AUMdb

North Star Advisory Group, Llc

State-registered Insurance-Affiliated · Small ($100M–$1B) CRD 171694 · SEC file 801-123132 · Beachwood, OH · WWW.NSAG.COM
☆ Save with Pro ADV data as of Mar 19, 2026
Regulatory AUM
$289M
Discretionary
$254M
Clients
484
Avg AUM / client
$597K
Accounts
487
Employees
7

AUM over time

$125M $289M
Dec 2021 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 372 $81.7M 28.3%
High net worth individuals 67 $172M 59.4%
Pension and profit sharing plans 43 $34.9M 12.1%
Charitable organizations 1 $357K 0.12%
Corporations and other businesses 1 $561K 0.19%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mark Kangas Managing Member And Chief Compliance Officer CFP Feb 2013 (14y) 75% or more
Erik Shannon Keister Registered representative Jul 2015 (11y)
Brian Mitchell Duffield Registered representative Oct 2022 (4y)
Forrest Duncan Kuchling Registered representative May 2023 (3y)
Rachel M Smylie Registered representative Aug 2025 (1y)
Nicholas Isaac Stern Registered representative Jan 2026 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 1.23 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.

View current Form ADV (SEC/IAPD) ↗