Jerry A. Lyke And Associates, Inc.
- Regulatory AUM
- $94.2M
- Discretionary
- $94.2M
- Clients
- 137
- Avg AUM / client
- $688K
- Accounts
- 321
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 113 | $39.4M | 41.8% |
| High net worth individuals | 10 | $39.7M | 42.1% |
| Pension and profit sharing plans | 10 | $14.3M | 15.2% |
| Corporations and other businesses | 4 | $899K | 0.95% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| H P Products, Inc. 401(k) Retirement Plan H P Products, Inc. | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Trevor Allen Lyke | Registered representative | Chartered Financial Consultant | Oct 2010 (16y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| H P Products, Inc. 401(k) Retirement Plan | H P Products, Inc. | 349 | $36.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/18/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Etc Brokerage Services, Llc $88.6M (94% of AUM) Feb 2026
- Matrix Trust Company $3.0M (3% of AUM) Feb 2026
- Axos Clearing $2.6M (3% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.
View current Form ADV (SEC/IAPD) ↗