Qbox Fiduciary Solutions, Llc
- Regulatory AUM
- $429M
- Discretionary
- $426M
- Clients
- 314
- Avg AUM / client
- $1.4M
- Accounts
- 346
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 106 | $14.7M | 3.43% |
| High net worth individuals | 21 | $14.9M | 3.46% |
| Pension and profit sharing plans | 187 | $400M | 93.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Geiger Excavating, Inc. 401(k) Plan Geiger Excavating, Inc. | 2024 | |
| I.A.T.S.E. Local No. 6 Profit Sharing Plan I.A.T.S.E. Local No. 6 | 2024 | |
| Qbox Pooled Employer Plan Plan Compliance Services, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Allen Moerchen | Managing Member And Chief Compliance Officer | Apr 2013 (13y) | 50% – 75% | |
| Kaufman, Mark, Christian | Member | Apr 2013 (13y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Geiger Excavating, Inc. 401(k) Plan | Geiger Excavating, Inc. | 48 | — | 01/01/2024 |
| I.A.T.S.E. Local No. 6 Profit Sharing Plan | I.A.T.S.E. Local No. 6 | 721 | $22.0M | 01/01/2024 |
| Qbox Pooled Employer Plan | Plan Compliance Services, Inc. | 313 | $11.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: REGULATOR ALLEGED APPLICANT'S APPLICATION FOR DUAL LICENSURE AS AN INVESTMENT ADVISER REPRESENTATIVE OF QBOX FIDUCIARY SOLUTIONS, LLC, AND REDHAWK WEALTH ADVISORS, INC., WAS DENIED BECAUSE THE APPLICATION WAS MATERIALLY INCOMPLETE. Status: Final Sanction Detail: ALTHOUGH APPLICANT'S INVESTMENT ADVISOR REPRESENTATIVE APPLICATION WITH REDHAWK WEALTH ADVISORS, INC. WAS DENIED ON 11/17/2015, APPLICANT REFILED AN INVESTMENT ADVISOR REPRESENTATIVE APPLICATION WITH REDHAWK WEALTH ADVISORS, INC. ON 1/06/2016 AND WAS APPROVED BY THE UTAH DIVISION OF SECURITIES ON 1/11/2016. Summary: ALTHOUGH APPLICANT'S INVESTMENT ADVISOR REPRESENTATIVE APPLICATION WITH REDHAWK WEALTH ADVISORS, INC. WAS DENIED ON 11/17/2015, APPLICANT REFILED AN INVESTMENT ADVISOR REPRESENTATIVE APPLICATION WITH REDHAWK WEALTH ADVISORS, INC. ON 1/06/2016 AND WAS APPROVED BY THE UTAH DIVISION OF SECURITIES ON 1/11/2016.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Matrix Trust Company $183M (43% of AUM) Mar 2026
- Mid Atlantic Trust Company $130M (30% of AUM) Mar 2026
- National Financial Services (Fidelity) $112M (33% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗