Principal Trust Company
$887M reported client assets across 8 advisory firms in FY2023 annual amendments
Reported client assets over time
Same-firm comparison: 6 firms that reported Principal Trust Company in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020, 2021 are shown but partial — only FY2017: 2 cohort firms, FY2018: 2 cohort firms, FY2019: 3 cohort firms, FY2020: 3 cohort firms, FY2021: 4 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Cfo4 Life Group, Llc | $324M | $1.9B | 17.3% | 03/27/2024 |
| Primetrust Advisors Llc | $190M | $299M | 63.5% | 03/21/2024 |
| Capsouth Partners, Inc. | $177M | $763M | 23.1% | 03/27/2024 |
| Investment Consultants Llc | $85.1M | $144M | 59.0% | 02/26/2024 |
| Gsi Capital Advisors Llc | $45.7M | $170M | 26.9% | 03/05/2024 |
| N | $42.5M | $223M | 19.1% | 02/26/2024 |
| Retirement Plan Fiduciaries, Llc | $17.7M | $161M | 11.0% | 03/25/2024 |
| Broadcore Investments Lp | $5.3M | $13.0M | 40.4% | 03/26/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.