Northcoast Asset Management Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 282241
· SEC file 801-107054
· Stamford, CT
· www.facebook.com
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ADV data as of Jul 30, 2026
- Regulatory AUM
- $5.0B
- Discretionary
- $5.0B
- Clients
- 4,486
- Avg AUM / client
- $1.1M
- Accounts
- 7,122
- Employees
- 45
AUM over time
$0
$31.7B
Dec 2015
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,203 | $1.4B | 29.0% |
| High net worth individuals | 1,209 | $3.2B | 64.1% |
| Pension and profit sharing plans | 18 | $27.5M | 0.55% |
| Charitable organizations | Fewer than 5 clients | $2.2M | 0.04% |
| Other investment advisers | 8 | $138M | 2.79% |
| Corporations and other businesses | 48 | $177M | 3.57% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $152M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| New Millennium Fundamental Hedged Equity Qp, L.P. | Hedge Fund | Illinois | $85.1M | 91 |
| New Millennium Fundamental Hedged Equity, L.P. | Hedge Fund | Nevada | $52.4M | 40 |
| Telemus Life Science Real Estate Fund, Llc | Other Private Fund | Delaware | $10.6M | 62 |
| Telemus Decorrelation Opportunity Fund, Lp | Hedge Fund | Delaware | $3.8M | 56 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (34)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mitchell Armin Kovitz | Chief Executive Officer, Chairman, Co Chief Investment Officer | Dec 2015 (11y) | Less than 5% | |
| Contreras, Robert, Anthony | Co President, General Counsel, Secretary | Feb 2019 (8y) | Less than 5% | |
| Joel Davidson Hirsh | Vice President, Co Chief Investment Officer | Feb 2019 (8y) | Less than 5% | |
| Raden, Carolyn, Elaine | Vice President, Chief Financial Officer | Feb 2019 (8y) | Less than 5% | |
| Rupp, Theodore, Jay | Co President | Feb 2019 (8y) | Less than 5% | |
| Wilson, Jeremy, Mark | Chief Compliance Officer | Jul 2020 (6y) | Less than 5% | |
| Trent Rodney Fifield | Registered representative | CFP | Jun 2024 (2y) | |
| Amish Ramesh Dalal | Registered representative | CFA | Jan 2025 (2y) | |
| Artem Albertovich Davletshin | Registered representative | CFA | Jan 2025 (2y) | |
| Charles Richard Pepe | Registered representative | Jan 2025 (2y) | ||
| Connor Alan Vlahos | Registered representative | Jan 2025 (2y) | ||
| Frank John Ingarra | Registered representative | Jan 2025 (2y) | ||
| Jacob Paxton Wick | Registered representative | Jan 2025 (2y) | ||
| John Marvin Harper | Registered representative | Jan 2025 (2y) | ||
| Kehong Zhu | Registered representative | CFA | Jan 2025 (2y) | |
| Michael A Porricelli | Registered representative | Jan 2025 (2y) | ||
| Patrick Jean Michel Jamin | Registered representative | CFA | Jan 2025 (2y) | |
| Robert Edward Wright | Registered representative | Jan 2025 (2y) | ||
| Ryan Scott Morgan | Registered representative | CFP | Jan 2025 (2y) | |
| Stephanie Julia O'donnell | Registered representative | Jan 2025 (2y) | ||
| Thomas John Colombo | Registered representative | Jan 2025 (2y) | ||
| William Joseph Ostruzka | Registered representative | Jan 2025 (2y) | ||
| Joseph Ryan Merkle | Registered representative | Jan 2025 (2y) | ||
| Francis Nathanael Simms | Registered representative | Feb 2025 (1y) | ||
| Ethan Michael Jones | Registered representative | Mar 2025 (1y) | ||
| Kevin B Morrissey | Registered representative | Mar 2025 (1y) | ||
| Peyton Ashley Iott | Registered representative | May 2025 (1y) | ||
| Ryan James Gregory | Registered representative | May 2025 (1y) | ||
| Charles Edward Waits Luzio | Registered representative | Jun 2025 (1y) | ||
| Paul Feibus | Registered representative | Nov 2025 (1y) | ||
| Christopher Kenneth Zambrotta | Registered representative | Jan 2026 (1y) | ||
| Elliot Beckwyn Nygard | Registered representative | CFP | Jun 2026 (0y) | |
| Jacob Vincent Stewart | Registered representative | CFP | Jun 2026 (0y) | |
| Jarrett Anthony Torromeo | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member/Manager | Jan 2016 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners Inc. | Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 15.82% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Clayton, Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 7.91% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 3.96% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Clayton, Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 7.91% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $152M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| New Millennium Fundamental Hedged Equity Qp, L.P. | Hedge Fund | $85.1M | $250K | 91 |
| New Millennium Fundamental Hedged Equity, L.P. | Hedge Fund | $52.4M | $250K | 40 |
| Telemus Life Science Real Estate Fund, Llc | Other Private Fund | $10.6M | $100K | 62 |
| Telemus Decorrelation Opportunity Fund, Lp | Hedge Fund | $3.8M | $500K | 56 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • REV SHARE W/AFFILIATE FRS AND ELIGIBLE CREDIT & CASH MGMT SOLUTI
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $9.9B (31% of AUM) Nov 2025
- Pershing $6.4B (20% of AUM) Nov 2025
- National Financial Services (Fidelity) $4.7B (95% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗