Qrg Capital Management, Inc.
- Regulatory AUM
- $11.4B
- Discretionary
- $11.4B
- Clients
- 27,393
- Avg AUM / client
- $416K
- Accounts
- 27,393
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Asset allocation (SMA assets by investment type)
as of Jun 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 24,822 | $6.3B | 54.9% |
| High net worth individuals | 1,783 | $4.2B | 37.1% |
| Charitable organizations | 65 | $163M | 1.43% |
| Corporations and other businesses | 705 | $747M | 6.54% |
| Other | 18 | $10.4M | 0.09% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandon Rockwell Thomas | Co Chief Investment Officer | Aug 2019 (7y) | Less than 5% | |
| David Lee Hein | Chief Compliance Officer | Aug 2019 (7y) | Less than 5% | |
| Janis Zvingelis | Director Of Quantitative Research/Principal | CFA | Aug 2019 (7y) | Less than 5% |
| Dana Marie D'auria | Co Chief Investment Officer | CFA | Dec 2022 (4y) | Less than 5% |
| O'brien, Shelly, S | Chief Legal Officer/General Counsel/Secretary | Dec 2022 (4y) | Less than 5% | |
| Sipp, Thomas, Michael | Evp, Envestnet Business Lines | Dec 2022 (4y) | Less than 5% | |
| Fox, James, Lawrence | Interim Chief Executive Officer | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Envestnet, Inc. | Shareholder | Aug 2019 | A | 75% or more |
| Bcpe Pequod Buyer, Inc. | Owner | Nov 2024 | B | ≈ 56.25% – 100% via Envestnet, Inc. |
| Bcpe Pequod Intermediate, Llc | Owner | Nov 2024 | B | ≈ 42.19% – 100% via Bcpe Pequod Buyer, Inc. |
| Bcpe Pequod Parent , Inc. | Owner | Nov 2024 | B | ≈ 31.64% – 100% via Bcpe Pequod Intermediate, Llc |
| Bcpe Pequod Topco, Lp | Owner | Nov 2024 | B | ≈ 23.73% – 100% via Bcpe Pequod Parent , Inc. |
| Bcpe Pequod Investor, Lp | Owner | Nov 2024 | B | ≈ 11.87% – 75% via Bcpe Pequod Topco, Lp |
| Bain Capital Fund Xiii, L.P. | Owner | Nov 2024 | B | ≈ 2.97% – 37.5% via Bcpe Pequod Investor, Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bcpe Pequod Buyer, Inc.: 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Bcpe Pequod Intermediate, Llc: 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Bcpe Pequod Parent , Inc.: 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Bcpe Pequod Topco, Lp: 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Bcpe Pequod Investor, Lp: 50% – 75% of Bcpe Pequod Topco, Lp × 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Bain Capital Fund Xiii, L.P.: 25% – 50% of Bcpe Pequod Investor, Lp × 50% – 75% of Bcpe Pequod Topco, Lp × 75% – 100% of Bcpe Pequod Parent , Inc. × 75% – 100% of Bcpe Pequod Intermediate, Llc × 75% – 100% of Bcpe Pequod Buyer, Inc. × 75% – 100% of Envestnet, Inc. × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $6.3B (55% of AUM) Jun 2026
- Charles Schwab & Co. $4.1B (36% of AUM) Dec 2025
- Pershing $2.4B (21% of AUM) Jun 2026
- Fidelity Institutional Wealth Services $1.5B (13% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗