AUMdb

Googins Advisors, Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 13985 · SEC file 801-68432 · Middleton, WI · WWW.GOOGINS.COM
☆ Save with Pro ADV data as of Feb 02, 2026
Regulatory AUM
$501M
Discretionary
$501M
Clients
778
Avg AUM / client
$644K
Accounts
1,687
Employees
8

AUM over time

$141M $501M
Apr 2012 Feb 2026

Annual snapshots from Form ADV filings · as of Feb 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 539 $139M 27.8%
High net worth individuals 239 $362M 72.2%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Louise Paulson Googins President, Treasurer, Cco, Financial Operations Manager, Chief Compliance Officer Sep 1984 (42y) 75% or more
Richard Hubbard Martin Registered representative Mar 2021 (5y)
Lynne Ripple Goldsmith Registered representative CFP Mar 2022 (4y)
Dayton Raymond Hoffmann Registered representative Mar 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/02/2026 951 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.

View current Form ADV (SEC/IAPD) ↗