Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
- Regulatory AUM
- $567M
- Discretionary
- $451M
- Clients
- 16
- Avg AUM / client
- $35.4M
- Accounts
- 16
- Employees
- 27
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 16 | $567M | 100.0% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aizawa, Shintaro | Director & Chief Investment Officer | Apr 2024 (2y) | Less than 5% | |
| Awata, Yuichi | Managing Director | Apr 2024 (2y) | Less than 5% | |
| Suzuki, Takenari | Director | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sumitomo Mitsui Ds Asset Management Company, Limited | Shareholder | Apr 2019 | A | 75% or more |
| Sumitomo Mitsui Financial Group, Inc. | Indirect Shareholder | Apr 2019 | B | ≈ 37.5% – 75% via Sumitomo Mitsui Ds Asset Management Company, Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sumitomo Mitsui Financial Group, Inc.: 50% – 75% of Sumitomo Mitsui Ds Asset Management Company, Limited × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗