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Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 164600
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ADV data as of Jan 08, 2026
- Regulatory AUM
- $2.1B
- Discretionary
- $480M
- Clients
- 232
- Avg AUM / client
- $8.9M
- Accounts
- 529
- Employees
- 9
AUM over time
$0
$2.1B
Jul 3, 2012
Jan 8, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 74 | $17.8M | 0.86% |
| High net worth individuals | 74 | $305M | 14.7% |
| Pension and profit sharing plans | 78 | $1.7B | 84.0% |
| Corporations and other businesses | 6 | $9.6M | 0.46% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Vanguard Marketing Corporation $660M (32% of AUM) Jan 2026
- Charles Schwab & Co. $331M (16% of AUM) Jan 2026
- Principal Securities, Inc. $281M (14% of AUM) Jan 2026
- Empower Financial Services, Inc. $231M (11% of AUM) Jan 2026
- Fidelity Brokerage Services $184M (19% of AUM) Mar 2021
- Principal Financial $183M (14% of AUM) Nov 2023
- Tiaa Cref Individual & Institutional Services, Llc $169M (11% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 08, 2026.