Etc Brokerage Services, Llc
$1.6B reported client assets across 4 advisory firms in FY2025 annual amendments
Reported client assets over time
Same-firm comparison: 2 firms that reported Etc Brokerage Services, Llc in both FY2024 and FY2025 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2018, 2019, 2020, 2021, 2022 are shown but partial — only FY2018: 1 cohort firms, FY2019: 1 cohort firms, FY2020: 1 cohort firms, FY2021: 1 cohort firms, FY2022: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Pivot Capital Partners Llc | $1.4B | $1.4B | 100.0% | 03/31/2026 |
| L.D. Lowe Wealth Advisory, Inc. | $119M | $119M | 100.0% | 03/30/2026 |
| Cramer & Rauchegger, Inc. | $33.1M | $151M | 21.9% | 02/03/2026 |
| Chicago Capital Management Advisors, Llc | $10.7M | $135M | 7.9% | 03/23/2026 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.