Bridgeport Financial Solutions Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 325485
· SEC file 801-127630
· Phoenix, AZ
· www.BridgePort.financial
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ADV data as of Jun 22, 2026
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 920
- Avg AUM / client
- $1.1M
- Accounts
- 2,755
- Employees
- 9
AUM over time
$0
$1.0B
Dec 2022
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 654 | $230M | 22.0% |
| High net worth individuals | 241 | $679M | 64.9% |
| Pension and profit sharing plans | 20 | $131M | 12.5% |
| Charitable organizations | 0 | $2.4M | 0.23% |
| Corporations and other businesses | 5 | $4.0M | 0.38% |
People (25)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schwartz, Kelly, A | Trustee | Aug 2015 (11y) | GP / trustee / elected manager of Eric And Kelly Schwartz Charitable Trust (indirect) | |
| Colleen Mcguire Bell | Manager | Mar 2023 (3y) | Less than 5% | |
| Jeffrey Francis Vivacqua | Manager | Mar 2023 (3y) | Less than 5% | |
| Robbins, Tammy, Ann | Manager | Mar 2023 (3y) | Less than 5% | |
| Seth Aaron Miller | Manager | Mar 2023 (3y) | Less than 5% | |
| Stephen Michael Youhn | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Stone, Carla, Jean | Chief Accounting Officer | Mar 2023 (3y) | Less than 5% | |
| Webber, Amy, Lynn | Manager | Mar 2023 (3y) | 10% – 25% | |
| Kuhlman, Richard, Henry | Chief Legal Officer | May 2023 (3y) | Less than 5% | |
| Rollins, Eddie, Thomas | Managing Director | Dec 2023 (3y) | Less than 5% | |
| Andrea Lynn Shafer | Chief Supervision Officer | Jul 2024 (2y) | Less than 5% | |
| Graham, Nelson, Murphy | Chief Technology Officer | Jul 2024 (2y) | Less than 5% | |
| Schwartz, Eric | Trustee | Sep 2024 (2y) | GP / trustee / elected manager of Schwartz Family Trust Ii (indirect) | |
| Justin Duwayne Zeimet | Registered representative | May 2024 (2y) | ||
| Mark A Nelson | Registered representative | Jun 2024 (2y) | ||
| Allison Elizabeth Conlon | Registered representative | CFP | Jun 2024 (2y) | |
| Avangeline Subsin | Registered representative | Jun 2024 (2y) | ||
| Luke Perry | Registered representative | Jun 2024 (2y) | ||
| Andrew Joseph Sohn | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Evan Peter Welch | Registered representative | CFP | Jul 2024 (2y) | |
| Michael William Mallon | Registered representative | Jul 2024 (2y) | ||
| Mitchell Sanford | Registered representative | Jul 2024 (2y) | ||
| Brian Allen Peardon | Registered representative | Dec 2024 (2y) | ||
| Robin Alan Hall | Registered representative | Apr 2025 (1y) | ||
| Kole Denning Cook | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cambridge Investment Group, Inc. | Member | Aug 2022 | A | 75% or more |
| Schwartz Family Trust Ii | Shareholder | Jun 2014 | B | ≈ 18.75% – 50% via Cambridge Investment Group, Inc. |
| Eric And Kelly Schwartz Charitable Trust | Shareholder | Oct 2024 | B | ≈ 18.75% – 50% via Cambridge Investment Group, Inc. |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Schwartz Family Trust Ii: 25% – 50% of Cambridge Investment Group, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Eric And Kelly Schwartz Charitable Trust: 25% – 50% of Cambridge Investment Group, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • ADVISORY FEES FROM THIRD PARTY MANAGERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Market timing services
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $663M (63% of AUM) Jun 2026
- Charles Schwab & Co. $116M (11% of AUM) Jun 2026
- Pershing $108M (10% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗