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Investment Adviser · Boutique (under $100M)
CRD 169959
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ADV data as of Oct 22, 2025
- Regulatory AUM
- $81.1M
- Discretionary
- $81.1M
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 6
- Employees
- 2
AUM over time
$0
$947M
Dec 2013
Oct 2025
Annual snapshots from Form ADV filings · as of Oct 22, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 | $16.7M | 20.6% |
| Pension and profit sharing plans | Fewer than 5 | $20.7M | 25.5% |
| Corporations and other businesses | Fewer than 5 | $43.8M | 53.9% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- UBS $200M (21% of AUM) Oct 2024
- Pnc Bank $191M (85% of AUM) Mar 2025
- Amalgamated Bank $159M (23% of AUM) Mar 2023
- Pershing $60.4M (74% of AUM) Oct 2025
- Principal Financial $45.6M (20% of AUM) Mar 2025
- U.S. Bank $20.7M (26% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 22, 2025.