Vestgen Advisors, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 318657
· SEC file 801-123390
· Chicago, IL
· twitter.com
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ADV data as of Jul 28, 2026
- Regulatory AUM
- $6.7B
- Discretionary
- $5.7B
- Clients
- 22,790
- Avg AUM / client
- $292K
- Accounts
- 22,790
- Employees
- 165
AUM over time
$303M
$6.7B
Jul 2022
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21,477 | $3.2B | 48.6% |
| High net worth individuals | 1,313 | $3.4B | 51.4% |
| Banking or thrift institutions | Fewer than 5 | — | — |
| Pension and profit sharing plans | Fewer than 5 | — | — |
| Charitable organizations | Fewer than 5 | — | — |
| State or municipal government entities | Fewer than 5 | — | — |
| Other investment advisers | Fewer than 5 | — | — |
| Insurance companies | Fewer than 5 | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | — | — |
| Corporations and other businesses | Fewer than 5 | — | — |
People (59)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gerry, Joshua, David | Chief Executive Officer Vestgen Wealth Partners Holdings, Llc | Oct 2024 (2y) | Less than 5% | |
| Timothy Bernard Woods | Chief Compliance Officer | Oct 2024 (2y) | Less than 5% | |
| Nickelson, Ferian | Chief Operating Officer | Nov 2024 (2y) | Less than 5% | |
| Craig George Bolanos | Registered representative | May 2022 (4y) | ||
| David J Bolanos | Registered representative | May 2022 (4y) | ||
| Michael Edward Sullivan | Registered representative | May 2022 (4y) | ||
| Patrick Joseph Crowley | Registered representative | May 2022 (4y) | ||
| Thomas James Gruszka | Registered representative | CFP | May 2022 (4y) | |
| Nicholas Anthony Punzio | Registered representative | Feb 2023 (3y) | ||
| Brian Nicholas Degrado | Registered representative | Sep 2024 (2y) | ||
| Erik Gutierrez | Registered representative | Sep 2024 (2y) | ||
| Stephen Matthew Weber | Registered representative | Sep 2024 (2y) | ||
| Matthew Joseph Evans | Registered representative | CFP | Oct 2024 (2y) | |
| Timothy David Ludwig | Registered representative | Oct 2024 (2y) | ||
| Timothy Scott Mohns | Registered representative | CFP | Oct 2024 (2y) | |
| Jeffery Dean Haller | Registered representative | Oct 2024 (2y) | ||
| Bradley Scott Doy | Registered representative | Oct 2024 (2y) | ||
| James Robert Vande Logt | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Kevin Edward Dawrant | Registered representative | CFP | Oct 2024 (2y) | |
| Kathleen Ann Gfrorer | Registered representative | CFP | Oct 2024 (2y) | |
| Thomas Christopher Reynolds | Registered representative | CFP | Oct 2024 (2y) | |
| Brendan Thomas Donlevy | Registered representative | Nov 2024 (2y) | ||
| Bret James Mooney | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| Charles Keith Kiker | Registered representative | CFP | Nov 2024 (2y) | |
| Eric Anthony Mesko | Registered representative | Nov 2024 (2y) | ||
| Eric Mooney | Registered representative | Nov 2024 (2y) | ||
| Jeffrey Allen Scheider | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Joseph Andrew Lyons | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Joseph Michael Esposito | Registered representative | Nov 2024 (2y) | ||
| Keith Brian Mooney | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Rikk Rodriguez | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| Theodore K Buckley | Registered representative | Nov 2024 (2y) | ||
| John Joseph Hanlon | Registered representative | CFP | Dec 2024 (2y) | |
| Kevin Edward Looser | Registered representative | Feb 2025 (1y) | ||
| Daniel Harrison Stringfellow | Registered representative | May 2025 (1y) | ||
| John Joseph Zielinski | Registered representative | CFA | May 2025 (1y) | |
| Terry Michael Mccaffrey | Registered representative | May 2025 (1y) | ||
| Mark Wallace Johnson | Registered representative | May 2025 (1y) | ||
| Alfred David Holland | Registered representative | CFP | May 2025 (1y) | |
| Ryan Taylor Burchett | Registered representative | Jun 2025 (1y) | ||
| Scott Michael Sheldon | Registered representative | Jun 2025 (1y) | ||
| Michael Kelley Martin | Registered representative | Jun 2025 (1y) | ||
| Robert Bondiman | Registered representative | Aug 2025 (1y) | ||
| Robert Charles Greulich | Registered representative | Aug 2025 (1y) | ||
| James Kim | Registered representative | Aug 2025 (1y) | ||
| Jordan Joseph Layer | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Michael Benedict Moloney | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Brian M Michael Ahern | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Jeff Lesniewicz | Registered representative | Oct 2025 (1y) | ||
| John David Straley | Registered representative | Oct 2025 (1y) | ||
| James M Thornton | Registered representative | Oct 2025 (1y) | ||
| Jordan Glenn Lewis | Registered representative | Oct 2025 (1y) | ||
| Ursula Robinson Daley | Registered representative | Oct 2025 (1y) | ||
| Jonathan Treat Lewis | Registered representative | Oct 2025 (1y) | ||
| David C Walker | Registered representative | CFP | Oct 2025 (1y) | |
| Nicholas Steven Withington | Registered representative | Dec 2025 (1y) | ||
| Tristan Paul Carone | Registered representative | Jan 2026 (1y) | ||
| Gavin Michael Bolanos | Registered representative | May 2026 (0y) | ||
| Christopher Michael Ruhnke | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Vestgen Wealth Partners Holding Llc | Financial Services Holding Company | Sep 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/15/2026 | 1.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $597M (17% of AUM) Jul 2025
- Fidelity Brokerage Services $236M (4% of AUM) Jul 2026
- Pershing $221M (3% of AUM) Jul 2026
- Charles Schwab & Co. $50.0M (1% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗