Liberty One Investment Management, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 10
- Avg AUM / client
- $105M
- Accounts
- 6,469
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Mar 14, 2026
Investments (13F portfolio — 154 positions, $969,978,171)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Johnson & Johnson | COM | $38,155,423 | 156,093 | 3.93% | 3.63% |
| 2 | Cardinal Health Inc | COM | $35,172,060 | 166,448 | 3.63% | 3.34% |
| 3 | Northrop Grumman Corp | COM | $31,577,590 | 46,285 | 3.26% | 3.0% |
| 4 | Alliant Energy Corp | COM | $31,008,838 | 432,119 | 3.2% | 2.95% |
| 5 | Duke Energy Corp New | COM NEW | $30,380,025 | 232,015 | 3.13% | 2.89% |
| 6 | Coca Cola Co | COM | $30,143,120 | 396,359 | 3.11% | 2.87% |
| 7 | Kroger Co | COM | $29,760,870 | 411,289 | 3.07% | 2.83% |
| 8 | At&T Inc | COM | $29,587,989 | 1,020,627 | 3.05% | 2.81% |
| 9 | Southern Co | COM | $29,372,223 | 304,312 | 3.03% | 2.79% |
| 10 | Lilly Eli & Co | COM | $29,104,689 | 31,643 | 3.0% | 2.77% |
| 11 | Mcdonalds Corp | COM | $28,093,186 | 90,393 | 2.9% | 2.67% |
| 12 | Mckesson Corp | COM | $25,363,494 | 29,310 | 2.61% | 2.41% |
| 13 | Chubb Limited | COM | $25,243,958 | 77,452 | 2.6% | 2.4% |
| 14 | Procter & Gamble Co | COM | $25,021,999 | 173,235 | 2.58% | 2.38% |
| 15 | Caseys Gen Stores Inc | COM | $23,805,547 | 32,706 | 2.45% | 2.26% |
| 16 | Microsoft Corp | COM | $23,540,506 | 63,594 | 2.43% | 2.24% |
| 17 | Waste Mgmt Inc Del | COM | $23,186,995 | 100,905 | 2.39% | 2.2% |
| 18 | Unitedhealth Group Inc | COM | $22,694,075 | 83,869 | 2.34% | 2.16% |
| 19 | Motorola Solutions Inc | COM NEW | $20,738,214 | 47,787 | 2.14% | 1.97% |
| 20 | Republic Svcs Inc | COM | $20,578,567 | 93,957 | 2.12% | 1.96% |
| 21 | Rentokil Initial Plc | SPONSORED ADR | $19,706,299 | 625,994 | 2.03% | 1.87% |
| 22 | Lamb Weston Hldgs Inc | COM | $16,733,189 | 395,958 | 1.73% | 1.59% |
| 23 | Sysco Corp | COM | $15,268,315 | 214,052 | 1.57% | 1.45% |
| 24 | Mondelez Intl Inc | CL A | $15,039,307 | 260,918 | 1.55% | 1.43% |
| 25 | Alphabet Inc | CAP STK CL C | $12,159,281 | 42,388 | 1.25% | 1.16% |
Top 25 of 154 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 3 | $85.4M | 8.12% |
| Other investment advisers | 7 | $967M | 91.9% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roch Richard Tranel | Manager/Ceo | CFP | Oct 1994 (32y) | Less than 5% |
| Benjamin William Pahl | President/Chief Compliance Officer | May 2019 (7y) | Less than 5% | |
| Peter John Orth | Registered representative | Oct 2019 (7y) | ||
| Karen Michelle Mills | Registered representative | Jun 2020 (6y) | ||
| Nicholas Kengguan Ng | Registered representative | CFA | Oct 2020 (6y) | |
| Elizabeth Marie Thurman | Registered representative | May 2021 (5y) | ||
| Brayden Wayne Cummings | Registered representative | May 2021 (5y) | ||
| Jared Nevel Bosley | Registered representative | Oct 2022 (4y) | ||
| Steven Allen Grove | Registered representative | Oct 2022 (4y) | ||
| John Robert Crowell | Registered representative | Jun 2024 (2y) | ||
| Logan Alexander Summers | Registered representative | Oct 2024 (2y) | ||
| Eric Miller | Registered representative | Jul 2025 (1y) | ||
| Phillip Michael Gober | Registered representative | Oct 2025 (1y) | ||
| Sean Thomas Belton | Registered representative | Oct 2025 (1y) | ||
| Benjamin Charles Mcqueen | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 818, Inc. | Member | Oct 2018 | A | 75% or more |
| Roch R. Tranel Declaration Of Trust Dated 10/28/1994 | Shareholder | Oct 2018 | B | ≈ 56.25% – 100% via 818, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Roch R. Tranel Declaration Of Trust Dated 10/28/1994: 75% – 100% of 818, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/14/2026 | 995 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $848M (81% of AUM) Mar 2026
- Charles Schwab & Co. $119M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 14, 2026.
View current Form ADV (SEC/IAPD) ↗