Lincoln Financial Securities Corporation
$254M reported client assets across 5 advisory firms in FY2023 annual amendments
Reported client assets over time
Same-firm comparison: 3 firms that reported Lincoln Financial Securities Corporation in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020 are shown but partial — only FY2017: 2 cohort firms, FY2018: 2 cohort firms, FY2019: 2 cohort firms, FY2020: 2 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Rogan & Associates, Inc. | $198M | $586M | 33.9% | 03/28/2024 |
| Prosperity Advisers, Llc | $29.4M | $251M | 11.7% | 03/21/2024 |
| Castle Rock Investment Company | $24.5M | $73.4M | 33.4% | 03/01/2024 |
| Northlanding Financial Partners, Llc | $1.6M | $113M | 1.4% | 02/29/2024 |
| Sun Global Llc | $446K | $2.3M | 19.4% | 03/14/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.