Trivium Point Advisory, Llc
- Regulatory AUM
- $1.6B
- Discretionary
- $1.5B
- Clients
- 850
- Avg AUM / client
- $1.9M
- Accounts
- 2,348
- Employees
- 38
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 467 | $147M | 9.01% |
| High net worth individuals | 319 | $1.3B | 79.8% |
| Pension and profit sharing plans | 62 | $171M | 10.5% |
| Charitable organizations | 2 | $4.7M | 0.29% |
| Corporations and other businesses | Fewer than 5 clients | $6.3M | 0.39% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Grad Halper | Managing Partner | Chartered Financial Consultant | May 2018 (8y) | Less than 5% |
| Lee Scott Rawiszer | Managing Partner | May 2018 (8y) | Less than 5% | |
| Paul Robert Volpe | Managing Principal | May 2018 (8y) | Less than 5% | |
| George Robert Gerhard | Managing Partner | Dec 2023 (3y) | ≈ 18.75% – 56.25% via Twd, Llc | |
| Ron Andrew Pac | Managing Partner | CFP | Dec 2023 (3y) | ≈ 18.75% – 56.25% via Twd, Llc |
| Traci Leigh Saxon | Registered representative | May 2018 (8y) | ||
| Ervin Braun | Registered representative | Dec 2018 (8y) | ||
| Edward J Schechter | Registered representative | Jun 2019 (7y) | ||
| Greg Re | Registered representative | Jun 2019 (7y) | ||
| Cole Conrad | Registered representative | Dec 2023 (3y) | ||
| James A Salerno | Registered representative | CFP Chartered Financial Consultant | Dec 2023 (3y) | |
| Stephen Thomas Haeckel | Registered representative | Dec 2023 (3y) | ||
| Ziyah Ruth Esbenshade | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Anthony Cirone | Registered representative | May 2025 (1y) | ||
| James Allen Thompson | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Bianca J Schuman | Registered representative | CFP | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Trivium Point Financial Holdings, Llc | Managing Member | Dec 2023 | A | 75% or more |
| Twd, Llc | Controlling Entity | Dec 2023 | B | ≈ 37.5% – 75% via Trivium Point Financial Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- George Robert Gerhard: 50% – 75% of Twd, Llc × 50% – 75% of Trivium Point Financial Holdings, Llc × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Ron Andrew Pac: 50% – 75% of Twd, Llc × 50% – 75% of Trivium Point Financial Holdings, Llc × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Twd, Llc: 50% – 75% of Trivium Point Financial Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $837M (51% of AUM) Mar 2026
- LPL Financial $343M (21% of AUM) Mar 2026
- Pershing $298M (20% of AUM) Sep 2025
- BNY Mellon $207M (13% of AUM) Mar 2026
- Assetmark Brokerage, Llc $114M (18% of AUM) Oct 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗