Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7601 | Goodhart Partners Llp CRD 281566 | London | Private Fund Manager · Small ($100M–$1B) | $570M | 9 | 9 | 16 | 06/26/2026 | ☆ |
| 7602 | Freif Advisors Llc CRD 340426 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $570M | 1 | 1 | 69 | 05/29/2026 | ☆ |
| 7603 | Bay Hills Capital Management, Llc CRD 158603 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $570M | 10 | 10 | 7 | 03/31/2026 | ☆ |
| 7604 | Lionstone Capital Management Llc CRD 157603 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $570M | 4 | 4 | 6 | 03/31/2026 | ☆ |
| 7605 | Inca Investments, Llc CRD 131194 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $570M | 2 | 3 | 9 | 04/14/2026 | ☆ |
| 7606 | Aspiring Ventures, Llc CRD 282891 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $570M | 144 | 569 | 2 | 06/25/2026 | ☆ |
| 7607 | Tallwoods Partners, Llc CRD 168865 | Chicago, IL | Multi-Family Office · Small ($100M–$1B) | $569M | 8 | 20 | 2 | 03/31/2026 | ☆ |
| 7608 | Potentia Ria, Llc CRD 329135 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $569M | 731 | 1,253 | 16 | 03/31/2026 | ☆ |
| 7609 | Gilliland Jeter Wealth Management, Llc CRD 324403 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $569M | 297 | 836 | 4 | 07/16/2026 | ☆ |
| 7610 | Driftwood Advisors, Llc CRD 307316 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $569M | 3 | 3 | 52 | 06/01/2026 | ☆ |
| 7611 | Elite Retirement Planning, Llc CRD 297942 | Grimes, IA | Insurance-Affiliated · Small ($100M–$1B) | $569M | 1,019 | 2,896 | 30 | 03/30/2026 | ☆ |
| 7612 | Act Wealth Management, Llc CRD 155131 | Allen, TX | Wealth Manager · Small ($100M–$1B) | $569M | 264 | 616 | 5 | 02/17/2026 | ☆ |
| 7613 | Talis Advisory Services, Llc CRD 135145 | Richardson, TX | Insurance-Affiliated · Small ($100M–$1B) | $569M | 184 | 602 | 60 | 04/22/2026 | ☆ |
| 7614 | Freedom Investment Management, Inc. CRD 126052 | South Windsor, CT | Wealth Manager · Small ($100M–$1B) | $569M | 520 | 925 | 9 | 02/04/2026 | ☆ |
| 7615 | Inveris Us Llc CRD 310003 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $568M | 369 | 369 | 6 | 08/06/2026 | ☆ |
| 7616 | Ria Advisory Group, Llc CRD 152566 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $568M | 1,996 | 3,228 | 25 | 06/23/2026 | ☆ |
| 7617 | Fcg Investment Company CRD 308192 | Germantown, TN | Wealth Manager · Small ($100M–$1B) | $568M | 351 | 442 | 11 | 09/23/2026 | ☆ |
| 7618 | Scissortail Wealth Management, Llc CRD 297761 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $568M | 485 | 2,566 | 13 | 04/30/2026 | ☆ |
| 7619 | Pier 88 Investment Partners, Llc CRD 169316 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $568M | 12 | 12 | 5 | 03/25/2026 | ☆ |
| 7620 | S.E.E.D. Planning Group, Llc CRD 188521 | Binghamton, NY | Wealth Manager · Small ($100M–$1B) | $568M | 763 | 2,027 | 28 | 07/28/2026 | ☆ |
| 7621 | Ddfg, Inc CRD 317862 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $568M | 347 | 1,100 | 8 | 04/08/2026 | ☆ |
| 7622 | Liberty Square Wealth Partners Llc CRD 332476 | Bethlehem, PA | Wealth Manager · Small ($100M–$1B) | $568M | 625 | 1,668 | 6 | 05/15/2026 | ☆ |
| 7623 | Turnbridge Re Fund Management Company I Llc CRD 291631 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $568M | 3 | 3 | 23 | 06/12/2026 | ☆ |
| 7624 | Mascoma Wealth Management Llc CRD 174907 | Hanover, NH | Wealth Manager · Small ($100M–$1B) | $568M | 477 | 1,185 | 12 | 02/28/2026 | ☆ |
| 7625 | N CRD 107829 | Wealth Manager · Small ($100M–$1B) | $568M | 482 | 1,382 | 6 | 02/04/2025 | ☆ | |
| 7626 | Prentice Wealth Management Llc CRD 160052 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $568M | 1,029 | 1,034 | 14 | 05/26/2026 | ☆ |
| 7627 | Hmv Wealth Advisors, Llc CRD 297747 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $567M | 138 | 138 | 4 | 09/09/2026 | ☆ |
| 7628 | Ffg Partners, Llc CRD 318641 | Fort Lauderdale, FL | Wealth Manager · Small ($100M–$1B) | $567M | 238 | 675 | 8 | 03/25/2026 | ☆ |
| 7629 | Frec Advisers Llc CRD 325982 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $567M | 1,830 | 1,830 | 7 | 09/25/2026 | ☆ |
| 7630 | White Wolf Capital Advisors, Llc CRD 311816 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $567M | 36 | 36 | 19 | 07/16/2026 | ☆ |
| 7631 | Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited CRD 110459 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $567M | 16 | 16 | 27 | 03/30/2026 | ☆ |
| 7632 | Deepwater Asset Management, Llc CRD 316507 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $567M | 11 | 11 | 9 | 08/12/2026 | ☆ |
| 7633 | Latitude Advisors, Llc CRD 151001 | Wealth Manager · Small ($100M–$1B) | $567M | 1,590 | 2,575 | 66 | 04/22/2026 | ☆ | |
| 7634 | Decker Wealth Management, Llc CRD 150094 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $566M | 326 | 815 | 7 | 03/27/2026 | ☆ |
| 7635 | Rhino Investment Partners, Inc. CRD 283692 | West Conshohocken, PA | Private Fund Manager · Small ($100M–$1B) | $566M | 2 | 5 | 3 | 07/28/2026 | ☆ |
| 7636 | Alteri Wealth Llc CRD 331100 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $566M | 350 | 1,344 | 7 | 06/24/2026 | ☆ |
| 7637 | Midwest Financial Group Llc CRD 175288 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $566M | 955 | 2,222 | 9 | 08/19/2026 | ☆ |
| 7638 | Equinum, Llc CRD 304350 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $566M | 214 | 498 | 5 | 04/14/2026 | ☆ |
| 7639 | First Kentucky Securities Corporation CRD 7524 | Louisville, KY | Insurance-Affiliated · Small ($100M–$1B) | $566M | 1,530 | 1,530 | 19 | 12/02/2025 | ☆ |
| 7640 | Adams Wealth Management Llc CRD 286087 | Logan, UT | Insurance-Affiliated · Small ($100M–$1B) | $566M | 703 | 2,506 | 18 | 08/13/2026 | ☆ |
| 7641 | N CRD 311037 | Private Fund Manager · Small ($100M–$1B) | $566M | 2 | 2 | 5 | 03/30/2025 | ☆ | |
| 7642 | Googins Advisors, Inc. CRD 13985 | Middleton, WI | Insurance-Affiliated · Small ($100M–$1B) | $566M | 796 | 1,667 | 8 | 09/29/2026 | ☆ |
| 7643 | First Fiduciary Investment Counsel Inc CRD 111144 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $566M | 276 | 460 | 5 | 03/27/2026 | ☆ |
| 7644 | Atticus Wealth Management, Llc CRD 296949 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $565M | 429 | 1,105 | 8 | 05/22/2026 | ☆ |
| 7645 | Alidade Capital, Llc CRD 165341 | Bloomfield Hills, MI | Private Fund Manager · Small ($100M–$1B) | $565M | 2 | 2 | 22 | 04/02/2026 | ☆ |
| 7646 | Friedlander & Co Inc CRD 105150 | Milwaukee, WI | Multi-Family Office · Small ($100M–$1B) | $565M | 31 | 64 | 1 | 02/20/2026 | ☆ |
| 7647 | Reedmark Advisors, Llc CRD 173760 | Somerville, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $565M | 77 | 77 | 12 | 03/18/2026 | ☆ |
| 7648 | Jackson Square Capital, Llc CRD 300314 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $564M | 631 | 631 | 6 | 03/25/2026 | ☆ |
| 7649 | N CRD 38474 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $564M | 2 | 2 | 11 | 03/30/2026 | ☆ | |
| 7650 | Shikiar Asset Management Inc CRD 107533 | New York, NY | Wealth Manager · Small ($100M–$1B) | $564M | 148 | 238 | 6 | 03/24/2026 | ☆ |