Maridea Wealth Management Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 325523
· SEC file 801-129360
· Brooklyn, NY
· www.linkedin.com
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ADV data as of Jun 05, 2026
- Regulatory AUM
- $959M
- Discretionary
- $934M
- Clients
- 1,555
- Avg AUM / client
- $617K
- Accounts
- 4,904
- Employees
- 48
AUM over time
$0
$959M
Dec 2022
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 05, 2026
Investments (13F portfolio — 454 positions, $687,555,225)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $20,753,827 | 226,471 | 3.02% | 2.16% |
| 2 | Absolute Shs Tr | WBI BBR YLD 3000 | $15,633,524 | 664,185 | 2.27% | 1.63% |
| 3 | Absolute Shs Tr | WBI BBR QTY 3000 | $15,552,388 | 463,155 | 2.26% | 1.62% |
| 4 | Absolute Shs Tr | WBI BBR VAL 3000 | $13,921,073 | 445,548 | 2.02% | 1.45% |
| 5 | Absolute Shs Tr | WBI PWR FACTOR | $13,773,112 | 405,808 | 2.0% | 1.44% |
| 6 | Global X Fds | 1-3 MONTH T-BILL | $12,980,890 | 129,343 | 1.89% | 1.35% |
| 7 | Nvidia Corporation | COM | $11,946,172 | 68,499 | 1.74% | 1.25% |
| 8 | Alphabet Inc | CAP STK CL C | $11,004,001 | 38,360 | 1.6% | 1.15% |
| 9 | Ishares Tr | 0-3 MNTH TREASRY | $10,857,017 | 107,858 | 1.58% | 1.13% |
| 10 | Vanguard Index Fds | GROWTH ETF | $10,819,320 | 24,770 | 1.57% | 1.13% |
| 11 | Graniteshares Gold Tr | SHS BEN INT | $10,690,950 | 231,757 | 1.55% | 1.12% |
| 12 | Schwab Strategic Tr | US LCAP GR ETF | $10,117,421 | 347,320 | 1.47% | 1.06% |
| 13 | Amazon Com Inc | COM | $10,003,727 | 48,032 | 1.46% | 1.04% |
| 14 | Iren Limited | ORDINARY SHARES | $9,879,805 | 288,209 | 1.44% | 1.03% |
| 15 | Invesco Qqq Tr | UNIT SER 1 | $8,945,606 | 15,499 | 1.3% | 0.93% |
| 16 | Vaneck Etf Trust | CLO ETF | $8,550,965 | 162,257 | 1.24% | 0.89% |
| 17 | Apple Inc | COM | $7,819,041 | 30,809 | 1.14% | 0.82% |
| 18 | Ea Series Trust | ALPHA ARCHITECT | $7,442,320 | 82,000 | 1.08% | 0.78% |
| 19 | Select Sector Spdr Tr | STATE STREET ENE | $7,422,712 | 121,167 | 1.08% | 0.77% |
| 20 | Schwab Strategic Tr | INT-TRM U.S TRES | $7,349,491 | 295,042 | 1.07% | 0.77% |
| 21 | Cipher Digital Inc | COM | $7,295,437 | 566,856 | 1.06% | 0.76% |
| 22 | Spdr Gold Tr | GOLD SHS | $6,281,987 | 14,599 | 0.91% | 0.66% |
| 23 | J P Morgan Exchange Traded F | US QUALTY FCTR | $6,232,177 | 101,634 | 0.91% | 0.65% |
| 24 | American Centy Etf Tr | AVANTIS US MID C | $6,017,440 | 81,119 | 0.88% | 0.63% |
| 25 | Ishares Tr | CORE UNIVRSL USD | $6,010,414 | 130,124 | 0.87% | 0.63% |
Top 25 of 454 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 805 | $524M | 54.6% |
| High net worth individuals | 725 | $409M | 42.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $25.0M | 2.61% |
| Corporations and other businesses | 25 | $431K | 0.04% |
People (36)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mier Weijiang Wang | Managing Partner And Chief Compliance Officer | Mar 2023 (3y) | ≈ 56.25% – 100% via Maridea Global Capital Management | |
| Kenneth Neil Bauso | Registered representative | CFP CFA | Feb 2024 (2y) | |
| Thomas Candow Jacobs | Registered representative | Feb 2024 (2y) | ||
| Allison Lauren Gagni | Registered representative | Aug 2024 (2y) | ||
| Marc G Gagni | Registered representative | Aug 2024 (2y) | ||
| Robert Joseph Confessore | Registered representative | CFP | Sep 2024 (2y) | |
| Christopher Ryan Mc Neil | Registered representative | Sep 2024 (2y) | ||
| Jason Robert Odette | Registered representative | CFP | Sep 2024 (2y) | |
| Kenneth Armistice Marriott | Registered representative | Sep 2024 (2y) | ||
| Misty Lynn Marlowe | Registered representative | Sep 2024 (2y) | ||
| James Dustin Jedrziewski | Registered representative | Sep 2024 (2y) | ||
| Katrena Boujai Shipp | Registered representative | Nov 2024 (2y) | ||
| Henry Newbold Ellis | Registered representative | CFP | Feb 2025 (1y) | |
| Brian Joseph Cathcart | Registered representative | Feb 2025 (1y) | ||
| Joseph D Robertson | Registered representative | Mar 2025 (1y) | ||
| Brian Robert Sheehy | Registered representative | Jul 2025 (1y) | ||
| Bryan Curtis Hinmon | Registered representative | CFA | Jul 2025 (1y) | |
| Jared Alvah Chase | Registered representative | Jul 2025 (1y) | ||
| Michael C Padilla | Registered representative | Jul 2025 (1y) | ||
| Alden Emerson Rowe | Registered representative | Aug 2025 (1y) | ||
| Shanna Joelle Reed | Registered representative | Aug 2025 (1y) | ||
| Dawson Gonwick | Registered representative | CFP | Mar 2026 (0y) | |
| John James Chichester | Registered representative | CFP Personal Financial Specialist | Mar 2026 (0y) | |
| Stephanie Trevino Bawolek | Registered representative | CFP | Mar 2026 (0y) | |
| Nicholas John Crow | Registered representative | CFA | Apr 2026 (0y) | |
| Sean Yuxiang Sun | Registered representative | Apr 2026 (0y) | ||
| Brayden Sallee | Registered representative | Jun 2026 (0y) | ||
| Dustin Jacob Becker | Registered representative | Jun 2026 (0y) | ||
| Keith Donavan Thieman | Registered representative | Jun 2026 (0y) | ||
| Kathleen Walsh Dulko | Registered representative | Jun 2026 (0y) | ||
| Michael Shawn Anthony | Registered representative | Jun 2026 (0y) | ||
| Rickie Gale Walters | Registered representative | Jun 2026 (0y) | ||
| Stacey Neal Brooks | Registered representative | Jun 2026 (0y) | ||
| Thomas Victor Mcguire | Registered representative | Jun 2026 (0y) | ||
| Michael Dennis Walsh | Registered representative | Jun 2026 (0y) | ||
| Richard Paul Pucci | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Maridea Global Capital Management | Owner | Mar 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mier Weijiang Wang: 75% – 100% of Maridea Global Capital Management × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/05/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $656M (68% of AUM) Jun 2026
- Pershing $146M (15% of AUM) Jun 2026
- Interactive Brokers $24.9M (99% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 05, 2026.
View current Form ADV (SEC/IAPD) ↗