Newedge Advisors, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 171351
· SEC file 801-79876
· New Orleans, LA
· www.tacticalwm.com
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ADV data as of Jul 06, 2026
- Regulatory AUM
- $43.2B
- Discretionary
- $41.8B
- Clients
- 49,898
- Avg AUM / client
- $866K
- Accounts
- 103,000
- Employees
- 1,073
AUM over time
$0
$43.2B
May 2014
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Asset allocation (SMA assets by investment type)
as of Jul 06, 2026
Registered investment companies (funds/ETFs)
$21.2B
49%
Exchange-traded equities
$15.6B
36%
Cash & equivalents
$3.0B
7%
State & local bonds
$1.3B
3%
Investment-grade corporate bonds
$1.3B
3%
US government & agency bonds
$432M
1%
Pooled investment vehicles
$432M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 4,127 positions, $27,680,868,262)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $854,154,618 | 3,365,597 | 3.09% | 1.98% |
| 2 | Nvidia Corporation | COM | $592,252,810 | 3,427,577 | 2.14% | 1.37% |
| 3 | Microsoft Corp | COM | $582,219,538 | 1,572,845 | 2.1% | 1.35% |
| 4 | Ishares Tr | CORE S&P500 ETF | $574,713,961 | 879,831 | 2.08% | 1.33% |
| 5 | Amazon Com Inc | COM | $437,799,694 | 2,102,077 | 1.58% | 1.01% |
| 6 | Jpmorgan Chase & Co | COM | $422,065,821 | 1,434,818 | 1.52% | 0.98% |
| 7 | Alphabet Inc | CAP STK CL A | $370,762,299 | 1,289,339 | 1.34% | 0.86% |
| 8 | Vanguard Index Fds | S&P 500 ETF SHS | $361,900,967 | 605,643 | 1.31% | 0.84% |
| 9 | Walmart Inc | COM | $357,809,748 | 2,879,062 | 1.29% | 0.83% |
| 10 | State Str Spdr S&P 500 Etf T | TR UNIT | $343,913,271 | 607,741 | 1.24% | 0.8% |
| 11 | Berkshire Hathaway Inc Del | CL B NEW | $300,360,603 | 663,882 | 1.09% | 0.7% |
| 12 | Broadcom Inc | COM | $293,423,769 | 948,027 | 1.06% | 0.68% |
| 13 | Exxon Mobil Corp | COM | $267,243,352 | 1,575,169 | 0.97% | 0.62% |
| 14 | Blackrock Etf Trust | ISHARES US EQUIT | $254,293,176 | 4,370,801 | 0.92% | 0.59% |
| 15 | Chevron Corporation | COM | $250,874,067 | 1,212,537 | 0.91% | 0.58% |
| 16 | Meta Platforms Inc | CL A | $232,874,539 | 407,031 | 0.84% | 0.54% |
| 17 | Visa Inc | COM CL A | $228,918,846 | 757,409 | 0.83% | 0.53% |
| 18 | Vanguard Index Fds | VALUE ETF | $223,985,679 | 1,141,620 | 0.81% | 0.52% |
| 19 | Johnson & Johnson | COM | $217,070,835 | 888,033 | 0.78% | 0.5% |
| 20 | Spdr Series Trust | STATE STREET SPD | $210,936,705 | 2,755,901 | 0.76% | 0.49% |
| 21 | Ishares Tr | S&P 500 GRWT ETF | $205,993,833 | 1,821,181 | 0.74% | 0.48% |
| 22 | Alphabet Inc | CAP STK CL C | $205,117,839 | 715,045 | 0.74% | 0.47% |
| 23 | Cisco Sys Inc | COM | $191,461,245 | 2,467,602 | 0.69% | 0.44% |
| 24 | Ishares Tr | EAFE VALUE ETF | $181,679,886 | 2,443,575 | 0.66% | 0.42% |
| 25 | Ishares Tr | S&P 500 VAL ETF | $181,359,972 | 858,916 | 0.66% | 0.42% |
Top 25 of 4,127 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35,697 | $11.3B | 26.1% |
| High net worth individuals | 13,112 | $28.4B | 65.8% |
| Pension and profit sharing plans | 259 | $322M | 0.75% |
| Charitable organizations | 166 | $200M | 0.46% |
| Corporations and other businesses | 663 | $3.0B | 6.9% |
| Other | 1 | $857K | 0.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (606)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexander Thomas Goss | Chief Executive Officer | Jun 2014 (12y) | Less than 5% | |
| Banco, Joseph, Franklin | Chief Financial Officer And Treasurer | Nov 2021 (5y) | Less than 5% | |
| Kyle Peter Smith | Vice President | Nov 2021 (5y) | Less than 5% | |
| William Carl Brand | Chief Compliance Officer | Apr 2022 (4y) | Less than 5% | |
| Cutler, Jeffrey, Stone | Chief Experience Officer | Jan 2023 (4y) | Less than 5% | |
| Pirigyi, Stephen, Anthony | President | Jan 2023 (4y) | Less than 5% | |
| Sarver Corbett, Erin, Paige | Vice President, Managing Director Operations | Jan 2023 (4y) | Less than 5% | |
| Turner, Neil, Dickman | Chief Executive Officer | Jan 2023 (4y) | Less than 5% | |
| George Frederick Sins | Registered representative | Jun 2014 (12y) | ||
| Gerald Thomas Goss | Registered representative | CFP | Jun 2014 (12y) | |
| Matthew Ross Duplechain | Registered representative | Jun 2014 (12y) | ||
| Steven Wade Fanguy | Registered representative | Nov 2015 (11y) | ||
| Troy Matthew Toups | Registered representative | Nov 2015 (11y) | ||
| Gary Kent Drake | Registered representative | Apr 2016 (10y) | ||
| Stephen Kent Liles | Registered representative | CFP | Apr 2016 (10y) | |
| William Owen Thompson | Registered representative | Apr 2016 (10y) | ||
| Steven Curtis Darden | Registered representative | CFP | Jun 2016 (10y) | |
| Brandon Carl Papa | Registered representative | Aug 2016 (10y) | ||
| John Rodney Pilgreen | Registered representative | Aug 2016 (10y) | ||
| John William Rovetto | Registered representative | CFA | Oct 2016 (10y) | |
| Walter Marcel Gundlach | Registered representative | Nov 2016 (10y) | ||
| Chad Daniel Dufrene | Registered representative | Nov 2016 (10y) | ||
| Christopher Michael Kenny | Registered representative | Nov 2016 (10y) | ||
| David Benton Turnage | Registered representative | Nov 2016 (10y) | ||
| Tristram Sanborn Millard | Registered representative | Nov 2016 (10y) | ||
| Roland James Prestenback | Registered representative | CFP | Mar 2017 (9y) | |
| Dustin Roth Granger | Registered representative | CFP | Mar 2017 (9y) | |
| Stephen Malcom Gainey | Registered representative | CFP | Jun 2017 (9y) | |
| Harlan Dickson Hughes | Registered representative | Jun 2017 (9y) | ||
| Bradford Cecil Clinard | Registered representative | CFP | Sep 2017 (9y) | |
| Ronald Scott Clinard | Registered representative | Sep 2017 (9y) | ||
| Jerrod Allen Pinkston | Registered representative | Nov 2017 (9y) | ||
| Brian Dayries Wynne | Registered representative | Jan 2018 (9y) | ||
| Robert C Gray | Registered representative | Feb 2018 (8y) | ||
| Dane Thomas Gleeson | Registered representative | CFP | Feb 2018 (8y) | |
| Eric Christian Neumann | Registered representative | CFP | Feb 2018 (8y) | |
| Geoffrey Sean Hansen | Registered representative | Feb 2018 (8y) | ||
| John Russell Fiorio | Registered representative | CFP | Feb 2018 (8y) | |
| Kristie Lynn Voldberg | Registered representative | Feb 2018 (8y) | ||
| Matthew D Hand | Registered representative | Feb 2018 (8y) | ||
| Bradley Darrel Reinke | Registered representative | Feb 2018 (8y) | ||
| Darin J Bohl | Registered representative | CFP | Feb 2018 (8y) | |
| Eric Albert Aldinger | Registered representative | Feb 2018 (8y) | ||
| James Fred Fettig | Registered representative | Feb 2018 (8y) | ||
| James Patrick Braun | Registered representative | CFP | Feb 2018 (8y) | |
| Julie Christine Hinsz | Registered representative | Feb 2018 (8y) | ||
| Nathan Mark Natwick | Registered representative | Feb 2018 (8y) | ||
| Perry Dean Bohl | Registered representative | CFP | Feb 2018 (8y) | |
| Shayla Renae Evink | Registered representative | Feb 2018 (8y) | ||
| Thomas Michael Gunderson | Registered representative | CFP | Feb 2018 (8y) | |
| Darcy Lynn Salter | Registered representative | May 2018 (8y) | ||
| Jared Michael Mcgahee | Registered representative | CFP | Jul 2018 (8y) | |
| Todd Ferrell Shiver | Registered representative | Jul 2018 (8y) | ||
| Ellis James Shiver | Registered representative | Aug 2018 (8y) | ||
| Gregory David Bright | Registered representative | Aug 2018 (8y) | ||
| John Burton Enoch Cestia | Registered representative | Aug 2018 (8y) | ||
| Christopher Michael Reisdorf | Registered representative | Aug 2018 (8y) | ||
| Charles Aaron Stowman | Registered representative | Sep 2018 (8y) | ||
| Tom Allen Glandt | Registered representative | Sep 2018 (8y) | ||
| Marc A Clark | Registered representative | Oct 2018 (8y) | ||
| Eugene M. Songy | Registered representative | Nov 2018 (8y) | ||
| Kris Lynn Pearson | Registered representative | Nov 2018 (8y) | ||
| Benjamin Ryan James | Registered representative | Nov 2018 (8y) | ||
| John Allard Mitchell | Registered representative | CFP | Nov 2018 (8y) | |
| Scott Linsday Deupree | Registered representative | Nov 2018 (8y) | ||
| Evan Drew Saterfiel | Registered representative | Dec 2018 (8y) | ||
| Phillip Shayne Fontenot | Registered representative | Dec 2018 (8y) | ||
| Ryan Robert Geschke | Registered representative | Jan 2019 (8y) | ||
| Casey Norman Hande | Registered representative | Mar 2019 (7y) | ||
| Jo A Pate | Registered representative | Jul 2019 (7y) | ||
| Erin Jean Lamp | Registered representative | Aug 2019 (7y) | ||
| Ronald James Prejean | Registered representative | Oct 2019 (7y) | ||
| Megan Evans Fontenot | Registered representative | CFP | Oct 2019 (7y) | |
| Erik Olson | Registered representative | Oct 2019 (7y) | ||
| Richard Allen Ceffalio | Registered representative | Nov 2019 (7y) | ||
| Jordan David Taylor | Registered representative | Mar 2020 (6y) | ||
| Kellie Lynn Schuttler | Registered representative | Mar 2020 (6y) | ||
| Jerry Dean Taylor | Registered representative | Mar 2020 (6y) | ||
| Scott Allan Neu | Registered representative | Mar 2020 (6y) | ||
| John A Suarez | Registered representative | Apr 2020 (6y) | ||
| Robert Andrew Van Ostenbridge | Registered representative | CFP | Apr 2020 (6y) | |
| Jody Keith Davis | Registered representative | Jun 2020 (6y) | ||
| Bryan Delorum Norris | Registered representative | Jun 2020 (6y) | ||
| Nathaniel Andrew Novak | Registered representative | Jul 2020 (6y) | ||
| Nita R Pastor | Registered representative | Jul 2020 (6y) | ||
| Joshua Keith Barnett | Registered representative | CFP Chartered Financial Consultant | Oct 2020 (6y) | |
| Douglas Wayne Stein | Registered representative | CFP | Feb 2021 (5y) | |
| Kimberly Ann Fink | Registered representative | CFP | Feb 2021 (5y) | |
| Jennifer Ellery Colby | Registered representative | Apr 2021 (5y) | ||
| Michael Thomas Houghton | Registered representative | Apr 2021 (5y) | ||
| Rebecca Jane Schrumm | Registered representative | Apr 2021 (5y) | ||
| Rebekah May Triethart Johnson | Registered representative | Apr 2021 (5y) | ||
| Christopher Walter Kubert | Registered representative | CFP | May 2021 (5y) | |
| Jason Paul Foster | Registered representative | May 2021 (5y) | ||
| Sandra Denise Baker | Registered representative | May 2021 (5y) | ||
| Kyle Terrence Crowley | Registered representative | Jun 2021 (5y) | ||
| Terrence John Crowley | Registered representative | Jun 2021 (5y) | ||
| Brent David Romenesko | Registered representative | CFP | Jun 2021 (5y) | |
| Eli Moallem | Registered representative | Jun 2021 (5y) | ||
| Jonathan C Karn | Registered representative | Jun 2021 (5y) | ||
| Amanda Catherine Klein | Registered representative | Jul 2021 (5y) | ||
| Michael Klein | Registered representative | Jul 2021 (5y) | ||
| James Richard Bodensteiner | Registered representative | Jul 2021 (5y) | ||
| Terry Lea Sullivan | Registered representative | CFP Chartered Financial Consultant | Aug 2021 (5y) | |
| Howard Bradley Silver | Registered representative | Aug 2021 (5y) | ||
| Lindsey Scott Ferguson | Registered representative | Sep 2021 (5y) | ||
| Brian Lynn Weese | Registered representative | Sep 2021 (5y) | ||
| Peter Edward Mallett | Registered representative | Sep 2021 (5y) | ||
| Timothy O'shea | Registered representative | Oct 2021 (5y) | ||
| William Clayton Mcdonald | Registered representative | Oct 2021 (5y) | ||
| Belinda G Lemaire | Registered representative | Oct 2021 (5y) | ||
| Erin Rose Kerber | Registered representative | Oct 2021 (5y) | ||
| David Robert Wheatley | Registered representative | Oct 2021 (5y) | ||
| Kendra Marie O'reilly | Registered representative | Oct 2021 (5y) | ||
| Joseph R. Dimauro | Registered representative | Oct 2021 (5y) | ||
| Mathew Alexander Rough | Registered representative | Oct 2021 (5y) | ||
| Patrick Neil Rider | Registered representative | Oct 2021 (5y) | ||
| Alan Matthew Stricker | Registered representative | Nov 2021 (5y) | ||
| Amie Lynn Snyder | Registered representative | Nov 2021 (5y) | ||
| Bradley John Hilbert | Registered representative | Nov 2021 (5y) | ||
| Brent Stephen Hillerich | Registered representative | CFP | Nov 2021 (5y) | |
| Brian Anthony Grogan | Registered representative | Nov 2021 (5y) | ||
| Brian Patrick Murphy | Registered representative | Nov 2021 (5y) | ||
| Brian Richard Losey | Registered representative | Nov 2021 (5y) | ||
| Brittany Louise Shaker | Registered representative | CFP | Nov 2021 (5y) | |
| Bruce Carl Gilmore | Registered representative | Nov 2021 (5y) | ||
| Dale M Dominick | Registered representative | Nov 2021 (5y) | ||
| Daniel Joseph Perrotti | Registered representative | Nov 2021 (5y) | ||
| Daniel Keith Hocking | Registered representative | Nov 2021 (5y) | ||
| David Edward Lacinski | Registered representative | Nov 2021 (5y) | ||
| David Samuel Lockman | Registered representative | Nov 2021 (5y) | ||
| David Thomas Harrison | Registered representative | CFP | Nov 2021 (5y) | |
| Dustin Capco | Registered representative | Nov 2021 (5y) | ||
| Gary Anthony Gullo | Registered representative | Nov 2021 (5y) | ||
| Greg Leslie Mcmullen | Registered representative | Nov 2021 (5y) | ||
| Ingrid Linda Roosild | Registered representative | Nov 2021 (5y) | ||
| Iris Joy Roth | Registered representative | CFP | Nov 2021 (5y) | |
| James Kevin Pheney | Registered representative | Nov 2021 (5y) | ||
| James Norman Wert | Registered representative | Nov 2021 (5y) | ||
| Jennifer Frances Kahl | Registered representative | Nov 2021 (5y) | ||
| Jim Harrison Bootsma | Registered representative | Nov 2021 (5y) | ||
| John Kristen Guidi | Registered representative | Nov 2021 (5y) | ||
| John Michael Krajnik | Registered representative | Nov 2021 (5y) | ||
| Jon Mark Veenis | Registered representative | Nov 2021 (5y) | ||
| Joseph James Wagner | Registered representative | Nov 2021 (5y) | ||
| Joshua Patrick Maher | Registered representative | Nov 2021 (5y) | ||
| Justin Allen Kumph | Registered representative | Nov 2021 (5y) | ||
| Kenneth John Leach | Registered representative | Nov 2021 (5y) | ||
| Matthew Jerry Melendy | Registered representative | Nov 2021 (5y) | ||
| Patricia Adair Morgan | Registered representative | Nov 2021 (5y) | ||
| Paul Raymond Hakel | Registered representative | CFP | Nov 2021 (5y) | |
| Peter Frederick Butler | Registered representative | Nov 2021 (5y) | ||
| Rick Meyeres | Registered representative | Nov 2021 (5y) | ||
| Robert Anthony Fabrizio | Registered representative | Nov 2021 (5y) | ||
| Robert E. Montavon | Registered representative | Nov 2021 (5y) | ||
| Sarah F Fong | Registered representative | Nov 2021 (5y) | ||
| Sean Patrick Hesch | Registered representative | Nov 2021 (5y) | ||
| Stephanie Christin Groschup | Registered representative | Nov 2021 (5y) | ||
| Stephen Andrew Coopersmith | Registered representative | CFP | Nov 2021 (5y) | |
| Thomas Charles Schwab | Registered representative | Nov 2021 (5y) | ||
| Thomas Joseph Birch | Registered representative | CFP Chartered Financial Consultant | Nov 2021 (5y) | |
| Timothy John Halchuck | Registered representative | Nov 2021 (5y) | ||
| William Clyde Mcmorran | Registered representative | Nov 2021 (5y) | ||
| William Henry Jenkins | Registered representative | Nov 2021 (5y) | ||
| William James Donnelly | Registered representative | Nov 2021 (5y) | ||
| William Joseph Woods | Registered representative | Nov 2021 (5y) | ||
| Brian Matthew Kahl | Registered representative | Nov 2021 (5y) | ||
| Daniel James Riso | Registered representative | CFP | Nov 2021 (5y) | |
| Frank Eugene Nemeth | Registered representative | Dec 2021 (5y) | ||
| Joseph Anthony Cerrie | Registered representative | Dec 2021 (5y) | ||
| Courtney D Troyano | Registered representative | Jan 2022 (5y) | ||
| Gregory Scott England | Registered representative | Jan 2022 (5y) | ||
| Lewis Allen Post | Registered representative | CFP | Jan 2022 (5y) | |
| Richard Robert Rush | Registered representative | Jan 2022 (5y) | ||
| Damon Alan Marty | Registered representative | CFA | Jan 2022 (5y) | |
| Emory Guy Hendrix | Registered representative | Feb 2022 (5y) | ||
| Quinton Joseph Autin | Registered representative | Feb 2022 (4y) | ||
| Chitra Jay Patel | Registered representative | CFP | Feb 2022 (4y) | |
| Danielle Elizabeth Granger | Registered representative | Mar 2022 (4y) | ||
| Chad Joseph Nichter | Registered representative | Mar 2022 (4y) | ||
| Maxwell Stewart Mc Hale Sprigg | Registered representative | Mar 2022 (4y) | ||
| Tristen Mical Louviere | Registered representative | Mar 2022 (4y) | ||
| Alfred Bonardi | Registered representative | Mar 2022 (4y) | ||
| Kelly Jean Warner | Registered representative | Mar 2022 (4y) | ||
| Kathaleen Ann Muilwyk | Registered representative | Mar 2022 (4y) | ||
| Kenneth Christian Brace | Registered representative | Mar 2022 (4y) | ||
| Michelle Renae Mc Coy Hollenshead | Registered representative | Apr 2022 (4y) | ||
| Daniel Timothy Fagan | Registered representative | Apr 2022 (4y) | ||
| John Alan Caplan | Registered representative | Apr 2022 (4y) | ||
| Charlotte Mary Ingstad | Registered representative | Apr 2022 (4y) | ||
| Stuart Justin Burke | Registered representative | Apr 2022 (4y) | ||
| Mark Warren Moss | Registered representative | Apr 2022 (4y) | ||
| Ellen Gayle Reynard | Registered representative | Apr 2022 (4y) | ||
| Carter Brower | Registered representative | May 2022 (4y) | ||
| Christopher Houghton | Registered representative | May 2022 (4y) | ||
| James Glenn Herrell | Registered representative | CFA | May 2022 (4y) | |
| Jennifer Leah Capo | Registered representative | May 2022 (4y) | ||
| Richard Paul Sturm | Registered representative | May 2022 (4y) | ||
| Sara Angelica Manning Bracho | Registered representative | Jun 2022 (4y) | ||
| John Anthony Rojas | Registered representative | CFP | Jun 2022 (4y) | |
| Lesley Kay Degenhart | Registered representative | Jun 2022 (4y) | ||
| Le Xiong | Registered representative | Jun 2022 (4y) | ||
| Sarah Wenger Goffe | Registered representative | Jun 2022 (4y) | ||
| Jared Scott Fodness | Registered representative | Jun 2022 (4y) | ||
| Angela Lynn White | Registered representative | Jul 2022 (4y) | ||
| Joshua Scott Cavett | Registered representative | Personal Financial Specialist | Jul 2022 (4y) | |
| Clarence Lawrence Elliott | Registered representative | CFP | Jul 2022 (4y) | |
| Nicole Marie Neal | Registered representative | Jul 2022 (4y) | ||
| Matthew Mc Cabe Tucker Varas | Registered representative | CFP | Jul 2022 (4y) | |
| Cody Orville Brooks | Registered representative | Aug 2022 (4y) | ||
| Wayne Joseph Murry | Registered representative | CFA | Aug 2022 (4y) | |
| John Foster Thompson | Registered representative | Aug 2022 (4y) | ||
| Mary Kenny Ewasyshyn | Registered representative | CFP Chartered Financial Consultant | Sep 2022 (4y) | |
| Shawn Michael Ewasyshyn | Registered representative | CFP | Sep 2022 (4y) | |
| James Heath Raper | Registered representative | Sep 2022 (4y) | ||
| Lindsay Thomas Pelkey | Registered representative | Sep 2022 (4y) | ||
| Mary Patterson Cannon | Registered representative | Sep 2022 (4y) | ||
| Marissa Mary Berg | Registered representative | Sep 2022 (4y) | ||
| Alain Brito | Registered representative | Oct 2022 (4y) | ||
| Brandon Charles Morenz | Registered representative | Oct 2022 (4y) | ||
| Reese Roberts | Registered representative | Oct 2022 (4y) | ||
| Robert John Davies | Registered representative | Oct 2022 (4y) | ||
| Stefan Thomas Gronvold | Registered representative | Oct 2022 (4y) | ||
| Jeffery Stuart Berenson | Registered representative | CFP | Oct 2022 (4y) | |
| Stephen Matthew Berenson | Registered representative | Oct 2022 (4y) | ||
| Amit Chopra | Registered representative | CFP | Nov 2022 (4y) | |
| Patricia Gail Wetzel | Registered representative | Nov 2022 (4y) | ||
| Aaron Van Son Hung Spear | Registered representative | Dec 2022 (4y) | ||
| Amanda Kim Blocksom | Registered representative | CFP Chartered Financial Consultant | Dec 2022 (4y) | |
| Amanda Kate Blackwell | Registered representative | Dec 2022 (4y) | ||
| Margaret Schnapf | Registered representative | Dec 2022 (4y) | ||
| Michael Alan Masters | Registered representative | CFP | Jan 2023 (4y) | |
| Eduardo Provincia | Registered representative | Jan 2023 (4y) | ||
| Jordan Michael Friedman | Registered representative | Jan 2023 (4y) | ||
| Lauren Lehman | Registered representative | CFP CFA | Jan 2023 (4y) | |
| Kenneth Doyle Blanton | Registered representative | Jan 2023 (4y) | ||
| Craig Shiell Wroten | Registered representative | CFP | Feb 2023 (4y) | |
| Caleb Samuel Rodriguez | Registered representative | Feb 2023 (3y) | ||
| Robert Joseph Palmer | Registered representative | Feb 2023 (3y) | ||
| Jennifer Ford De Loach | Registered representative | Mar 2023 (3y) | ||
| Matthew Austin Cook | Registered representative | CFP | Mar 2023 (3y) | |
| Patrick Bruski | Registered representative | CFP | Mar 2023 (3y) | |
| Gautier F Wallaert | Registered representative | Mar 2023 (3y) | ||
| Neil Kevin Flaherty | Registered representative | CFP | Mar 2023 (3y) | |
| Christopher John Willerer | Registered representative | May 2023 (3y) | ||
| Gregory Charles Downey | Registered representative | May 2023 (3y) | ||
| Christopher S St. Germain | Registered representative | May 2023 (3y) | ||
| Claire Renae Stanford | Registered representative | May 2023 (3y) | ||
| Cory Francis Fruge | Registered representative | May 2023 (3y) | ||
| Connor Brian Mire | Registered representative | May 2023 (3y) | ||
| Dee D Becquet | Registered representative | May 2023 (3y) | ||
| Elizabeth Alciatore Gossen | Registered representative | May 2023 (3y) | ||
| Garrett Andrew Ahrens | Registered representative | May 2023 (3y) | ||
| John Neil Morein | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| James Van Wallace | Registered representative | May 2023 (3y) | ||
| Kevin Joseph Simoneaux | Registered representative | May 2023 (3y) | ||
| Perry Blaze Frey | Registered representative | May 2023 (3y) | ||
| Ronald Paul Lege | Registered representative | May 2023 (3y) | ||
| Anthony Thomas Bartolomeo | Registered representative | CFP | May 2023 (3y) | |
| Jorge Arturo Flores | Registered representative | May 2023 (3y) | ||
| Thomas Bartolomeo | Registered representative | May 2023 (3y) | ||
| Andrew Weese | Registered representative | May 2023 (3y) | ||
| Joel Austin Bickmore | Registered representative | CFP | May 2023 (3y) | |
| Roland Markel Castle | Registered representative | CFP | Jun 2023 (3y) | |
| Daniel James Hughes | Registered representative | Jun 2023 (3y) | ||
| Dennis Lewis Schlegel | Registered representative | Jun 2023 (3y) | ||
| Michael Soroko | Registered representative | Jun 2023 (3y) | ||
| Zachary D Zenda | Registered representative | Jun 2023 (3y) | ||
| Scott Mitchell Hawk | Registered representative | Jul 2023 (3y) | ||
| Allahyar Shokouhi Nejad | Registered representative | Jul 2023 (3y) | ||
| Marie Claire Elliott | Registered representative | Jul 2023 (3y) | ||
| Justin Charles Bradford | Registered representative | CFP | Aug 2023 (3y) | |
| Arianna Rodriguez Morales | Registered representative | Aug 2023 (3y) | ||
| Sandro Gelfusa | Registered representative | Aug 2023 (3y) | ||
| Daniel Seth Steele | Registered representative | Aug 2023 (3y) | ||
| Stephen Ray St John | Registered representative | Aug 2023 (3y) | ||
| Ian Allen Waldo | Registered representative | Sep 2023 (3y) | ||
| Curtis Alan Hearn | Registered representative | CFP | Sep 2023 (3y) | |
| Stephen James Landersman | Registered representative | CFP | Sep 2023 (3y) | |
| William R Mitchell | Registered representative | Oct 2023 (3y) | ||
| Dennis Michael Doble | Registered representative | CFP | Oct 2023 (3y) | |
| Carl Joseph Cuddy Ermelbauer | Registered representative | CFP | Oct 2023 (3y) | |
| Ryan Lee Goldschmitt | Registered representative | Oct 2023 (3y) | ||
| Steven Ira Levin | Registered representative | Oct 2023 (3y) | ||
| Rebecca A Bryan | Registered representative | Oct 2023 (3y) | ||
| William Fraser Laird | Registered representative | CFP CFA | Oct 2023 (3y) | |
| Bradley Howell Cantrill | Registered representative | CFP | Oct 2023 (3y) | |
| Andrew Joseph Koris | Registered representative | Oct 2023 (3y) | ||
| Edward C G Tyree | Registered representative | Nov 2023 (3y) | ||
| Mary Kay Zastrow | Registered representative | CFP | Nov 2023 (3y) | |
| Michael Walter Kreimer | Registered representative | CFP | Nov 2023 (3y) | |
| Carl Brian Coolidge | Registered representative | Nov 2023 (3y) | ||
| Russell Calhoun Jacobs | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Thomas Connor Buchanan | Registered representative | Nov 2023 (3y) | ||
| Teresa Zahran White | Registered representative | Nov 2023 (3y) | ||
| Winfred Norman Hasty | Registered representative | Nov 2023 (3y) | ||
| James Tinsley Welden | Registered representative | Dec 2023 (3y) | ||
| Caleb Sheng | Registered representative | Dec 2023 (3y) | ||
| David Lee Mcfeggan | Registered representative | Dec 2023 (3y) | ||
| John David Sias | Registered representative | Dec 2023 (3y) | ||
| Jacob David See | Registered representative | Dec 2023 (3y) | ||
| Eric Brian Andresen | Registered representative | Dec 2023 (3y) | ||
| Luke Melms | Registered representative | CFP | Dec 2023 (3y) | |
| Alfred Vincent Norton | Registered representative | Dec 2023 (3y) | ||
| Thomas Allen Evans | Registered representative | Dec 2023 (3y) | ||
| Colin Murray | Registered representative | Jan 2024 (3y) | ||
| Emily Lynn Lebowitz | Registered representative | Jan 2024 (3y) | ||
| Garrett Scott Burns | Registered representative | CFP | Jan 2024 (3y) | |
| Jaclyn A Hissick | Registered representative | Jan 2024 (3y) | ||
| John Joseph Cusimano | Registered representative | Jan 2024 (3y) | ||
| John Louis Wonneberger | Registered representative | Jan 2024 (3y) | ||
| Kevin H Christopher | Registered representative | Jan 2024 (3y) | ||
| Matthew Mark Glatt | Registered representative | CFP | Jan 2024 (3y) | |
| Robert James Waite | Registered representative | Jan 2024 (3y) | ||
| Ty Bongiovanni | Registered representative | Jan 2024 (3y) | ||
| Andrea Michelle Bongiovanni | Registered representative | Jan 2024 (3y) | ||
| Anthony Francis Panuccio | Registered representative | Jan 2024 (3y) | ||
| Brad Michael Decker | Registered representative | Jan 2024 (3y) | ||
| Gary Peter Klein | Registered representative | Chartered Financial Consultant | Feb 2024 (3y) | |
| Crystal Trevino Groover | Registered representative | CFP Chartered Financial Consultant | Feb 2024 (2y) | |
| Darcy Allan Pierce | Registered representative | Feb 2024 (2y) | ||
| James Travis Payne | Registered representative | Feb 2024 (2y) | ||
| Dane Cooper | Registered representative | Feb 2024 (2y) | ||
| Joshua Craven Harper | Registered representative | CFP Chartered Financial Consultant | Feb 2024 (2y) | |
| Kiera De Vore | Registered representative | Feb 2024 (2y) | ||
| Sean Gregory Linder | Registered representative | CFA | Feb 2024 (2y) | |
| Laurie Maddox | Registered representative | Mar 2024 (2y) | ||
| Seth Ashby Liskey | Registered representative | CFP | Mar 2024 (2y) | |
| David C Tang | Registered representative | Mar 2024 (2y) | ||
| Michael H Bass | Registered representative | Mar 2024 (2y) | ||
| Christopher Lee Baugh | Registered representative | Mar 2024 (2y) | ||
| Alexandre Theriot | Registered representative | Mar 2024 (2y) | ||
| Jordan Phillip Liskey | Registered representative | Mar 2024 (2y) | ||
| John Thomas Mougey | Registered representative | Mar 2024 (2y) | ||
| Lisa Mcmillion | Registered representative | Mar 2024 (2y) | ||
| Chad M Fitzpatrick | Registered representative | Mar 2024 (2y) | ||
| Jason A Habbit | Registered representative | Apr 2024 (2y) | ||
| Collin Matthew Bode | Registered representative | Apr 2024 (2y) | ||
| Gerald Paul Hebert | Registered representative | Apr 2024 (2y) | ||
| Christopher Paul Peter Grellas | Registered representative | CFP | Apr 2024 (2y) | |
| Lauren M Williams | Registered representative | CFP | Apr 2024 (2y) | |
| Timothy Jon Finkelston | Registered representative | Apr 2024 (2y) | ||
| Abduhl Karim Mashhoon | Registered representative | CFP | May 2024 (2y) | |
| Andrew Gildehaus | Registered representative | May 2024 (2y) | ||
| Jill Garvey Lohr | Registered representative | May 2024 (2y) | ||
| Karen M Johnson | Registered representative | May 2024 (2y) | ||
| Martin Kyle Ruether | Registered representative | May 2024 (2y) | ||
| Rajnish Bhuyan | Registered representative | May 2024 (2y) | ||
| Patrick Andrew Rivers | Registered representative | May 2024 (2y) | ||
| Brian John Clouse | Registered representative | May 2024 (2y) | ||
| Dominic J Carter | Registered representative | Jun 2024 (2y) | ||
| Jeff Peter Branson | Registered representative | CFP | Jun 2024 (2y) | |
| Anthony Lawrence Baruffi | Registered representative | CFA | Jun 2024 (2y) | |
| Austin Grant Potter | Registered representative | CFP | Jun 2024 (2y) | |
| Evan Michael Topor | Registered representative | Jun 2024 (2y) | ||
| Robert Taylor Maks | Registered representative | CFP | Jun 2024 (2y) | |
| Timothy Nolan Bearden | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Tyler J Silverthorn | Registered representative | CFP | Jun 2024 (2y) | |
| Kristopher Cawthon | Registered representative | Jun 2024 (2y) | ||
| Shawn Michael Stanley | Registered representative | Jun 2024 (2y) | ||
| Ben A Roth | Registered representative | Jun 2024 (2y) | ||
| Colin Sean Casey | Registered representative | CFP | Jun 2024 (2y) | |
| Erik J Linstrom | Registered representative | Jun 2024 (2y) | ||
| Kristiaan W. De Roos | Registered representative | Jun 2024 (2y) | ||
| Wilkes Thomas Martin | Registered representative | Jun 2024 (2y) | ||
| Riley Thomas Adams | Registered representative | Jun 2024 (2y) | ||
| Donovan Thomas Cizek | Registered representative | Jul 2024 (2y) | ||
| Mitchell James Sovis | Registered representative | Jul 2024 (2y) | ||
| Madeline Jacobs | Registered representative | Jul 2024 (2y) | ||
| Nvard Rosie Ter Matevosyan | Registered representative | Jul 2024 (2y) | ||
| Alec John Bethurum | Registered representative | Aug 2024 (2y) | ||
| Anthony John Ceffalio | Registered representative | Aug 2024 (2y) | ||
| Ryan Paul Forster | Registered representative | CFP | Aug 2024 (2y) | |
| Mark Hartnett Basola | Registered representative | CFA | Aug 2024 (2y) | |
| Jonathan Lee Gassman | Registered representative | CFP Personal Financial Specialist | Aug 2024 (2y) | |
| Elson T Christian | Registered representative | Aug 2024 (2y) | ||
| William James Kinmonth | Registered representative | CFP Chartered Financial Consultant | Aug 2024 (2y) | |
| John Tarson | Registered representative | Aug 2024 (2y) | ||
| Conrad Christopher Richard | Registered representative | Aug 2024 (2y) | ||
| Anna Caroline Long | Registered representative | Sep 2024 (2y) | ||
| Melissa Schuessler Mendez | Registered representative | Sep 2024 (2y) | ||
| Darren Alan Evans | Registered representative | Sep 2024 (2y) | ||
| David Brasfield | Registered representative | Sep 2024 (2y) | ||
| Debra Brennan Tagg | Registered representative | CFP | Sep 2024 (2y) | |
| Frank Gesuale | Registered representative | Sep 2024 (2y) | ||
| Hollis Ann Stuckert | Registered representative | Sep 2024 (2y) | ||
| James Anthony Pupillo | Registered representative | Sep 2024 (2y) | ||
| Matthew James Anderson | Registered representative | CFP | Sep 2024 (2y) | |
| Nicole Michelle Albrecht | Registered representative | Sep 2024 (2y) | ||
| Michael Blake Rhodes | Registered representative | CFP | Sep 2024 (2y) | |
| Brady Bohl | Registered representative | Oct 2024 (2y) | ||
| Tyler Liffrig | Registered representative | Oct 2024 (2y) | ||
| Ashley Melissa Wetzel | Registered representative | Oct 2024 (2y) | ||
| Elizabeth Ann Reed Hoole | Registered representative | Oct 2024 (2y) | ||
| John Franklin Clardy | Registered representative | Oct 2024 (2y) | ||
| Joshua Aaron Olds | Registered representative | CFA | Oct 2024 (2y) | |
| Abbey Lee Henderson | Registered representative | CFP | Oct 2024 (2y) | |
| Christina Nichole Mumpower | Registered representative | Oct 2024 (2y) | ||
| Elizabeth Allen Malgari | Registered representative | CFP | Oct 2024 (2y) | |
| Logan Bradley Smith | Registered representative | Oct 2024 (2y) | ||
| Kayla Nolan Grodi | Registered representative | CFP | Oct 2024 (2y) | |
| John Vincent Kucserka | Registered representative | Nov 2024 (2y) | ||
| Bonnie Kay Bailey | Registered representative | CFP | Nov 2024 (2y) | |
| Robert K Britton | Registered representative | CFP CFA | Dec 2024 (2y) | |
| Bryan Hutchings Bishop | Registered representative | Dec 2024 (2y) | ||
| Reid Michael Fiorio | Registered representative | Dec 2024 (2y) | ||
| Elizabeth Ashley Zemak | Registered representative | Dec 2024 (2y) | ||
| Steven Anthony Cecil | Registered representative | Dec 2024 (2y) | ||
| Carly Jean Rott | Registered representative | Jan 2025 (2y) | ||
| Jonathan Wesley Ulin | Registered representative | CFP | Jan 2025 (2y) | |
| John Anest Koutras | Registered representative | Jan 2025 (2y) | ||
| Jared Wayne Reynolds | Registered representative | CFP | Jan 2025 (2y) | |
| Evan Andresen | Registered representative | Jan 2025 (2y) | ||
| Brigand Wade Kline | Registered representative | CFP | Jan 2025 (2y) | |
| Kristen Nicole Kline | Registered representative | Jan 2025 (2y) | ||
| Bryan Eugene Pridmore | Registered representative | CFP | Jan 2025 (2y) | |
| Eric Looby | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Bryant Hammack | Registered representative | Feb 2025 (1y) | ||
| Labryn C Depta | Registered representative | Feb 2025 (1y) | ||
| James Patrick Willers | Registered representative | Feb 2025 (1y) | ||
| Megan Rae Landon | Registered representative | CFP | Feb 2025 (1y) | |
| Jesse Kopelakis | Registered representative | Mar 2025 (1y) | ||
| Nuri Gunes | Registered representative | CFP | Mar 2025 (1y) | |
| Salvatore Dispenziere | Registered representative | Mar 2025 (1y) | ||
| John M Kevan | Registered representative | Mar 2025 (1y) | ||
| Grant R Davis | Registered representative | Mar 2025 (1y) | ||
| Donald Joseph Link | Registered representative | CFP | Mar 2025 (1y) | |
| James Wai Jing Leong | Registered representative | Mar 2025 (1y) | ||
| John Menniti | Registered representative | CFP | Mar 2025 (1y) | |
| Patrick Michael Moran | Registered representative | Mar 2025 (1y) | ||
| Steven Farley Bliss | Registered representative | Mar 2025 (1y) | ||
| Collin A Mccall | Registered representative | Mar 2025 (1y) | ||
| Cory Justin Fosdyck | Registered representative | CFP | Mar 2025 (1y) | |
| Gabriel Campbell | Registered representative | Mar 2025 (1y) | ||
| Jerry Scott Brown | Registered representative | Mar 2025 (1y) | ||
| Nina Caroline Mc Daniel | Registered representative | Mar 2025 (1y) | ||
| Roger Timothy Krueger | Registered representative | Mar 2025 (1y) | ||
| Aaron Donald Massey | Registered representative | Apr 2025 (1y) | ||
| Holly A Hedde | Registered representative | Apr 2025 (1y) | ||
| Jack R Mitchell | Registered representative | Apr 2025 (1y) | ||
| Lindsey J Peters | Registered representative | Apr 2025 (1y) | ||
| Adam Glancy Ritter | Registered representative | Apr 2025 (1y) | ||
| Casey L Butts | Registered representative | Apr 2025 (1y) | ||
| William Marshall | Registered representative | Apr 2025 (1y) | ||
| Thomas Robert Montavon | Registered representative | Apr 2025 (1y) | ||
| Harold Edward Klein | Registered representative | May 2025 (1y) | ||
| Adam B Heapy | Registered representative | May 2025 (1y) | ||
| Joel Fort Harris | Registered representative | May 2025 (1y) | ||
| Robert Fort Harris | Registered representative | May 2025 (1y) | ||
| Daniel Joseph Rider | Registered representative | May 2025 (1y) | ||
| Avery W Tse | Registered representative | May 2025 (1y) | ||
| Laila Khosroabadi | Registered representative | May 2025 (1y) | ||
| Servaas Hofmeyr Fick | Registered representative | May 2025 (1y) | ||
| John William Morlock | Registered representative | Jun 2025 (1y) | ||
| Lourdes D Pring | Registered representative | Jun 2025 (1y) | ||
| Ashley Martin Ferguson | Registered representative | Jun 2025 (1y) | ||
| Marty Lee Mcguire | Registered representative | Jun 2025 (1y) | ||
| Joshua John Timblin | Registered representative | Jun 2025 (1y) | ||
| Scott Benjamin Cohen | Registered representative | Jul 2025 (1y) | ||
| Elias Brian Andresen | Registered representative | Jul 2025 (1y) | ||
| Rebecca Grace Rubino | Registered representative | CFP | Jul 2025 (1y) | |
| Glen Michael Oconnor | Registered representative | Jul 2025 (1y) | ||
| Kevin David Buckley | Registered representative | Jul 2025 (1y) | ||
| Mero Joseph Capo | Registered representative | Jul 2025 (1y) | ||
| Loy Uriah Olson | Registered representative | Jul 2025 (1y) | ||
| Matthew Loy Olson | Registered representative | Jul 2025 (1y) | ||
| Michael David Todd | Registered representative | Jul 2025 (1y) | ||
| Mitchell J Bergen | Registered representative | Jul 2025 (1y) | ||
| Ryan Harrison | Registered representative | Jul 2025 (1y) | ||
| Kasey Jae Hosack | Registered representative | Jul 2025 (1y) | ||
| Morgan B Heyen | Registered representative | Jul 2025 (1y) | ||
| Ardian Hasko | Registered representative | Aug 2025 (1y) | ||
| Robert Jason Brous | Registered representative | Aug 2025 (1y) | ||
| Mason Gregory Huck | Registered representative | Aug 2025 (1y) | ||
| Nicholas John Hays | Registered representative | Aug 2025 (1y) | ||
| Gregory Anton Huck | Registered representative | Aug 2025 (1y) | ||
| William Isaac Mc Kinnon | Registered representative | Aug 2025 (1y) | ||
| Cory A Paton | Registered representative | Aug 2025 (1y) | ||
| Farid Antonio Krizman | Registered representative | Aug 2025 (1y) | ||
| Steven Martin Moats | Registered representative | Sep 2025 (1y) | ||
| Mariza Bonilla | Registered representative | Sep 2025 (1y) | ||
| Jacen James Marzocco | Registered representative | Sep 2025 (1y) | ||
| Joseph J Wienke | Registered representative | Sep 2025 (1y) | ||
| Brandon Keith Chandler | Registered representative | Sep 2025 (1y) | ||
| Bradley Jay J Blum | Registered representative | Sep 2025 (1y) | ||
| Gladys A Neafus | Registered representative | Oct 2025 (1y) | ||
| Joshua Wright Lowe | Registered representative | Oct 2025 (1y) | ||
| Aaron Michael Breasseale | Registered representative | Oct 2025 (1y) | ||
| Michelle Scrivani | Registered representative | Oct 2025 (1y) | ||
| James Joseph Aldo | Registered representative | Oct 2025 (1y) | ||
| Scott Davis Woodward | Registered representative | Oct 2025 (1y) | ||
| Scott Louis Varon | Registered representative | CFP | Oct 2025 (1y) | |
| Colleen Janell Baker | Registered representative | Oct 2025 (1y) | ||
| Eric J Brisebois | Registered representative | Oct 2025 (1y) | ||
| Stuart Tracy Winfree | Registered representative | CFP | Nov 2025 (1y) | |
| Amanda Beth Glanz | Registered representative | CFP | Nov 2025 (1y) | |
| Christopher Hampton Reuschle | Registered representative | Nov 2025 (1y) | ||
| David Robert Fox | Registered representative | Nov 2025 (1y) | ||
| Jennifer Levine | Registered representative | Nov 2025 (1y) | ||
| Paul Christian Allen | Registered representative | CFP | Dec 2025 (1y) | |
| Bennett Carter Kerfeld | Registered representative | Dec 2025 (1y) | ||
| Heather Lynn Beckwith | Registered representative | Dec 2025 (1y) | ||
| Sarah Lynn Kelne | Registered representative | Dec 2025 (1y) | ||
| Cynthia Anne Thomas | Registered representative | Dec 2025 (1y) | ||
| James Walter Allen | Registered representative | Dec 2025 (1y) | ||
| John Frederick Long | Registered representative | Dec 2025 (1y) | ||
| Kimberly P Harless | Registered representative | Dec 2025 (1y) | ||
| Kenneth Allen Link | Registered representative | Dec 2025 (1y) | ||
| Natalie Dawn Manning Deal | Registered representative | Dec 2025 (1y) | ||
| Thomas Lawson Joy | Registered representative | Dec 2025 (1y) | ||
| Tony Randall Smith | Registered representative | Dec 2025 (1y) | ||
| Christopher J Compton | Registered representative | Dec 2025 (1y) | ||
| Matthew Crisman Brown | Registered representative | CFP | Dec 2025 (1y) | |
| Nicholas Guy Robillard | Registered representative | Dec 2025 (1y) | ||
| Jerry Gale Duncan | Registered representative | Dec 2025 (1y) | ||
| Adam Joseph Baczkiewicz | Registered representative | Dec 2025 (1y) | ||
| Hallie Kirstin Hene | Registered representative | Dec 2025 (1y) | ||
| Katie J Moss | Registered representative | CFP | Dec 2025 (1y) | |
| Scott M Danek | Registered representative | CFP | Dec 2025 (1y) | |
| Burke John Rogers | Registered representative | Dec 2025 (1y) | ||
| Brooks Mccartney | Registered representative | Jan 2026 (1y) | ||
| Gina Marie Tedesco | Registered representative | Jan 2026 (1y) | ||
| Joseph James Romei | Registered representative | Jan 2026 (1y) | ||
| William Malcolm Beeler | Registered representative | Jan 2026 (1y) | ||
| Enrico Alfio Brex | Registered representative | Jan 2026 (1y) | ||
| Wendy Wong | Registered representative | Jan 2026 (1y) | ||
| Meaghan Elizabeth Ives | Registered representative | Jan 2026 (1y) | ||
| Michael Lawrence Jordan | Registered representative | Jan 2026 (1y) | ||
| Sean Michael Koscho | Registered representative | Jan 2026 (1y) | ||
| Graham Riddle Howle | Registered representative | Jan 2026 (1y) | ||
| Cari Leamy | Registered representative | Jan 2026 (1y) | ||
| Adam Tyler Neelly | Registered representative | Jan 2026 (1y) | ||
| Andrew Lauren Britt | Registered representative | Jan 2026 (1y) | ||
| Basil Tate Lamastus | Registered representative | CFP | Jan 2026 (1y) | |
| Calynn Gigant | Registered representative | Jan 2026 (1y) | ||
| David J Wuller | Registered representative | Jan 2026 (1y) | ||
| Gabriel Shabat | Registered representative | Jan 2026 (1y) | ||
| Joe Dale Creecy | Registered representative | Jan 2026 (1y) | ||
| Jack Douglas Ricker | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Sawyer Nicholson | Registered representative | Jan 2026 (1y) | ||
| Kyatt Byrd | Registered representative | CFP | Jan 2026 (1y) | |
| Matthew David Robins | Registered representative | Jan 2026 (1y) | ||
| Nicholas Paul Stamatis | Registered representative | Jan 2026 (1y) | ||
| Nolan John Phillips | Registered representative | Jan 2026 (1y) | ||
| Rami Abdelhadi | Registered representative | Jan 2026 (1y) | ||
| Ryan Metz | Registered representative | CFP | Jan 2026 (1y) | |
| Theodore Andrew Macri | Registered representative | Jan 2026 (1y) | ||
| Taylor Grace Marie Huddle | Registered representative | Jan 2026 (1y) | ||
| Jody Charles Detillier | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Gavin Detillier | Registered representative | Jan 2026 (1y) | ||
| Justin Michael Sheinbaum | Registered representative | CFA | Jan 2026 (1y) | |
| Lori Detillier Taylor | Registered representative | Jan 2026 (1y) | ||
| Ruston G Matherne | Registered representative | Jan 2026 (1y) | ||
| James Christopher Floyd | Registered representative | CFP | Feb 2026 (0y) | |
| Melissa Lauren Grochal | Registered representative | Feb 2026 (0y) | ||
| Timothy David Duchesneau | Registered representative | Feb 2026 (0y) | ||
| Mary Elaine Vertner | Registered representative | CFP | Feb 2026 (0y) | |
| William Pope Langdale | Registered representative | Feb 2026 (0y) | ||
| Brianna A Shealey | Registered representative | Feb 2026 (0y) | ||
| Payton James Sapp | Registered representative | Feb 2026 (0y) | ||
| Tyler Christian Attales | Registered representative | Feb 2026 (0y) | ||
| Andrew Buscetto | Registered representative | Feb 2026 (0y) | ||
| David John Mazzetti | Registered representative | CFP | Feb 2026 (0y) | |
| Joseph Jonathan Femia | Registered representative | Feb 2026 (0y) | ||
| Maximus Michael Di Sesa | Registered representative | CFP | Feb 2026 (0y) | |
| Robert Blenkle | Registered representative | Feb 2026 (0y) | ||
| Parker Robert Brey | Registered representative | Feb 2026 (0y) | ||
| Clayton Keyes | Registered representative | CFP | Mar 2026 (0y) | |
| Jonathan Richard Bock | Registered representative | Mar 2026 (0y) | ||
| Paul Shoquist | Registered representative | Mar 2026 (0y) | ||
| Anna Katherine White | Registered representative | Mar 2026 (0y) | ||
| Bradley Michael Rouse | Registered representative | CFA | Apr 2026 (0y) | |
| David Robert Ryan | Registered representative | CFP | Apr 2026 (0y) | |
| Adam Christian Bonner | Registered representative | Apr 2026 (0y) | ||
| Keith David Gaffney | Registered representative | Apr 2026 (0y) | ||
| Tommy Edward Fincher | Registered representative | Apr 2026 (0y) | ||
| Jason Richard Carter | Registered representative | Apr 2026 (0y) | ||
| Jonathan David Spoolstra | Registered representative | CFP | Apr 2026 (0y) | |
| Matthew Colin Mcguirl | Registered representative | CFP | Apr 2026 (0y) | |
| Robert Edgar Smith | Registered representative | Apr 2026 (0y) | ||
| Matthew Scott Patterson | Registered representative | May 2026 (0y) | ||
| Zhyar Rahman Abdul | Registered representative | May 2026 (0y) | ||
| Pedro Mauricio Garcia | Registered representative | May 2026 (0y) | ||
| Brian C Park | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) | |
| Christian Michael Nimmo | Registered representative | May 2026 (0y) | ||
| Michael Orvin Nimmo | Registered representative | May 2026 (0y) | ||
| Rachael L Nimmo | Registered representative | May 2026 (0y) | ||
| Amanda Marie Bolinger | Registered representative | May 2026 (0y) | ||
| Jeffrey Scott Cavett | Registered representative | May 2026 (0y) | ||
| Megan Elizabeth Green | Registered representative | CFP | May 2026 (0y) | |
| Shamya Munni Ullah | Registered representative | May 2026 (0y) | ||
| Lena Nichole Chandler | Registered representative | Jun 2026 (0y) | ||
| Andrew S Diozzi | Registered representative | Jun 2026 (0y) | ||
| Melody Susan Evans | Registered representative | CFP | Jun 2026 (0y) | |
| Cody Bennett | Registered representative | Jun 2026 (0y) | ||
| Robert Marques Young | Registered representative | CFP | Jun 2026 (0y) | |
| Jon Connell | Registered representative | CFP | Jun 2026 (0y) | |
| Jason Leonard Bertsch | Registered representative | CFP | Jun 2026 (0y) | |
| Stephen Nicholas Cherewaty | Registered representative | Jun 2026 (0y) | ||
| Ian Westbrook Williams | Registered representative | Jun 2026 (0y) | ||
| Shane Dohrer | Registered representative | Jun 2026 (0y) | ||
| Elizabeth Ann Plotkin | Registered representative | Jul 2026 (0y) | ||
| Elizabeth Anna Marie Tipton Weber | Registered representative | CFP Chartered Financial Consultant | Jul 2026 (0y) | |
| Charles Wurdack | Registered representative | Jul 2026 (0y) | ||
| Melissa Lee Herbert | Registered representative | CFP | Jul 2026 (0y) | |
| Cassandra Smith | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| New Edge Capital Group, Llc | Direct Owner/Parent | Dec 2020 | A | 75% or more |
| Newedge Wealth Holdings, L.P. | Shareholder | Oct 2020 | B | ≈ 56.25% – 100% via New Edge Capital Group, Llc |
| Edgeco Guarantor, L.P. | Shareholder | Oct 2020 | B | ≈ 42.19% – 100% via Newedge Wealth Holdings, L.P. |
| Edgeco Holdings, Lp | Shareholder | Dec 2019 | B | ≈ 31.64% – 100% via Edgeco Guarantor, L.P. |
| Edgeco Investor Holding, L.P. | Shareholder | Jun 2018 | B | ≈ 23.73% – 100% via Edgeco Holdings, Lp |
| Parthenon Investors V, L.P. | Shareholder | Jun 2018 | B | ≈ 11.87% – 75% via Edgeco Investor Holding, L.P. |
| Waterfall Eden Master Fund, Ltd. | Shareholder | Jun 2018 | B | ≈ 5.93% – 50% via Edgeco Investor Holding, L.P. |
| Edgeco Wealth Management Gp, Llc | Gp | Feb 2020 | B | GP / trustee / elected manager of Newedge Wealth Holdings, L.P. (indirect) |
| Pcp Aggregator Gp, Llc | Gp | Mar 2018 | B | GP / trustee / elected manager of Edgeco Investor Holding, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Newedge Wealth Holdings, L.P.: 75% – 100% of New Edge Capital Group, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Edgeco Guarantor, L.P.: 75% – 100% of Newedge Wealth Holdings, L.P. × 75% – 100% of New Edge Capital Group, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Edgeco Holdings, Lp: 75% – 100% of Edgeco Guarantor, L.P. × 75% – 100% of Newedge Wealth Holdings, L.P. × 75% – 100% of New Edge Capital Group, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Edgeco Investor Holding, L.P.: 75% – 100% of Edgeco Holdings, Lp × 75% – 100% of Edgeco Guarantor, L.P. × 75% – 100% of Newedge Wealth Holdings, L.P. × 75% – 100% of New Edge Capital Group, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Parthenon Investors V, L.P.: 50% – 75% of Edgeco Investor Holding, L.P. × 75% – 100% of Edgeco Holdings, Lp × 75% – 100% of Edgeco Guarantor, L.P. × 75% – 100% of Newedge Wealth Holdings, L.P. × 75% – 100% of New Edge Capital Group, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Waterfall Eden Master Fund, Ltd.: 25% – 50% of Edgeco Investor Holding, L.P. × 75% – 100% of Edgeco Holdings, Lp × 75% – 100% of Edgeco Guarantor, L.P. × 75% – 100% of Newedge Wealth Holdings, L.P. × 75% – 100% of New Edge Capital Group, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (18)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Brown & Brown, Inc Employee Savings Plan | Brown & Brown, Inc. | 12,393 | $1.8B | 01/01/2024 |
| H.S.S.I. 401(k) Plan | Homeland Security Solutions, Inc. | 0 | $0 | 01/01/2024 |
| Southeast Georgia Health System, Inc. 403(b) Retirement Savings Plan | Southeast Georgia Health System, Inc. | 2,528 | $204M | 01/01/2024 |
| Phelps Dunbar, Llp Savings And Retirement Plan | Phelps Dunbar, Llp | 727 | $295M | 01/01/2024 |
| King & Prince Savings Plan | King & Prince Seafood Corporation | 460 | $42.2M | 01/01/2024 |
| Pitney Bowes Inc. 401(k) Plan | Pitney Bowes Inc. | 5,862 | $1.7B | 01/01/2024 |
| Adams And Reese Llp 401(k) Profit Sharing Plan And Trust | Adams And Reese Llp | 384 | $262M | 01/01/2024 |
| Vantage West Credit Union 401(k) Plan | Vantage West Credit Union | 465 | $56.6M | 01/01/2024 |
| Kelly & Associates Insurance Group, Inc. 401 K Plan | Kelly & Associates Insurance Group, Inc. | 559 | $68.2M | 01/01/2024 |
| Lee & Cates Glass, Inc. 401(k) Plan | Lee & Cates Glass, Inc. | 145 | $7.0M | 01/01/2024 |
| A.J. Rose Mfg. Co. 401(k) Plan For Union Employees | A.J. Rose Manufacturing Co. | 265 | $19.1M | 01/01/2024 |
| Stone Pigman Walther Wittmann L.L.C. 401(k) And Profit Sharing Plan | Stone Pigman Walther Wittmann L.L.C | 98 | $91.0M | 01/01/2024 |
| Jim Burke Ford 401(k) Plan | Jim Burke Ford | 290 | $28.8M | 01/01/2024 |
| Creform Corporation 401(k) Retirement Plan | Creform Corporation | 118 | $19.8M | 01/01/2024 |
| A.J. Rose Retirement And 401(k) Plan For Non Union Employees | A. J. Rose Manufacturing Co. | 135 | $32.0M | 01/01/2024 |
| Harvey Gulf International Marine 401(k) Plan | Harvey Gulf International Marine, Llc | 662 | $30.7M | 01/01/2024 |
| Coastal Hospitality Associates, Llc 401(k) Plan | Coastal Hospitality Associates, Llc | 163 | $5.3M | 01/01/2024 |
| The Ogeechee Group, Inc. 401 K Plan | The Ogeechee Group, Inc. | 961 | $20.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 5.79 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory
as of Nov 20, 2024
Allegations: ON SEPTEMBER 30, 2019, THE FIRM SETTLED AN ADMINISTRATIVE CEASE AND DESIST PROCEEDING WITH THE SEC (FILE NO. 3-19554, RELEASE NO. 5387). THE SETTLEMENT ORDER PROVIDES THAT THE FIRM, WITHOUT ADMITTING OR DENYING ANYVIOLATION, CONSENTED TO FINDINGS THAT IT BREACHED ITS FIDUCIARY DUTIES TO CERTAIN CLIENTS AND FAILED TO DISCLOSEADEQUATELY MATTERS RELATED TO ITS MUTUAL FUND SHARE CLASS SELECTION PRACTICES AND THE FEES IT RECEIVED. THEORDER STATES THAT, AT CERTAIN TIMES,THE FIRM PURCHASED, RECOMMENDED, OR HELD FOR ADVISORY CLIENTS MUTUAL FUNDSHARE CLASSES THAT CHARGED 12B-1 FEES INSTEAD OF LOWER-COST SHARE CLASSES OF THE SAME FUNDS FOR WHICHCLIENTS WERE ELIGIBLE. THE ORDER ALSO STATES THAT THE FIRM DID NOT DISCLOSE ADEQUATELY THAT IT OR ITS AFFILIATERECEIVED 12B-1 FEES IN CONNECTION WITH CERTAIN INVESTMENTS IN ITS FORM ADV OR OTHERWISE. THE SETTLED ORDERALSO STATES THAT THE FIRM BREACHED ITS DUTY TO SEEK BEST EXECUTION FOR CERTAIN OF ITS CLIENTS BY INVESTING THEMIN MUTUAL FUND SHARE CLASSES WITH 12B-1 FEES RATHER THAN LOWER-COST SHARE CLASSES, AND THAT THE FIRM FAILED TOADOPT AND IMPLEMENT WRITTEN COMPLIANCE POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT VIOLATIONS OFTHE ADVISERS ACT AND THE RULES THEREUNDER IN CONNECTION WITH ITS MUTUAL FUND SHARE CLASS SELECTION PRACTICES.AS A RESULT OF THE ALLEGED CONDUCT, THE COMMISSION FOUND THE FIRM WILLFULLY VIOLATED SECTIONS 206(2) AND 206(4)OF THE ADVISERS ACT AND RULE 206(4)-7. Status: Final Sanction Detail: THE FIRM WAS ORDERED TO CEASE AND DESIST FROM COMMITTING OR CAUSING FUTURE VIOLATIONS OF SECTION 206(2)OR 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7.. THE FIRM ALSO WAS CENSURED, AND DIRECTED TO PAYDISGORGEMENT OF $900,069, PLUS PREJUDGMENT INTEREST,AND A CIVIL MONEY PENALTY IN THE AMOUNT OF $300,000. Summary: THE FIRM HAS PAID THE CIVIL MONEY PENALTY AND DISTRIBUTED THE DISGORGEMENT FUNDS TO AFFECTED CLIENTS. THE FIRMALSO IS COMPLYING WITH VARIOUS UNDERTAKINGS AND OTHER PROVISIONS SET FORTH IN THE ORDER AND HAS IMPLEMENTEDOPERATIONAL AND POLICY AND PROCEDURE CHANGES THAT IT BELIEVES ARE REASONABLY DESIGNED TO PREVENT FUTUREVIOLATIONS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $13.8B (32% of AUM) Jul 2026
- LPL Financial $11.7B (27% of AUM) Jul 2026
- Charles Schwab & Co. $7.6B (18% of AUM) Jul 2026
- Raymond James $5.3B (12% of AUM) Jul 2026
- Folio Investments, Inc. $2.3B (5% of AUM) Jul 2026
- Newedge Securities, Inc. $2.0B (16% of AUM) Feb 2024
- Mid Atlantic Capital Corporation $2.0B (22% of AUM) Nov 2021
- National Financial Services (Fidelity) $1.3B (3% of AUM) Jul 2026
- Mid Atlantic Trust Company $107M (0% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗