Phillips And Company Advisors Llc
- Regulatory AUM
- $2.7B
- Discretionary
- $1.2B
- Clients
- 1,273
- Avg AUM / client
- $2.1M
- Accounts
- 2,675
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 934 | $240M | 8.99% |
| High net worth individuals | 176 | $1.6B | 60.5% |
| Pension and profit sharing plans | 134 | $604M | 22.7% |
| Charitable organizations | 10 | $109M | 4.1% |
| Corporations and other businesses | 19 | $98.8M | 3.71% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pnwe Tillamook Country Smoker, Llc 401(k) Sav Tillamook Country Smoker, Llc | 2024 | |
| Nfn Investments Retirement Plan Nfn Investments, Llc | 2024 | |
| Portland Bottling Company 401(k) Profit Sharing Plan & Trust Portland Bottling Company | 2024 | |
| Aero Air, Llc 401(k) Profit Sharing Plan And Trust Aero Air, Llc | 2024 | |
| Cascadia Healthcare 401(k) Plan Cascadia Healthcare | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Phillips, Timothy, Charles | Ceo | Feb 1992 (35y) | 75% or more | |
| James Todd Smith | Cfo, Cco | Mar 1997 (29y) | Less than 5% | |
| Michael Frank Goodrich | Registered representative | Nov 2013 (13y) | ||
| Michael Scott Hardy | Registered representative | Nov 2013 (13y) | ||
| Chad James Parlow | Registered representative | Dec 2013 (13y) | ||
| Mark Timothy Loewen | Registered representative | Dec 2013 (13y) | ||
| Matthew Martin Schmidt | Registered representative | Dec 2013 (13y) | ||
| Stacy Allan Noll | Registered representative | Dec 2013 (13y) | ||
| Timothy Charles Phillips | Registered representative | Dec 2013 (13y) | ||
| George Earl Macdonald | Registered representative | Jan 2014 (13y) | ||
| Thomas Scott Edwards | Registered representative | Jan 2014 (13y) | ||
| George Joseph Myers | Registered representative | CFA | Jan 2022 (5y) | |
| Kristen Leigh Trudo Hughes | Registered representative | Sep 2023 (3y) | ||
| Catherine Gill | Registered representative | Feb 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pnwe Tillamook Country Smoker, Llc 401(k) Sav | Tillamook Country Smoker, Llc | 428 | $5.9M | 01/01/2024 |
| Nfn Investments Retirement Plan | Nfn Investments, Llc | 144 | $3.0M | 01/01/2024 |
| Portland Bottling Company 401(k) Profit Sharing Plan & Trust | Portland Bottling Company | 155 | $4.7M | 01/01/2024 |
| Aero Air, Llc 401(k) Profit Sharing Plan And Trust | Aero Air, Llc | 208 | $14.2M | 01/01/2024 |
| Cascadia Healthcare 401(k) Plan | Cascadia Healthcare | 3,807 | $26.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (41% of AUM) Mar 2026
- Pershing $1.1B (48% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗