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Investment Adviser · Mid-sized ($1B–$10B)
CRD 316475
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $4.0B
- Discretionary
- $4.0B
- Clients
- 154
- Avg AUM / client
- $25.8M
- Accounts
- 154
- Employees
- 23
AUM over time
$0
$4.0B
Aug 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $626K | 0.02% |
| Other | 153 | $4.0B | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $2.6B (66% of AUM) Mar 2026
- Fidelity Brokerage Services $1.0B (25% of AUM) Mar 2026
- Pershing $342M (9% of AUM) Mar 2026
- Apex Clearing $1.0M (100% of AUM) Sep 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.