Prism Advisors, Inc.
- Regulatory AUM
- $515M
- Discretionary
- $503M
- Clients
- 242
- Avg AUM / client
- $2.1M
- Accounts
- 720
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 153 | $39.5M | 7.67% |
| High net worth individuals | 89 | $476M | 92.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Haas Automation, Inc. 401 K Profit Sharing Plan Haas Automation, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aquino, Amy, Louise | Secretary | Jun 2003 (23y) | 50% – 75% | |
| Mcginnis Andrew Mccoy | President | Jun 2003 (23y) | 50% – 75% | |
| Stacey Kiyomi Snow | Chief Compliance Officer | CFP | Mar 2017 (9y) | Less than 5% |
| Diane Carol Vanaman | Registered representative | Apr 2017 (9y) | ||
| Ryan William Humbert | Registered representative | CFP | Jan 2018 (9y) | |
| Justin William Van Orden | Registered representative | Aug 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Haas Automation, Inc. 401 K Profit Sharing Plan | Haas Automation, Inc. | 1,377 | $356M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 923 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $505M (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗