Capital Markets | Oct 2018 (8y) | 5% – 10% | |
| Robert E Emrich | Registered representative | Jun 2017 (9y) | ||
| Harriet Eason Bynum | Registered representative | Nov 2017 (9y) | ||
| Alyssa Guerra | Registered representative | CFP | Dec 2017 (9y) | |
| Homero Jose Diaz | Registered representative | Sep 2022 (4y) | ||
| David Allen Cain | Registered representative | Sep 2023 (3y) | ||
| Julian Kaye Johnson | Registered representative | Mar 2024 (2y) | ||
| Ian Fritz | Registered representative | Apr 2024 (2y) | ||
| Michael Lynch | Registered representative | Mar 2025 (1y) | ||
| Kody Carl Followwill | Registered representative | Jun 2025 (1y) | ||
| Robert Wilson Poynor | Registered representative | Dec 2025 (1y) | ||
| Aaron Phillip Havens | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gill Capital Management, Inc. | Member | Jul 2015 | A | 50% – 75% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Douglas Wayne Gill: 75% – 100% of Gill Capital Management, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Intermountain Health 401(k) Plan | Intermountain Health Care, Inc. | 69,032 | $6.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $246M (59% of AUM) May 2026
- Fidelity Brokerage Services $91.2M (22% of AUM) May 2026
- RBC $26.9M (8% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗