Avalan, Llc
- Regulatory AUM
- $622M
- Discretionary
- $544M
- Clients
- 319
- Avg AUM / client
- $1.9M
- Accounts
- 768
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 144 | $72.8M | 11.7% |
| High net worth individuals | 121 | $352M | 56.7% |
| Pension and profit sharing plans | 35 | $90.2M | 14.5% |
| Charitable organizations | 6 | $31.5M | 5.07% |
| Insurance companies | Fewer than 5 clients | $27.8M | 4.47% |
| Other | 13 | $47.1M | 7.57% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $800K combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Avalan Opportunity Fund I, Llc | Private Equity Fund | California | $800K | 8 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Allen Schuette | Managing Member & Chief Compliance Officer | CFP | Feb 2011 (16y) | 75% or more |
| Kathryn E Courain | Shareholder | Jan 2016 (11y) | 10% – 25% | |
| Peter White Madlem | Shareholder | CFA | Jan 2022 (5y) | 10% – 25% |
| Elizabeth Ann Saghi | Registered representative | CFP | Sep 2017 (9y) | |
| Jeffrey Charles Hall | Registered representative | May 2018 (8y) | ||
| Casey William Slemmons | Registered representative | CFP | Jul 2019 (7y) | |
| Jeffrey Frank Jagard | Registered representative | Aug 2021 (5y) | ||
| Sean Peter Madlem | Registered representative | Jan 2023 (4y) | ||
| Rick Jay Weber | Registered representative | May 2023 (3y) | ||
| Jeffery Dale Thompson | Registered representative | CFP | Jan 2025 (2y) | |
| Valeria Chepilev | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $800K gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Avalan Opportunity Fund I, Llc | Private Equity Fund | $800K | $25.0K | 8 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Investments $337M (54% of AUM) Mar 2026
- Charles Schwab & Co. $52.9M (9% of AUM) Mar 2026
- E*TRADE (Morgan Stanley) $1.6M (0% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗